CLEVELAND BIOLABS INC Contracts & Agreements

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Assignment of Promissory Note, dated November 7, 2022, by and among Avenue Venture Opportunities Fund, L.P., Silverback Capital Corporation and Statera Biopharma, Inc
Note Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2022
Amended and Restated Convertible Note Due May 1, 2024, dated as of November 7, 2022
Note Agreements
CLEVELAND BIOLABS INC
2022
Form of Common Stock Purchase Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2022
Form of Securities Purchase Agreement by and between the Company and the purchasers named therein
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2022
Warrant Agency Agreement dated March 24, 2022
Warrant Agreements
CLEVELAND BIOLABS INC
2022
Assignment of Promissory Note, dated October 18, 2022, by and among Avenue Venture Opportunities Fund, L.P., Silverback Capital Corporation and Statera Biopharma, Inc
Note Agreements
CLEVELAND BIOLABS INC
2022
Amended and Restated Convertible Note Due May 1, 2024, dated as of October 18, 2022
Note Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2022
Warrant Agency Agreement, dated as of March 24, 2022, by and between the Company and Continental Stock Transfer & Trust Company, LLC
Warrant Agreements
CLEVELAND BIOLABS INC
2022
Memorandum of Understanding, dated October 12, 2022, between Statera Biopharma, Inc. and Holobeam Technologies, Inc
MOUs
CLEVELAND BIOLABS INC
Biotechnology
DE
2022
Binding Letter of Intent, dated September 2, 2022, by and between Statera Biopharma, Inc. and Lay Sciences, Inc
CLEVELAND BIOLABS INC
Biotechnology
DE
2022
Form of Independent Directors Agreement
CLEVELAND BIOLABS INC
2022
Forbearance and Second Amendment to Loan Documents, dated April 18, 2022
Loan Agreements
CLEVELAND BIOLABS INC
Biotechnology
2022
Form of Underwriting Agreement, dated March 22, 2022, by and between Statera Biopharma, Inc. and EF Hutton, a division of Benchmark Investments, LLC
Underwriting Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2022
Form of One Year Common Stock Purchase Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
2022
Form of Five Year Common Stock Purchase Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
2022
Form of Form of Pre-funded Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
2022
Form of Waiver
Waiver Agreements
CLEVELAND BIOLABS INC
Biotechnology
2022
Form of Common Stock Purchase Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
2022
Form of Securities Purchase Agreement, dated February 6, 2022, by and between Statera Biopharma, Inc. and the investor party thereto
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2022
Placement Agency Agreement, dated February 6, 2021, by and between Statera Biopharma, Inc. and EF Hutton, a division of Benchmark Investments, LLC
Agency Agreements
CLEVELAND BIOLABS INC
2022
Loan and Security Agreement, dated as of April 26, 2021, by and among Cytocom, Inc. and Avenue Venture Opportunities Fund, L.P
Loan Agreements
CLEVELAND BIOLABS INC
Biotechnology
CA
2021
Supplement to the Loan and Security Agreement dated as of April 26, 2021 between Cytocom, Inc. and Avenue Venture Opportunities Fund, L.P
Loan Agreements
CLEVELAND BIOLABS INC
2021
Warrant to Purchase Shares of Common Stock of Cytocom Inc., dated as of July 27, 2021, issued to Avenue Venture Opportunities Fund, L.P
Warrant Agreements
CLEVELAND BIOLABS INC
2021
Amended and Restated Share Purchase Agreement, dated as of July 27, 2021, by and among GEM Global Yield LLC SCS, GEM Yield Bahamas Limited and Cytocom Inc
Share Agreements
CLEVELAND BIOLABS INC
2021
Warrant to Purchase Shares of Cytocom Inc., dated as of July 27, 2021, issued to GEM Yield Bahamas Limited
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2021
Form of 2021 Warrants
CLEVELAND BIOLABS INC
Biotechnology
DE
2021
Amended and Restated Registration Rights Agreement, dated as of July 27, 2021, by and among GEM Global Yield LLC SCS, GEM Yield Bahamas Limited and Cytocom Inc
Registration Rights Agreements
CLEVELAND BIOLABS INC
2021
Executive Employment Agreement, dated as of August 19, 2020, as amended, by and among Cytocom Inc. and Michael K. Handley
Employment Agreements
CLEVELAND BIOLABS INC
2021
Amendment No. 1 to Executive Employment Agreement, dated as of September 6, 2020, by and among Cytocom Inc. and Michael K. Handley
Employment Agreements
CLEVELAND BIOLABS INC
Biotechnology
2021
Amendment No. 2 to Executive Employment Agreement, dated as of October 31, 2020, by and among Cytocom Inc. and Michael K. Handley
Employment Agreements
CLEVELAND BIOLABS INC
2021
Executive Employment Agreement, dated as of October 30, 2020, as amended, by and among Cytocom Inc. and Taunia Markvicka
Employment Agreements
CLEVELAND BIOLABS INC
2021
Amendment No. 1 to Executive Employment Agreement, dated as of March 8, 2021, by and among Cytocom Inc. and Taunia Markvicka
Employment Agreements
CLEVELAND BIOLABS INC
2021
Executive Employment Agreement, dated as of August 17, 2020, as amended, by and among Cytocom Inc. and Peter Aronstam
Employment Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2021
Amendment No. 1 to Executive Employment Agreement, dated as of September 6, 2020, by and among Cytocom Inc. and Peter Aronstam
Employment Agreements
CLEVELAND BIOLABS INC
Biotechnology
2021
Amendment No. 2 to Executive Employment Agreement, dated as of October 31, 2020, by and among Cytocom Inc. and Peter Aronstam
Employment Agreements
CLEVELAND BIOLABS INC
2021
Form of Placement Agent Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
2021
Form of Securities Purchase Agreement, dated as of February 19, 2021, between Cleveland BioLabs, Inc. and the purchasers named therein
Purchase Agreements
CLEVELAND BIOLABS INC
2021
Award/Contract W81XWH-15-0101 modification dated September 29, 2020 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
Biotechnology
2020
Award/Contract W81XWH-15-0570 modification dated September 29, 2020 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
2020
Merger Agreement, dated as of October 16, 2020, between Cleveland Biolabs, Inc., High Street Acquisition Corp. and Cytocom, Inc
Merger Agreements
CLEVELAND BIOLABS INC
2020
Form of Voting and Support Agreement
Voting Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2020
Consulting Agreement, dated as of October 11, 2020, between Cleveland BioLabs, Inc. and Andrei Gudkov, , Ph.D., D. Sci
Consulting Agreements
CLEVELAND BIOLABS INC
2020
Settlement and General Release Agreement, dated as of July 15, 2020, between Cleveland BioLabs, Inc. and Alpha Capital Anstalt
Settlement Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2020
Award/Contract W81XWH-15-0570 modification dated July 31, 2020 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
2020
Consulting Agreement, dated as of August 10, 2020, between Cleveland BioLabs, Inc. and Sound Clinical Solutions, SP
Consulting Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2020
Award/Contract W81XWH-15-0101 modification dated July 31, 2020 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
Biotechnology
2020
Form of Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
2020
Form of Placement Agent Warrant
Warrant Agreements
CLEVELAND BIOLABS INC
2020
Form of Securities Purchase Agreement, dated as of June 1, 2020, between Cleveland BioLabs, Inc. and the purchasers named therein
Purchase Agreements
CLEVELAND BIOLABS INC
2020
Description of Registrant's Securities
CLEVELAND BIOLABS INC
Biotechnology
2020
Award/Contract W81XWH-15-0101 modification dated March 18, 2020 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
Biotechnology
2020
Award/Contract W81XWH-15-C-0101 modification dated February 28, 2019 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
2019
Simple Agreement for Future Equity, dated as of August 10, 2018, among Genome Protection, Inc., Norma Investments Limited, Cleveland BioLabs, Inc. and Everon Biosciences, Inc
Investment Agreements
CLEVELAND BIOLABS INC
2018
Director Designation Agreement, dated as of August 10, 2018, among Genome Protection, Inc., Everon Biosciences, Inc., Cleveland BioLabs, Inc. and Norma Investments Limited
Investment Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2018
License Agreement, dated as of August 6, 2018, between Cleveland BioLabs, Inc. and Genome Protection, Inc
License Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2018
Assignment Agreement, dated as of August 6, 2018, between Cleveland BioLabs, Inc. and Genome Protection, Inc
Assignment Agreements
CLEVELAND BIOLABS INC
2018
Cleveland BioLabs, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
CLEVELAND BIOLABS INC
2018
Award/Contract W81XWH-15-C-0101 modification dated September 14, 2017 issued by USA Med Research ACQ Activity
Modification Agreements
CLEVELAND BIOLABS INC
Biotechnology
2017
SEPARATION AND CONSULTING AGREEMENT
Consulting Agreements
CLEVELAND BIOLABS INC
2016
STOCKSUBSCRIPTION AGREEMENT
CLEVELAND BIOLABS INC
2015
STOCKSUBSCRIPTION AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
STOCKSUBSCRIPTION AGREEMENT
CLEVELAND BIOLABS INC
2015
ACKNOWLEDGMENTAGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
DE
2015
Title
CLEVELAND BIOLABS INC
Biotechnology
2015
U.S. ARMY MEDICAL RESEARCH AND MATERIEL COMMAND (USAMRMC) U. S. ARMY MEDICAL RESEARCH ACQUISITION ACTIVITY (USAMRAA) TERMS AND CONDITIONS FOR ASSISTANCE AGREEMENTS WITH FOR-PROFIT...
CLEVELAND BIOLABS INC
2015
EXECUTIVEEMPLOYMENT AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
EXECUTIVE EMPLOYMENTAGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
CLEVELAND BIOLABS INC
2015
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2015
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2015
EXECUTIVE EMPLOYMENT AGREEMENT
Employment Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
MASTERPURCHASE AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
OPTION AGREEMENT
CLEVELAND BIOLABS INC
2015
ROYALTYAGREEMENT
CLEVELAND BIOLABS INC
2015
THIRD AMENDMENT TO CLEVELAND BIOLABS, INC. EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CLEVELAND BIOLABS INC
Biotechnology
2015
FIRST AMENDMENT TO 2013 EMPLOYEE STOCK PURCHASE PLAN
Stock Agreements
CLEVELAND BIOLABS INC
2015
AMENDMENT TO CONSULTINGAGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
2015
PLACEMENT AGENCY AGREEMENT
Agency Agreements
CLEVELAND BIOLABS INC
2015
SERIES B PREFUNDED COMMON STOCK PURCHASE WARRANT CLEVELAND BIOLABS, INC.
Warrant Agreements
CLEVELAND BIOLABS INC
2015
SERIES A COMMON STOCKPURCHASE WARRANT CLEVELAND BIOLABS, INC.
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
2015
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
2015
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CLEVELAND BIOLABS INC
2015
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT AND MARCH 2010 WARRANTS
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2015
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT AND SERIES D WARRANTS
Purchase Agreements
CLEVELAND BIOLABS INC
2014
AMENDMENT TO SERIES A COMMON STOCK PURCHASE WARRANT
Warrant Agreements
CLEVELAND BIOLABS INC
2014
AMENDMENT TO SERIES A COMMON STOCK PURCHASE WARRANT
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
2014
AMENDMENT No. 1 TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
2014
SECOND AMENDMENT TO PARTICIPATION AGREEMENT
Participation Agreements
CLEVELAND BIOLABS INC
Biotechnology
2014
THIRD AMENDMENT TO PARTICIPATION AGREEMENT
Participation Agreements
CLEVELAND BIOLABS INC
Biotechnology
2014
WARRANT AGREEMENT ToPurchase Shares of the Common Stock of Cleveland BioLabs, Inc.
Warrant Agreements
CLEVELAND BIOLABS INC
2014
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CLEVELAND BIOLABS INC
Biotechnology
2014
RIGHTS AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2014
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT
Loan Agreements
CLEVELAND BIOLABS INC
2014
CLEVELAND BIOLABS, INC. SEVERANCE BENEFIT PLAN
Severance Agreements
CLEVELAND BIOLABS INC
2014
AMENDMENT NO. 1 TO INVESTMENT AGREEMENT OF PANACELA LABS, INC.
Investment Agreements
CLEVELAND BIOLABS INC
2014
Cleveland BioLabs, Inc. Annual Executive Bonus Plan
Bonus & Incentive Agreements
CLEVELAND BIOLABS INC
Biotechnology
2014
[SERIES A/B] COMMON STOCK PURCHASE WARRANT CLEVELAND BIOLABS, INC.
Warrant Agreements
CLEVELAND BIOLABS INC
2014
430 Park Avenue | NewYork, New York 10022 | 212 ###-###-#### | www.hcwco.com Member: FINRA/SIPC
CLEVELAND BIOLABS INC
2014
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2014
WARRANT AGREEMENT To Purchase Shares of the Common Stock of Cleveland BioLabs, Inc. Dated as of September 30, 2013 (the Effective Date)
Warrant Agreements
CLEVELAND BIOLABS INC
Biotechnology
CA
2013
LOAN AND SECURITY AGREEMENT
Loan Agreements
CLEVELAND BIOLABS INC
2013
Master Services Agreement
Services Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2013
Warrant Number: H-1Issue Date: September 3, 2013 CLEVELAND BIOLABS, INC. WARRANT TO PURCHASE COMMON STOCK
Stock Agreements
CLEVELAND BIOLABS INC
Biotechnology
DE
2013
MASTER AGREEMENT
CLEVELAND BIOLABS INC
2013
EXECUTION COPY/$,/ !/
CLEVELAND BIOLABS INC
2013
Cleveland BioLabs, Inc. 2013 Employee Stock Purchase Plan Adopted by the Board of Directors: May 7,2013 Approved by the Stockholders: June 14,2013
Stock Agreements
CLEVELAND BIOLABS INC
2013
CLEVELAND BIOLABS, INC. EMPLOYMENT AGREEMENT
Employment Agreements
CLEVELAND BIOLABS INC
2013
ClevelandBioLabs, Inc. 7,500,000 Shares of Common Stock Warrants to Purchase 3,750,000 Sharesof Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
CLEVELAND BIOLABS INC
2012
WARRANT AGREEMENT
Warrant Agreements
CLEVELAND BIOLABS INC
2012
CBLI Long-term Executive Compensation Incentive Plan
Bonus & Incentive Agreements
CLEVELAND BIOLABS INC
2012
Cleveland BioLabs, Inc. 2012 Executive Compensation Plan
Compensation Agreements
CLEVELAND BIOLABS INC
2012
Cleveland BioLabs, Inc. 2012 Executive Compensation Plan
Compensation Agreements
CLEVELAND BIOLABS INC
2012
INVESTMENT AGREEMENT
Investment Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2011
EXCLUSIVE LICENSE AND OPTION AGREEMENT
License Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2011
SECOND AMENDMENT TO EXCLUSIVE LICENSE AGREEMENT
License Agreements
CLEVELAND BIOLABS INC
Biotechnology
2011
EXCLUSIVE LICENSE AND OPTION AGREEMENT
License Agreements
CLEVELAND BIOLABS INC
2011
AMENDED AND RESTATED EXCLUSIVE SUBLICENSE AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2011
EXCLUSIVE SUBLICENSE AGREEMENT
CLEVELAND BIOLABS INC
2011
ASSIGNMENT AGREEMENT
Assignment Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2011
CLEVELAND BIOLABS, INC. EMPLOYMENT AGREEMENT
Employment Agreements
CLEVELAND BIOLABS INC
2011
AGREEMENT AND GENERAL RELEASE
Release Agreements
CLEVELAND BIOLABS INC
2011
Statement of Work
CLEVELAND BIOLABS INC
2011
Rodman & Renshaw, LLC 1251 Avenue of the Americas, 20th Floor, New York, NY 10020 Tel: 212 ###-###-#### Fax: 212 ###-###-#### www.rodm.com Member: FINRA, SIPC
CLEVELAND BIOLABS INC
2011
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
2011
CONSULTING AGREEMENT
Consulting Agreements
CLEVELAND BIOLABS INC
2011
FIRST AMENDMENT TO CONSULTING AGREEMENT
Consulting Agreements
CLEVELAND BIOLABS INC
2011
1,400,000Shares of Common Stock
Stock Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2010
FORM OFSUBSCRIPTION AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
NY
2010
FORMOF AMENDMENT TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
Biotechnology
NY
2010
FIRSTAMENDMENT TO PARTICIPATION AGREEMENT
Participation Agreements
CLEVELAND BIOLABS INC
2010
COMMONSTOCK PURCHASE WARRANT CLEVELANDBIOLABS, INC. Warrant Shares: ______ Initial Issue Date: March 2, 2010
Purchase Agreements
CLEVELAND BIOLABS INC
2010
COMMONSTOCK PURCHASE WARRANT CLEVELANDBIOLABS, INC. Warrant Shares: ______ Initial Issue Date: March __, 2010
Purchase Agreements
CLEVELAND BIOLABS INC
2010
SECURITIESPURCHASE AGREEMENT
CLEVELAND BIOLABS INC
2010
PARTICIPATIONAGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
2010
LICENSEAGREEMENT
CLEVELAND BIOLABS INC
2009
ClevelandBioLabs, Inc. 73High Street Buffalo,New York 14203
CLEVELAND BIOLABS INC
2009
ClevelandBioLabs, Inc. 73High Street Buffalo,New York 14203
CLEVELAND BIOLABS INC
Biotechnology
2009
COMMONSTOCK PURCHASE WARRANT CLEVELANDBIOLABS, INC.
Warrant Agreements
CLEVELAND BIOLABS INC
2009
SECURITIESPURCHASE AGREEMENT
CLEVELAND BIOLABS INC
2009
REGISTRATIONRIGHTS AGREEMENT
Registration Rights Agreements
CLEVELAND BIOLABS INC
Biotechnology
2009
VOTINGAGREEMENT
CLEVELAND BIOLABS INC
2009
AMENDMENT AND WAIVERAGREEMENT
CLEVELAND BIOLABS INC
2009
AMENDMENTAND REAFFIRMATION AGREEMENT
CLEVELAND BIOLABS INC
Biotechnology
2009
Exhibit 10.1 CLEVELAND BIOLABS, INC. EQUITY INCENTIVE PLAN (as amended and restated effective April 29, 2008) CLEVELAND BIOLABS, INC. EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
CLEVELAND BIOLABS INC
2008
[FORM OF SERIES B WARRANT]
Warrant Agreements
CLEVELAND BIOLABS INC
2007
[FORM OF SERIES C WARRANT]
Warrant Agreements
CLEVELAND BIOLABS INC
2007
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
CLEVELAND BIOLABS INC
2007
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
CLEVELAND BIOLABS INC
2007
VOTING AGREEMENT
Voting Agreements
CLEVELAND BIOLABS INC
2007
SPONSORED RESEARCH AGREEMENT
CLEVELAND BIOLABS INC
2007