Ellington Financial Inc. Contracts & Agreements

Form of Equity Distribution Agreement (Filed With SEC on September 30, 2024)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on February 29, 2024)

Amended and Restated Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, dated as of December 14, 2023 (Filed With SEC on December 14, 2023)

Equity Distribution Agreement (Filed With SEC on November 14, 2023)

Form of Equity Distribution Agreement Amendment (Filed With SEC on November 14, 2023)

Termination Agreement, dated as of October 20, 2023, by and between Great Ajax Corp. and Ellington Financial Inc (Filed With SEC on October 20, 2023)

Form of certificate representing the 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock of Ellington Financial Inc (Filed With SEC on August 2, 2023)

Form of certificate representing the 8.250% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of Ellington Financial Inc (Filed With SEC on August 2, 2023)

Form of certificate representing the 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock of Ellington Financial Inc (Filed With SEC on July 18, 2023)

Form of certificate representing the 8.250% Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of Ellington Financial Inc (Filed With SEC on July 18, 2023)

Agreement and Plan of Merger, dated as of June 30, 2023, by and among Ellington Financial Inc., EF Acquisition I LLC and Great Ajax Corp (Filed With SEC on July 3, 2023)

Agreement and Plan of Merger, dated as of (Filed With SEC on May 30, 2023)

Underwriting Agreement, dated as of February 2, 2023, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Piper Sandler & Co., as... (Filed With SEC on February 6, 2023)

Fourth Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and among the Company, Ellington Financial Operating... (Filed With SEC on February 6, 2023)

Form of Equity Distribution Agreement Amendment (Filed With SEC on January 25, 2023)

Indenture, dated as of March 31, 2022, among the Issuers, Ellington Financial Inc. and Wilmington Trust, National Association, as trustee (Filed With SEC on March 31, 2022)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on March 1, 2022)

Form of Equity Distribution Agreement (Filed With SEC on January 21, 2022)

Third Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating... (Filed With SEC on January 21, 2022)

Second Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating... (Filed With SEC on December 13, 2021)

Underwriting Agreement, dated as of December 8, 2021, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Piper Sandler & Co., as... (Filed With SEC on December 13, 2021)

Underwriting Agreement, dated as of October 12, 2021 by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC,... (Filed With SEC on October 15, 2021)

Form of Equity Distribution Agreement (Filed With SEC on August 9, 2021)

Underwriting Agreement, dated as of July 6, 2021 by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC, UBS... (Filed With SEC on July 9, 2021)

Description of Securities Registered under Section 12 of the Exchange Act (Filed With SEC on March 13, 2020)

Underwriting Agreement, dated as of January 21, 2020, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC... (Filed With SEC on January 24, 2020)

Underwriting Agreement, dated as of November 18, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and UBS Securities LLC and... (Filed With SEC on November 20, 2019)

Form of OP LTIP Unit Award for Officers (Filed With SEC on November 8, 2019)

Form of OP LTIP Unit Award for Directors (Filed With SEC on November 8, 2019)

First Amendment to Limited Liability Company Operating Agreement of Ellington Financial Operating Partnership LLC, by and between the Company, Ellington Financial Operating... (Filed With SEC on October 22, 2019)

Underwriting Agreement, dated as of October 16, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Morgan Stanley & Co. LLC,... (Filed With SEC on October 22, 2019)

Underwriting Agreement, dated as of July 17, 2019, by and among Ellington Financial Inc. and Ellington Financial Management LLC, on the one hand, and Credit Suisse Securities... (Filed With SEC on July 19, 2019)

Form of Equity Distribution Agreement, dated April 3, 2019, by and among Ellington Financial LLC, Ellington Financial Management LLC, and the applicable Agent (Filed With SEC on April 3, 2019)

Indenture, dated as of February 13, 2019, among EF Holdco Inc., EF Cayman Holdings Ltd., Ellington Financial LLC and Wilmington Trust, National Association, as trustee (Filed With SEC on February 13, 2019)

Form of Equity Distribution Agreement, dated June 29, 2018, by and among Ellington Financial LLC, Ellington Financial Management LLC, and the applicable Agent (Filed With SEC on June 29, 2018)

Retirement Agreement, dated March 30, 2018 by and between Lisa Mumford and Ellington Management Group, L.L.C. and its affiliates listed as parties thereto (Filed With SEC on April 2, 2018)

Seventh Amended and Restated Management Agreement, by and between the Company, Ellington Financial Operating Partnership LLC and Ellington Financial Management LLC, dated as of... (Filed With SEC on March 15, 2018)

ELLINGTON FINANCIAL LLC, as Issuer 5.25% Senior Notes due 2022 ________________ Indenture Dated as of August 18, 2017 ________________ WILMINGTON TRUST, NATIONAL ASSOCIATION, as... (Filed With SEC on August 22, 2017)

Dated as of August 18, 2017 REGISTRATION RIGHTS AGREEMENT by and between ELLINGTON FINANCIAL LLC and SANDLER O'NEILL & PARTNERS, L.P. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on August 22, 2017)

ELLINGTON FINANCIAL LLC 2017 EQUITY INCENTIVE PLAN Table of Contents (Filed With SEC on May 18, 2017)

LTIP UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC 2017 EQUITY INCENTIVE PLAN [(Name)] ["] units [Date] (Filed With SEC on May 18, 2017)

SIXTH AMENDED AND RESTATED MANAGEMENT AGREEMENT (Filed With SEC on November 6, 2015)

8,000,000 Common Shares Representing Limited Liability Company Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT (Filed With SEC on September 5, 2014)

FIFTH AMENDED AND RESTATED MANAGEMENT AGREEMENT (Filed With SEC on March 14, 2014)

5,000,000 Common Shares Representing LimitedLiability Company Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT (Filed With SEC on May 13, 2013)

FOURTH AMENDED AND RESTATED MANAGEMENT AGREEMENT (Filed With SEC on March 15, 2013)

ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of January 1, 2013 (Filed With SEC on March 15, 2013)

3,500,000 Common Shares Representing Limited LiabilityCompany Interests ELLINGTON FINANCIAL LLC UNDERWRITING AGREEMENT (Filed With SEC on August 17, 2012)

LONG TERM INCENTIVE PLAN UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC INCENTIVE PLAN FOR INDIVIDUALS ( ) units [Date] (Filed With SEC on March 14, 2012)

LONG TERM INCENTIVE PLAN UNIT AWARD AGREEMENT ELLINGTON FINANCIAL LLC INCENTIVE PLAN FOR INDIVIDUALS (Lisa Mumford) 2,400 units December 12, 2011 (Filed With SEC on December 16, 2011)

THIRD AMENDED AND RESTATED MANAGEMENT AGREEMENT (Filed With SEC on August 10, 2011)

SECOND AMENDED AND RESTATED MANAGEMENT AGREEMENT (Filed With SEC on March 16, 2011)

Category

Industry

Companies

Contracts

Ellington Financial Inc. Contracts & Agreements