COWEN INC. Contracts & Agreements

71 Contracts & Agreements
Browse by Contract Category
Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
COWEN INC.
2023
Form of Deferred Cash Award Agreement
COWEN INC.
Capital Markets
NY
2023
Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co
Merger Agreements
COWEN INC.
2022
Form of Restricted Stock Unit and Deferred Cash Award Agreement
Stock Agreements
COWEN INC.
Capital Markets
NY
2022
Form of Performance Shares Award Agreement
Bonus & Incentive Agreements
COWEN INC.
2022
Cowen Digital Holdings 2022 Equity Unit Incentive Plan
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
DE
2022
Form of Award Agreement Cowen Digital Holdings 2022 Equity Unit Incentive Plan
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2022
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
COWEN INC.
2022
Form of 2021 Director RSU Award Agreement
COWEN INC.
Capital Markets
NY
2022
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
COWEN INC.
2021
Form of Performance Share Award Agreement
Bonus & Incentive Agreements
COWEN INC.
2021
Form of Restricted Stock Unit and Deferred Cash Award Agreement
Stock Agreements
COWEN INC.
2021
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
COWEN INC.
Capital Markets
2020
Form of Restricted Stock Unit and Deferred Cash Award
Stock Agreements
COWEN INC.
2020
Amended and Restated Employment Agreement between the Company and Jeffrey M. Solomon, dated January 31, 2020
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between the Company and John Holmes, dated January 31, 2020
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between the Company and Stephen A. Lasota, dated January 31, 2020
Employment Agreements
COWEN INC.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between the Company and Owen S. Littman, dated January 31, 2020
Employment Agreements
COWEN INC.
2020
Credit Agreement dated December 2, 2019
Credit Agreements
COWEN INC.
2019
Form of Performance Shares Award Agreement
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2019
Form of Note Purchase Agreement, including the form of Note attached thereto
Note Agreements
COWEN INC.
2019
PURCHASE AGREEMENT by and among THE SELLERS SIGNATORY HERETO, THE BENEFICIAL OWNERS SIGNATORY HERETO, THE SELLER REPRESENTATIVES SIGNATORY HERETO, COWEN INTERNATIONAL LIMITED,...
Purchase Agreements
COWEN INC.
Capital Markets
NY
2018
Underwriting Agreement, dated as of June 6, 2018, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several...
Underwriting Agreements
COWEN INC.
2018
Third Supplemental Indenture, dated June 11, 2018, by and between Cowen Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2018
SUPPLEMENTAL AGREEMENT
COWEN INC.
Capital Markets
NY
2018
Indenture, dated as of December 14, 2017, between Cowen Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2017
Underwriting Agreement, dated as of December 5, 2017, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several...
Underwriting Agreements
COWEN INC.
2017
Second Supplemental Indenture, dated as of December 8, 2017, by and between Cowen Inc. and The Bank of New York Mellon, as Trustee
Indenture Agreements
COWEN INC.
2017
TRANSITION AGREEMENT
Transition Agreements
COWEN INC.
Capital Markets
NY
2017
MODIFICATION AGREEMENT
Modification Agreements
COWEN INC.
Capital Markets
NY
2017
AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT
Stock Agreements
COWEN INC.
2017
SECURITIES PURCHASE AGREEMENT by and among CONVERGEX HOLDINGS, LLC, CONVERGEX GROUP, LLC, GTCR CONVERGEX HOLDINGS LLC, COWEN CV ACQUISITION LLC and COWEN GROUP, INC. APRIL 2, 2017...
Purchase Agreements
COWEN INC.
2017
STOCK PURCHASE AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS
Stock Agreements
COWEN INC.
2017
INVESTOR RIGHTS AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS Article I DEFINITIONS
Investor Rights Agreements
COWEN INC.
2017
TERM LOAN AGREEMENT dated as of [], 2017 among [COWEN GROUP, INC.], as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and [], as Administrative Agent TABLE OF CONTENTS
Loan Agreements
COWEN INC.
2017
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
Capital Markets
NY
2016
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT
Credit Agreements
COWEN INC.
2016
PERFORMANCE SHARES AWARD AGREEMENT
Bonus & Incentive Agreements
COWEN INC.
Capital Markets
NY
2016
REVOLVING CREDIT AGREEMENT dated as of August 3, 2015 among COWEN FINANCE HOLDINGS LLC, COWEN STRUCTURED HOLDINGS LLC, RCG LV PEARL, LLC and RAMIUS LLC, as Borrowers THE LENDERS...
Credit Agreements
COWEN INC.
Capital Markets
DE
2015
COWEN GROUP, INC.
COWEN INC.
Capital Markets
NY
2014
FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee 8.25% Senior Notes due 2021 Dated as of October 10, 2014...
Note Agreements
COWEN INC.
2014
Cowen Group, Inc. $55,000,000 8.25% Senior Notes due 2021 Underwriting Agreement
Underwriting Agreements
COWEN INC.
2014
Date
COWEN INC.
Capital Markets
2014
FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee $130,000,000 3.00% Cash Convertible Senior Notes due 2019...
Note Agreements
COWEN INC.
Capital Markets
NY
2014
COWEN GROUP, INC. AND THE BANK OF NEW YORK MELLON, as Trustee INDENTURE Dated as of March 10, 2014 3.00% Cash Convertible Senior Notes due 2019
Indenture Agreements
COWEN INC.
2014
[FORM OF FACE OF NOTE]
Note Agreements
COWEN INC.
2014
Very truly yours,
COWEN INC.
2014
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
Capital Markets
NY
2013
Section 409A Disclosure
COWEN INC.
Capital Markets
NY
2013
FORM OF STOCK APPRECIATION RIGHT AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2013
FORM OF STOCK APPRECIATION RIGHT AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2013
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
2012
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
Capital Markets
NY
2012
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
Capital Markets
NY
2012
RESTRICTED STOCK UNIT AND DEFERRED CASH AWARD AGREEMENT
Stock Agreements
COWEN INC.
2012
EMPLOYMENT AGREEMENT
Employment Agreements
COWEN INC.
Capital Markets
NY
2011
AGREEMENT AND PLAN OF MERGER among COWEN GROUP, INC., LOUISIANA MERGER SUB, INC. and LABRANCHE & CO INC. Dated as of February 16, 2011
Merger Agreements
COWEN INC.
2011
VOTING AGREEMENT
Voting Agreements
COWEN INC.
2011
EQUITY AWARD AGREEMENT
COWEN INC.
Capital Markets
NY
2010
MODIFICATION AGREEMENT
Modification Agreements
COWEN INC.
Capital Markets
NY
2010
COWEN GROUP, INC. (a Delaware corporation) Sharesof Class A Common Stock* PURCHASE AGREEMENT
Stock Agreements
COWEN INC.
2009
APPENDIXA June 3,2009
COWEN INC.
Capital Markets
NY
2009
EQUITY AWARD AGREEMENT
COWEN INC.
Capital Markets
NY
2009
LEXINGTONPARK PARENT CORP. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
COWEN INC.
2009
SECURED REVOLVING CREDIT AGREEMENT by and among LEXINGTONPARK PARENT CORP. (to be renamed COWEN GROUP, INC.) Borrower and BAYERISCHE HYPO-UND VEREINSBANK AG, NEW YORK BRANCH...
Credit Agreements
COWEN INC.
Capital Markets
NY
2009
COWEN GROUP, INC. 2009 CARRIED INTEREST EQUIVALENT AWARD
COWEN INC.
2009
APPENDIXA June 3,2009
COWEN INC.
2009
TRANSACTION AGREEMENT and AGREEMENT AND PLAN OFMERGER, by and among COWEN GROUP, INC., LEXINGTONPARK PARENT CORP., LEXINGTON MERGER CORP., PARK EXCHANGE LLC, and RAMIUS LLC DATED...
Exchange Agreements
COWEN INC.
Capital Markets
DE
2009
ASSET EXCHANGE AGREEMENT
Exchange Agreements
COWEN INC.
2009
COWEN GROUP, INC. 2008 EQUITY AWARD AGREEMENT
COWEN INC.
2009
COWEN GROUP, INC. 2008 DEFERRED CASH AWARD AGREEMENT
COWEN INC.
2009