Citizens Financial Group, Inc. Agreement to Furnish Long-Term Debt Instruments to SEC
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Summary
Citizens Financial Group, Inc. confirms to the SEC that, except for those already filed, it has no outstanding long-term debt instruments authorizing securities exceeding 10% of its total consolidated assets. The company agrees to provide the SEC, upon request, with copies of any such debt instruments not already filed as exhibits to its 2014 Annual Report. This letter is signed by the company's Chief Financial Officer, John Fawcett.
EX-4.1 2 exhibit4-1.htm EXHIBIT 4.1 41AgreementRightsofLTDebtHolders
John Fawcett Chief Financial Officer Citizens Financial Group, Inc. 1 Citizens Plaza Providence, Rhode Island 02903 | |
Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
March 2, 2015
Subject: | Citizens Financial Group, Inc. Annual Report on Form 10-K for the fiscal year ended December 31, 2014 – File No. 001-36636 |
Dear Sirs:
Neither Citizens Financial Group, Inc. (the “Company”) nor any of its consolidated subsidiaries has outstanding any instrument with respect to its long-term debt, other than those filed as an exhibit to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2014, under which the total amount of securities authorized exceeds 10% of the total assets of the registrant and its subsidiaries on a consolidated basis. In accordance with paragraph (b)(4)(iii) of Item 601 of Regulation S-K (17 CFR Sec. 229.601), the Company hereby agrees to furnish to the Securities and Exchange Commission, upon request, a copy of each instrument that defines the rights of holders of such long term debt not filed or incorporated by reference as an exhibit to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2014.
Very truly yours,
CITIZENS FINANCIAL GROUP, INC.
/s/ John Fawcett | |
John Fawcett | |
Chief Financial Officer | |
