Charles Schwab Corporation Contracts & Agreements

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Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2025
Underwriting Agreement, dated February 10, 2025, among The Charles Schwab Corporation, TD Group US Holdings LLC and TD Securities (USA) LLC and Goldman Sachs & Co. LLC, as...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
2025
Repurchase Agreement, dated February 9, 2025, between The Charles Schwab Corporation and TD Group US Holdings LLC
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
2025
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2024
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
Form of Notice and Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
Form of Notice and
Charles Schwab Corporation
Capital Markets
DE
2024
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2024
Underwriting Agreement, dated November 15, 2023, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC,...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Fourth Supplemental Indenture, dated as of November 17, 2023, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Underwriting Agreement, dated August 22, 2023, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC,...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Third Supplemental Indenture, dated as of August 24, 2023, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Underwriting Agreement, dated May 17, 2023, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC,...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-First Supplemental Indenture, dated as of May 19, 2023, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Twenty-Second Supplemental Indenture, dated as of May 19, 2023, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Second Amended and Restated Insured Deposit Account Agreement, dated May 4, 2023, by and among TD Bank USA, National Association and TD Bank, National Association, and The Charles...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2023
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2023
Second Amendment to Amended and Restated Insured Deposit Agreement, dated February 14, 2023, by and among TD Bank USA, National Association, TD Bank, National Association, and The...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
2023
Repurchase Agreement, dated July 31, 2022, between The Charles Schwab Corporation and TD Luxembourg International Holdings SARL
Repurchase Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
The Charles Schwab Corporation 2022 Stock Incentive Plan, effective as of May 17, 2022
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
Underwriting Agreement, dated March 1, 2022, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Underwriting Agreement, dated March 2, 2022, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Deposit Agreement, dated March 4, 2022, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Twentieth Supplemental Indenture, dated as of March 3, 2022, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2022
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2022
Amendment to Amended and Restated Insured Deposit Agreement, dated as of November 24, 2021, by and among TD Bank USA, National Association, TD Bank, National Association, and The...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
2022
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.403)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
Form of Notice and Restricted Stock Unit Agreement (no accelerating vesting for retirement) under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2022
Summary of Non-Employee Director Compensation (supersedes Exhibit 10.409)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2022
Third Amendment, dated as of September 27, 2021, to Credit Agreement dated April 21, 2017, among TD Ameritrade Clearing, Inc., the lenders party thereto and JP Morgan Chase Bank,...
Credit Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Nineteenth Supplemental Indenture, dated as of September 24, 2021, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Eighth Supplemental Indenture, dated as of September 17, 2021, by and between TDA Holding and U.S. Bank National Association, as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement, dated August 24, 2021, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC and Wells...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Eighteenth Supplemental Indenture, dated as of August 26, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Form of Nineteenth Supplemental Indenture, between The Charles Schwab Corporation and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Form of Eighth Supplemental Indenture, between TD Ameritrade Holding Corporation and U.S. Bank National Association, as trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
2021
The Charles Schwab Severance Pay Plan, as Amended and Restated Effective June 21, 2021
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Underwriting Agreement, dated May 11, 2021, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Seventeenth Supplemental Indenture, dated as of May 13, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement, dated March 23, 2021, by and among CSC and BofA Securities, Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Deposit Agreement, dated March 30, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement, dated March 15, 2021, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Underwriting Agreement, dated March 16, 2021, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Deposit Agreement, dated March 18, 2021, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Sixteenth Supplemental Indenture, dated as of March 18, 2021, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2021
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2021
The Charles Schwab Corporation Deferred Compensation Plan II, as amended and restated as of December 8, 2020 (supersedes Exhibit 10.385)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Underwriting Agreement, dated December 8, 2020, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Underwriting Agreement, dated December 8, 2020, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co....
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Deposit Agreement, dated December 11, 2020, between CSC and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A thereto)
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Fifteenth Supplemental Indenture, dated as of December 11, 2020, by and between CSC and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans (supersedes...
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans...
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
2013 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Amendment No. 1 to Agreement and Plan of Merger, dated as of May 14, 2020, by and among The Charles Schwab Corporation, TD Ameritrade Holding Corporation and Americano Acquisition...
Merger Agreements
Charles Schwab Corporation
Capital Markets
2020
Underwriting Agreement, dated April 27, 2020, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Deposit Agreement, dated April 30, 2020, between the Company and Equiniti Trust Company, as Depositary (including the form of Depositary Share Receipt attached as Exhibit A...
Share Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Underwriting Agreement, dated March 20, 2020, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Fourteenth Supplemental Indenture, dated as of March 24, 2020, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2020
Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
Charles Schwab Corporation
Capital Markets
2020
Form of Notice Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.386)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2020
Summary of Non-Employee Director Compensation (supersedes Exhibit 10.390)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2020
Stockholder Agreement
Charles Schwab Corporation
Capital Markets
DE
2019
Voting and Support Agreement between Schwab and TD Bank
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Voting and Support Agreement between Schwab, J. Joe Ricketts and Marlene Rickets and certain other stockholders
Voting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Letter Agreement
Charles Schwab Corporation
Capital Markets
DE
2019
Registration Rights Agreement between Schwab, Charles R. Schwab, TD Bank and certain other stockholders
Registration Rights Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Amended and Restated Insured Deposit Account Agreement
Deposit Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Merger Agreement
Merger Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans (supersedes...
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans...
Stock Agreements
Charles Schwab Corporation
Capital Markets
2019
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.393)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2019
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.394)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Restricted Stock Unit Agreement (no accelerating vesting for retirement) under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Confidential Separation Agreement and General Release of Claims by and between Ms. Kallsen and CSC
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2019
Underwriting Agreement, dated May 20, 2019, by and among the Company and Credit Suisse Securities (USA) LLC, BofA Securities, Inc. and Citigroup Global Markets Inc., as...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Thirteenth Supplemental Indenture, dated as of May 22, 2019, by and between the Company and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2019
Employment Agreement dated as of March 13, 2008, between the Registrant and Charles R. Schwab
Employment Agreements
Charles Schwab Corporation
Capital Markets
2019
The Charles Schwab Corporation Directors Deferred Compensation Plan II, as amended and restated as of April 24, 2013
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2019
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.387)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.388)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2019
Underwriting Agreement, dated October 29, 2018, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Twelfth Supplemental Indenture, dated as of October 31, 2018, between the Company and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Underwriting Agreement, dated May 17, 2018, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, J.P. Morgan...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
Eleventh Supplemental Indenture, dated as of May 22, 2018, between the Company and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
2013 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2018
The Charles Schwab Corporation Deferred Compensation Plan II, as amended and restated as of December 13, 2017 (supersedes Exhibit 10.377)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2018
Form of Notice and Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans, as amended and restated as...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans, as amended and restated as of December...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans as amended and restated as of December 13,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
The Charles Schwab Corporation Corporate Executive Bonus Plan, restated to include amendments approved at the Annual Meeting of Stockholders on May 13, 2015, as amended and...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2018
Summary of Non-Employee Director Compensation
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2018
Underwriting Agreement, dated December 4, 2017, by and among the Company and Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Tenth Supplemental Indenture, dated as of December 7, 2017, between the Company and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Ninth Supplemental Indenture, dated as of November 30, 2017, between the Company and The Bank of New York Mellon Trust Company, N.A
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Form of Notice and Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.369)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.370)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes Exhibit 10.371)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Retainer Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans (supersedes...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Retainer Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation 2013 Stock Incentive Plan and successor plans...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Stock Option Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans (supersedes...
Stock Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
Form of Notice and Restricted Stock Unit Agreement for Non-Employee Directors under The Charles Schwab Corporation Directors Deferred Compensation Plan II and successor plans...
Stock Agreements
Charles Schwab Corporation
Capital Markets
2017
Underwriting Agreement, dated October 25, 2017, by and among the Company and Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, J.P....
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
Deposit Agreement, dated October 31, 2017, between the Company and Wells Fargo Bank, N.A., as Depositary (including the form of Depositary Share Receipt attached as Exhibit A...
Share Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
The Charles Schwab Corporation Deferred Compensation Plan II, as amended and restated as of October 19, 2017
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2017
THE CHARLES SCHWABSEVERANCE PAY PLAN(As Amended and Restated Effective May 1, 2012) TABLE OF CONTENTS ARTICLE 1 - PURPOSE OF PLAN1 ARTICLE 2 - DEFINITIONS1 ARTICLE 3 -...
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2017
$750,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 2, 2017 Among THE CHARLES SCHWAB CORPORATION and CITIBANK, N.A. as Administrative Agent and THE OTHER FINANCIAL...
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
THECHARLES SCHWAB CORPORATION $650,000,000 3.200% Senior Notes due 2027 UNDERWRITING AGREEMENT February 27, 2017 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as Trustee 3.200% SeniorNotes due 2027 Eighth Supplemental Indenture Dated as of...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2017
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2017
THE CHARLES SCHWAB CORPORATION [2013 STOCK INCENTIVE PLAN] NOTICE OF RESTRICTED STOCK UNIT GRANT (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
THE CHARLES SCHWAB CORPORATION [2013 STOCK INCENTIVE PLAN] NOTICE OF NONQUALIFIED STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
THE CHARLES SCHWAB CORPORATION [2013 STOCK INCENTIVE PLAN] NOTICE OF RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation [2013 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
THE CHARLES SCHWAB CORPORATION [2013 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
The Charles Schwab Corporation [2013 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR Deferred compensation STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
THE CHARLES SCHWAB CORPORATION [2013 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR Deferred compensation RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2016
THECHARLES SCHWAB CORPORATION 600,000 Depositary Shares, Each Representing a 1/100th Interest in a Share of 4.625% Fixed-to-Floating RateNon-Cumulative Perpetual Preferred Stock,...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
THE CHARLESSCHWAB CORPORATION 30,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 5.95% Non-Cumulative Perpetual Preferred Stock, Series D UNDERWRITING...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2016
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2016
SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2016
THECHARLES SCHWAB CORPORATION $350,000,000 3.450% Senior Notes due 2026 UNDERWRITING AGREEMENT November 9, 2015 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as Trustee 3.450% SeniorNotes due 2026 Seventh Supplemental Indenture Dated as of...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
Corporate Executive Bonus Plan ----------------------------------------------------------------------- The Charles Schwab Corporation Corporate Executive Bonus Plan (As Amended...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2015
THE CHARLESSCHWAB CORPORATION 24,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.00% Non-Cumulative PerpetualPreferred Stock, Series C UNDERWRITING...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2015
THECHARLES SCHWAB CORPORATION 1.500% Senior Notes due 2018 3.000% Senior Notes due 2025 UNDERWRITING AGREEMENT March 3, 2015 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEWYORK MELLON TRUST COMPANY, N.A., as Trustee 1.500% SeniorNotes due 2018 3.000% Senior Notes due 2025 SixthSupplemental...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2015
THE CHARLES SCHWAB CORPORATION DIRECTORS’ DEFERRED COMPENSATION PLAN (As Amended through December 8, 2004)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2015
THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN (As Amended Through December 8, 2004)
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2015
RESTATEMENT OF ASSIGNMENT AND LICENSE
License Agreements
Charles Schwab Corporation
Capital Markets
2015
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMS
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMS
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN II (Effective December 9, 2004) (Amended and Restated December 12, 2007) (Amended and Restated October 23, 2008)...
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2014
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION 2.20% Senior Notes due 2018 UNDERWRITING AGREEMENT July 22, 2013 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 2.20% Senior Notes due 2018 FifthSupplemental Indenture Dated as of July...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
THE CHARLES SCHWAB CORPORATION 2013 STOCK INCENTIVE PLAN (Adopted by the Board on January 24, 2013) (Approved by Stockholders on May 16, 2013) TABLE OF CONTENTS
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
EMPLOYMENT AGREEMENT
Employment Agreements
Charles Schwab Corporation
Capital Markets
2013
THE CHARLES SCHWAB CORPORATION EMPLOYEE STOCK INCENTIVE PLAN Amended and Restated December 12, 2007
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
THE CHARLES SCHWAB CORPORATION 2001 STOCK INCENTIVE PLAN (Amended and Restated December 12, 2007)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2013
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK AWARD
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF PREMIUM-PRICED STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] CASH LONG-TERM INCENTIVE AWARD AGREEMENT (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF RESTRICTED STOCK UNIT GRANT (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF NONQUALIFIED STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2013
THE CHARLES SCHWAB CORPORATION [2004 STOCK INCENTIVE PLAN] NOTICE OF NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2013
THE CHARLES SCHWAB CORPORATION 0.850% Senior Notes due 2015 UNDERWRITING AGREEMENT December 3, 2012 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 0.850% Senior Notes due 2015 FourthSupplemental Indenture Dated as of...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
1 THE CHARLES SCHWAB CORPORATION 3.225% Senior Notes due 2022
Note Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 3.225% Senior Notes due 2022 ThirdSupplemental Indenture Dated as of...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
FORM OF QIB NOTE
Note Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
FORM OF REGULATION S NOTE
Note Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
The Charles Schwab Corporation 3.225% Senior Notes due 2022 Exchangeand Registration Rights Agreement
Exchange Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
THE CHARLES SCHWAB SEVERANCE PAY PLAN (As Amended and Restated Effective May 1, 2012) TABLE OF CONTENTS
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 8, 2012 Among THE CHARLES SCHWAB CORPORATION and CITIBANK, N.A. as Administrative Agent and THE OTHER FINANCIAL...
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 17,000,000 Depositary Shares, Each Representing a 1/40th Interest in a Share of 6.00% Non-Cumulative Perpetual Preferred Stock, Series B...
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Wells Fargo Bank, N.A. as Depositary, and THE HOLDERSFROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Deposit Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMS
Separation Agreements
Charles Schwab Corporation
Capital Markets
OH
2012
THE CHARLES SCHWAB SEVERANCE PAY PLAN (As Amended and Restated Effective January 1, 2012) TABLE OF CONTENTS
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NONQUALIFIED STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2012
THE CHARLES SCHWAB CORPORATION Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series A UNDERWRITING AGREEMENT JANUARY 23, 2012 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2012
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board onMarch 14,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 10, 2011 Among THE CHARLES SCHWAB CORPORATION and CITIBANK, N.A. as Administrative Agent and THE OTHER...
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2011
AGREEMENT AND PLAN OF MERGER BY AND AMONG THE CHARLES SCHWAB CORPORATION, NEON ACQUISITION CORP. AND OPTIONSXPRESS HOLDINGS, INC. DATED AS OF MARCH 18, 2011 TABLE OF CONTENTS
Merger Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
VOTING AGREEMENT BY AND AMONG THE CHARLES SCHWAB CORPORATION, G-BAR LIMITED PARTNERSHIP, JG 2002 DELTA TRUST AND (SOLELY FOR PURPOSES OF SECTION 5.2 HEREOF) OPTIONSXPRESS...
Voting Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2011
THE CHARLES SCHWAB SEVERANCE PAY PLAN (As Amended and Restated Effective July 1, 2011) TABLE OF CONTENTS
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2011
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEE DIRECTOR RETAINER RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 4.45% Senior Notes due 2020 UNDERWRITING AGREEMENT AUGUST 5, 2010 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
Corporate Executive Bonus Plan The CharlesSchwab Corporation Corporate Executive Bonus Plan (As Amended and Restated as of February 23, 2005) (Approved by Stockholders on May 19,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 11, 2010 Among THE CHARLES SCHWAB CORPORATION and CITIBANK, N.A. as Administrative Agent and THE OTHER...
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 4.45% Senior Notes due 2020 UNDERWRITING AGREEMENT JULY 19, 2010 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
THE CHARLES SCHWAB CORPORATION 4.45% Senior Notes due 2020 UNDERWRITING AGREEMENT JULY 19, 2010 UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
THE CHARLES SCHWAB CORPORATION, as Issuer and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 4.45% Senior Notes due 2020 SecondSupplemental Indenture Dated as of July...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
RESTATEMENT OF ASSIGNMENT AND LICENSE
License Agreements
Charles Schwab Corporation
Capital Markets
2010
THE CHARLES SCHWAB CORPORATION DIRECTORS DEFERRED COMPENSATION PLAN (As Amended through December 8, 2004) THE CHARLES SCHWAB CORPORATION
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2010
Table of Contents
Charles Schwab Corporation
Capital Markets
CA
2010
(Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14, 2007)
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF NON-EMPLOYEEDIRECTOR RETAINER RESTRICTED STOCK UNIT AWARD
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTEDSTOCK UNIT AWARD (PERFORMANCE-BASED VESTING)
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF RESTRICTEDSTOCK UNIT AWARD
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2010
THE CHARLES SCHWAB CORPORATION 26,316,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENT
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
NY
2010
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT)
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2009
THE CHARLES SCHWAB CORPORATION 4.950% Senior Notes due 2014
Note Agreements
Charles Schwab Corporation
Capital Markets
NY
2009
SENIOR INDENTURE THE CHARLES SCHWAB CORPORATION TO THE BANK OFNEW YORK MELLON TRUST COMPANY, N.A. Trustee
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2009
THE CHARLES SCHWAB CORPORATION, as Issuer and
Charles Schwab Corporation
Capital Markets
NY
2009
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2009
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2009
The Charles Schwab Corporation
Charles Schwab Corporation
Capital Markets
DE
2009
The Charles Schwab Corporation Long Term Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN II
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
THE CHARLES SCHWAB CORPORATION DIRECTORS DEFERRED COMPENSATION PLAN II
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
SEVERANCE PAY PLAN (As Amended and Restated Effective January 1, 2009) TABLE OF CONTENTS
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
SEVERANCE PAY PLAN (As Amended and Restated Effective April 1, 2009)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2009
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT)
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
EMPLOYMENT AGREEMENT
Employment Agreements
Charles Schwab Corporation
Capital Markets
2008
THE CHARLES SCHWAB CORPORATION EMPLOYEE STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
THE CHARLES SCHWAB CORPORATION 2001 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2008
The Charles Schwab Corporation Long Term Incentive Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
THE CHARLES SCHWAB CORPORATION DEFERRED COMPENSATION PLAN II
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
THE CHARLES SCHWAB CORPORATION DIRECTORS DEFERRED COMPENSATION PLAN II
Compensation Agreements
Charles Schwab Corporation
Capital Markets
CA
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
The Charles Schwab Corporation Corporate Executive Bonus Plan
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2008
THE CHARLES SCHWAB CORPORATION 1987 STOCK OPTION PLAN
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
THE CHARLES SCHWAB CORPORATION 1987 EXECUTIVE OFFICER STOCK OPTION PLAN
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
LETTER AMENDMENT
Charles Schwab Corporation
Capital Markets
2007
SCHWAB CAPITAL TRUST I Fixed to Floating Rate Trust Preferred Securities
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
GUARANTEE AGREEMENT by and between THE CHARLES SCHWAB CORPORATION, as Guarantor
Guarantee Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
SECOND AMENDED AND RESTATED TRUST AGREEMENT among
Trust Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
JUNIOR SUBORDINATED INDENTURE THE CHARLES SCHWAB CORPORATION TO
Indenture Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
FIRST SUPPLEMENTAL INDENTURE between THE CHARLES SCHWAB CORPORATION
Indenture Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
AMENDED AND RESTATED TRUST AGREEMENT
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
AMENDED AND RESTATED TRUST AGREEMENT
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
AMENDED AND RESTATED TRUST AGREEMENT
Trust Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
THE CHARLES SCHWAB CORPORATION MEDIUM-TERM NOTES, SERIES A
Note Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
FACE OF SECURITY Fixed Rate Senior Note
Note Agreements
Charles Schwab Corporation
Capital Markets
2007
FACE OF SECURITY Floating Rate Senior Note
Note Agreements
Charles Schwab Corporation
Capital Markets
2007
SECOND AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB
Trust Agreements
Charles Schwab Corporation
Capital Markets
2007
THIRD AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB
Trust Agreements
Charles Schwab Corporation
Capital Markets
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN (Adopted by the Board on March 10, 2004) (Approved by Stockholders on May 17, 2004) (Amended by the Board on March 14,...
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
STOCK PURCHASE AGREEMENT
Stock Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT)
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2007
THE CHARLES SCHWAB CORPORATION 2004 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
CA
2007
SUMMARY OF NON-EMPLOYEE DIRECTOR COMPENSATION
Compensation Agreements
Charles Schwab Corporation
Capital Markets
2007
FIRST AMENDMENT TO THE SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT
Security Agreements
Charles Schwab Corporation
Capital Markets
2007
THE CHARLES SCHWAB CORPORATION EMPLOYEE STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
STOCK PURCHASE AGREEMENT By and Between THE CHARLES SCHWAB CORPORATION
Stock Agreements
Charles Schwab Corporation
Capital Markets
NY
2007
$800,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 16, 2006 Among
Credit Agreements
Charles Schwab Corporation
Capital Markets
DE
2006
SECURITY PACIFIC NATIONAL BANK TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING
Security Agreements
Charles Schwab Corporation
Capital Markets
2006
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMS
Separation Agreements
Charles Schwab Corporation
Capital Markets
CA
2006
THE CHARLES SCHWAB SEVERANCE PAY PLAN
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2006
AMENDMENT TO THE CHARLES SCHWAB CORPORATION LONG TERM INCENTIVE PLAN
Bonus & Incentive Agreements
Charles Schwab Corporation
Capital Markets
2006