Cboe Global Markets Contracts & Agreements
144 Contracts & Agreements
- Business Finance (77 contracts)
- Business Operations (4)
- Human Resources (37)
- Intellectual Property (4)
- Uncategorized (22)
- Cboe Global Markets Supplemental Retirement Plan (Filed With SEC on November 1, 2024)
- Cboe Global Markets Deferred Compensation Plan (Filed With SEC on November 1, 2024)
- Amendment No. 24 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poor's Financial Services LLC (as successor-in-interest to Standard & Poor's,... (Filed With SEC on November 1, 2024)
- Amendment No. 23 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on August 2, 2024)
- Relocation Benefits for Fredric J. Tomczyk (Filed With SEC on February 16, 2024)
- Form of Second Amended and Restated Director Indemnification Agreement (Filed With SEC on February 16, 2024)
- Cboe Global Markets, Inc. Director Equity Deferral Plan, as amended and restated (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement without Retirement Vesting (relative total shareholder return) (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement without Retirement Vesting (earnings per share) (Filed With SEC on February 16, 2024)
- Form of 2024 Restricted Stock Unit Award Agreement without Retirement Vesting (3 Year Cliff Vest) (Filed With SEC on February 16, 2024)
- Restricted Stock Unit Award Agreement, dated October 12, 2023, for Fredric J. Tomczyk (Filed With SEC on November 3, 2023)
- Letter Agreement, dated September 18, 2023, between Cboe Global Markets, Inc. and Edward T. Tilly (Filed With SEC on September 19, 2023)
- Offer Letter, dated September 18, 2023, between Cboe Global Markets, Inc. and Fredric J. Tomczyk (Filed With SEC on September 19, 2023)
- First Amendment to the Cboe Global Markets, Inc. Amended & Restated Executive Severance Plan, dated September 18, 2023 (Filed With SEC on September 19, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement with Vesting Dates (Filed With SEC on August 18, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement without Retirement Vesting (3 Year Cliff Vest) (Filed With SEC on August 18, 2023)
- Amendment No. 12 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on August 4, 2023)
- Amendments to the Cboe Exchange, Inc. (f/k/a Chicago Board Options Exchange, Incorporated) Executive Retirement Plan (Filed With SEC on February 17, 2023)
- Amendments to the Cboe Exchange, Inc. (f/k/a Chicago Board Options Exchange, Incorporated) Supplemental Retirement Plan (Filed With SEC on February 17, 2023)
- Amendments to the Cboe Exchange, Inc. (f/k/a Chicago Board Options Exchange, Incorporated) Deferred Compensation Plan for Officers (Filed With SEC on February 17, 2023)
- Cboe Global Markets, Inc. Director Equity Deferral Plan (Filed With SEC on February 17, 2023)
- Form of Restricted Stock Unit Award Agreement (for Non-employee US and CDN Directors) (Filed With SEC on February 17, 2023)
- Form of Restricted Stock Unit Award Agreement (for Non-employee CDN Directors) (Filed With SEC on February 17, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 17, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 17, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 17, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement without Retirement Vesting (relative total shareholder return) (Filed With SEC on February 17, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement without Retirement Vesting (earnings per share) (Filed With SEC on February 17, 2023)
- Employment Agreement, by and between Cboe Global Markets, Inc. and Edward T. Tilly, dated February 9, 2023 (Filed With SEC on February 14, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement for Edward T. Tilly (relative total shareholder return) (Filed With SEC on February 14, 2023)
- Form of 2023 Restricted Stock Unit Award Agreement for Edward T. Tilly (earnings per share) (Filed With SEC on February 14, 2023)
- Cancellation Amendment of Employment Agreement and Participation in Executive Severance Plan, signed November 16, 2022, by and between Cboe Global Markets, Inc. and David Howson (Filed With SEC on November 17, 2022)
- Amendment No. 21 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on November 4, 2022)
- Amendment No. 22 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on November 4, 2022)
- Amendment No. 20 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on July 29, 2022)
- Relocation Benefits for David Howson (Filed With SEC on July 29, 2022)
- Amendment No. 19 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on April 29, 2022)
- Amendment No. 3 to Term Loan Credit Agreement, dated as of March 29, 2022, by and among Cboe Global Markets, Inc., Bank of America, N.A., as administrative agent and initial lender (Filed With SEC on April 1, 2022)
- Officers Certificate, dated as of March 16, 2022, establishing the 3.000% Senior Notes due 2032 of Cboe Global Markets, Inc (Filed With SEC on March 16, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement for David Howson (Filed With SEC on March 10, 2022)
- Underwriting Agreement, dated as of March 2, 2022, by and among Cboe Global Markets, Inc. and BofA Securities, Inc., J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC, as... (Filed With SEC on March 4, 2022)
- Form of 2022 Edward Tilly Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 18, 2022)
- Form of 2022 Edward Tilly Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 18, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 18, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 18, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 18, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement without Retirement Vesting (relative total shareholder return) (Filed With SEC on February 18, 2022)
- Form of 2022 Restricted Stock Unit Award Agreement without Retirement Vesting (earnings per share) (Filed With SEC on February 18, 2022)
- Amendment No. 18 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on October 29, 2021)
- Amendment No. 2 to Term Loan Credit Agreement, dated as of June 25, 2021, by and among Cboe Global Markets, Inc., Bank of America, N.A., as administrative agent and initial lender (Filed With SEC on July 1, 2021)
- Form of 2021 Edward Tilly Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 19, 2021)
- Form of 2021 Edward Tilly Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 19, 2021)
- Form of 2021 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 19, 2021)
- Form of 2021 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 19, 2021)
- Form of 2021 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 19, 2021)
- Cboe Global Markets, Inc. Executive Severance Plan (Filed With SEC on February 12, 2021)
- Amended and Restated Credit Agreement, dated as of December 21, 2020, by and among Cboe Global Markets, Inc., with Bank of America, N.A., as administrative agent and as swing line... (Filed With SEC on December 22, 2020)
- Officers Certificate, dated as of December 15, 2020, establishing the 1.625% Senior Notes due 2030 of Cboe Global Markets, Inc (Filed With SEC on December 15, 2020)
- Underwriting Agreement, dated as of December 8, 2020, by and among Cboe Global Markets, Inc. and BofA Securities, Inc., Barclays Capital Inc. and Deutsche Bank Securities Inc., as... (Filed With SEC on December 10, 2020)
- Amendment No. 17 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on October 30, 2020)
- Amendment No. 16 to the Restated License Agreement, dated November 1, 1994, by and between Standard & Poors Financial Services LLC (as successor-in-interest to Standard & Poors, a... (Filed With SEC on July 31, 2020)
- Amendment No. 1 to Term Loan Credit Agreement, dated as of May 29, 2020, by and among Cboe Global Markets, Inc., Bank of America, N.A., as administrative agent, and the lender... (Filed With SEC on June 3, 2020)
- Amendment No. 1 to Credit Agreement, dated as of May 29, 2020, by and among CBOE Holdings, Inc., Bank of America, N.A., as Administrative Agent and as Swing Line Lender, the... (Filed With SEC on June 3, 2020)
- Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 21, 2020)
- Offer Letter Agreement for David Howson, dated December 19, 2019 (Filed With SEC on February 21, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 21, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 21, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 21, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement (3 Year Cliff Vest) (Filed With SEC on February 21, 2020)
- Offer Letter Agreement, by and between Cboe Global Markets, Inc. (f/k/a CBOE Holdings, Inc.) and Bryan Harkins, dated February 27, 2017 (Filed With SEC on February 21, 2020)
- Employment Agreement, by and between Cboe Global Markets, Inc. and Edward T. Tilly, dated February 11, 2020 (Filed With SEC on February 14, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement for Edward T. Tilly (relative total shareholder return) (Filed With SEC on February 14, 2020)
- Form of 2020 Restricted Stock Unit Award Agreement for Edward T. Tilly (earnings per share) (Filed With SEC on February 14, 2020)
- Mark S. Hemsley resignation letter dated October 30, 2019 (Filed With SEC on November 1, 2019)
- Form of Restricted Stock Award Agreement (for Non-employee Directors) (Filed With SEC on August 2, 2019)
- Employment Agreement, by and between Cboe Global Markets, Inc. and Edward T. Tilly, dated May 16, 2019 (Filed With SEC on May 17, 2019)
- Amendment No. 14 to the S&P License Agreement, dated December 20, 2018 (Filed With SEC on February 22, 2019)
- Amendment No. 15 to the S&P License Agreement, dated January 25, 2019 (Filed With SEC on February 22, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 22, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 22, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 22, 2019)
- Form of 2019 Restricted Stock Unit Award Agreement (3 Year Cliff Vest) (Filed With SEC on February 22, 2019)
- Cboe Global Markets, Inc. Executive Severance Plan (Filed With SEC on August 2, 2018)
- Cboe Global Markets, Inc. Employee Stock Purchase Plan (Filed With SEC on May 18, 2018)
- Form of Restricted Stock Unit Award Agreement (3 Year Cliff Vest) (Filed With SEC on May 18, 2018)
- Term Loan Credit Agreement, dated as of March 22, 2018, by and among Cboe Global Markets, Inc., Bank of America, N.A., as administrative agent, and the lender parties thereto (Filed With SEC on March 23, 2018)
- Release Agreement, by and between Cboe Global Markets, Inc. and Joanne Moffic-Silver, dated February 28, 2018 (Filed With SEC on March 2, 2018)
- Form of 2018 Restricted Stock Unit Award Agreement (for Executive Officers) (Filed With SEC on February 22, 2018)
- Form of 2018 Restricted Stock Unit Award Agreement (relative total shareholder return) (Filed With SEC on February 22, 2018)
- Form of 2018 Restricted Stock Unit Award Agreement (earnings per share) (Filed With SEC on February 22, 2018)
- Termination Agreement, by and between Cboe Global Markets, Inc. and Alan J. Dean, dated December 31, 2017 (Filed With SEC on January 3, 2018)
- Amendment No. 13 to 1994 Agreement and Amendment No. 2 to 2006 Agreement, dated as of December 21, 2017 (Filed With SEC on December 22, 2017)
- Offer Letter Agreement, by and between Cboe Global Markets, Inc. and Brian N. Schell, dated February 27, 2017 (Filed With SEC on November 7, 2017)
- Amendments to Relocation Assistance Summary for Brian N. Schell (Filed With SEC on November 7, 2017)
- AMENDED AND RESTATED DIRECTOR INDEMNIFICATION AGREEMENT (Filed With SEC on August 4, 2017)
- CBOE Holdings, Inc. $300,000,000 1.950% Senior Notes due 2019 UNDERWRITING AGREEMENT June 26, 2017 Wells Fargo Securities, LLC Morgan Stanley & Co. LLC (Filed With SEC on June 29, 2017)
- CBOE HOLDINGS, INC. Officers Certificate Pursuant to Section 301 of the Indenture June 29, 2017 (Filed With SEC on June 29, 2017)
- BATS GLOBAL MARKETS, INC. 2016 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AWARD (Filed With SEC on May 11, 2017)
- EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2017)
- EMPLOYMENT AGREEMENT (Filed With SEC on May 11, 2017)
- [CBOE LETTERHEAD] (Filed With SEC on May 11, 2017)
- [CBOE LETTERHEAD] (Filed With SEC on May 11, 2017)
- RETIREMENT AGREEMENT (Filed With SEC on May 11, 2017)
- RETIREMENT AGREEMENT (Filed With SEC on May 11, 2017)
- CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective February 16, 2017 (And Summary Plan Description) (Filed With SEC on May 11, 2017)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on May 11, 2017)
- The CORPORATEplan for RetirementSM EXECUTIVE PLAN Adoption Agreement IMPORTANT NOTE (Filed With SEC on February 21, 2017)
- The CORPORATEplan for RetirementSM EXECUTIVE PLAN Adoption Agreement IMPORTANT NOTE (Filed With SEC on February 21, 2017)
- Deferral ContributionsType of CompensationDollar Amount% AmountMinMaxMinMaxBase Compensation013 (Filed With SEC on February 21, 2017)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 21, 2017)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT - PERFORMANCE BASED (Filed With SEC on February 21, 2017)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on February 21, 2017)
- CBOE Holdings, Inc. $650,000,000 3.650% Senior Notes due 2027 UNDERWRITING AGREEMENT January 9, 2017 Merrill Lynch, Pierce, Fenner & Smith Incorporated Morgan Stanley & Co. LLC (Filed With SEC on January 12, 2017)
- INDENTURE between CBOE HOLDINGS, INC., as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee Dated as of January 12, 2017 Providing for the Issuance of Debt Securities... (Filed With SEC on January 12, 2017)
- OFFICERS CERTIFICATE PURSUANT TO SECTION 301 OF THE INDENTURE (Filed With SEC on January 12, 2017)
- MERRILL LYNCH, PIERCE, FENNER& SMITH INCORPORATED BANK OF AMERICA, N.A. One Bryant Park New York, New York 10036 (Filed With SEC on November 8, 2016)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement (Filed With SEC on February 19, 2016)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement - Performance Based (Filed With SEC on February 19, 2016)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement - Performance Based (Filed With SEC on February 19, 2016)
- CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1, 2015 (And Summary Plan Description) (Filed With SEC on May 6, 2015)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement (Filed With SEC on February 21, 2014)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement - Performance Based (Filed With SEC on February 21, 2014)
- CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN Restricted Stock Unit Award Agreement - Performance Based (Filed With SEC on February 21, 2014)
- AMENDMENT NO. 12 TO LICENSE AGREEMENT (Filed With SEC on May 7, 2013)
- TRANSITION AGREEMENT (Filed With SEC on December 12, 2012)
- AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on December 12, 2012)
- CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1, 2013 (And Summary Plan Description) (Filed With SEC on December 12, 2012)
- AMENDMENT NO. 1 TO AMENDED AND RESTATED LICENSE AGREEMENT (Index Options) (Filed With SEC on November 8, 2011)
- AMENDED AND RESTATED CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN (Amended Effective February 8, 2011) (Filed With SEC on May 18, 2011)
- DIRECTOR INDEMNIFICATION AGREEMENT (Filed With SEC on December 20, 2010)
- AMENDMENT OF EMPLOYMENTAGREEMENT (Filed With SEC on November 12, 2010)
- TheCORPORATEplan for RetirementSM EXECUTIVE PLAN Adoption Agreement IMPORTANT NOTE (Filed With SEC on November 12, 2010)
- CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN (And Summary Plan Description) (Filed With SEC on October 6, 2010)
- CBOE HOLDINGS, INC. LONG-TERMINCENTIVE PLAN (Filed With SEC on June 11, 2010)
- CBOE HOLDINGS,INC. LONG-TERM INCENTIVE PLAN RESTRICTED STOCKAWARD AGREEMENT (Filed With SEC on June 11, 2010)
- AMENDED AND RESTATED CBOE HOLDINGS, INC. LONG-TERM INCENTIVE PLAN (Filed With SEC on June 11, 2010)
- The CORPORATEplan for RetirementSM EXECUTIVE PLAN Adoption Agreement IMPORTANTNOTE (Filed With SEC on February 9, 2007)
- TheCORPORATEplan for RetirementSM EXECUTIVE PLAN AdoptionAgreement IMPORTANTNOTE (Filed With SEC on February 9, 2007)
- The CORPORATEplan forRetirement SM EXECUTIVEPLAN Adoption Agreement IMPORTANT NOTE (Filed With SEC on February 9, 2007)
- AMENDEDAND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 9, 2007)
- AMENDEDAND RESTATED EMPLOYMENTAGREEMENT (Filed With SEC on February 9, 2007)