CAPSTONE TURBINE Corp Contracts & Agreements

First Amendment to Note Purchase Agreement, dated as of June 28, 2024, by and among Capstone Green Energy Holdings, Inc., Capstone Green Energy LLC, Capstone Turbine Financial... (Filed With SEC on June 28, 2024)

Description of the Registrants Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as amended (Filed With SEC on June 13, 2024)

Form of Restricted Stock Unit Agreement (Filed With SEC on June 13, 2024)

Employment Offer Letter for Vincent J. Canino, dated February 22, 2024 (Filed With SEC on March 12, 2024)

Form of Amended and Restated Change in Control Agreement (Filed With SEC on March 12, 2024)

Findings of Fact, Conclusions of Law, and Order (I) Approving the Disclosure Statement; (II) Confirming the Joint Prepackaged Chapter 11 Plan of Reorganization of Capstone Green... (Filed With SEC on November 17, 2023)

First Amendment to Super-Priority Senior Secured Debtor-In-Possession Note Purchase Agreement, dated as of November 15, 2023, among Capstone Green Energy Corporation, as a Chapter... (Filed With SEC on November 17, 2023)

Transaction Support Agreement, dated September 28, 2023, by and among Capstone Green Energy Corporation and certain of its subsidiaries, Goldman Sachs Specialty Lending Group,... (Filed With SEC on September 28, 2023)

Sixth Amendment to Amended and Restated Note Purchase Agreement, dated as of September 22, 2023, by and among the Company, certain subsidiaries of the Company, Goldman Sachs... (Filed With SEC on September 22, 2023)

Fifth Amendment to Amended and Restated Note Purchase Agreement, dated as of August 16, 2023, by and among the Company, certain subsidiaries of the Company, Goldman Sachs... (Filed With SEC on August 18, 2023)

Amended and Restated Severance Pay Plan and Summary Plan Description, dated July 3, 2018, as amended on March 2, 2023 (Filed With SEC on March 6, 2023)

Lease Agreement dates as of January 25, 2023, by Capstone Green Energy Corporation and Prologis, L.P (Filed With SEC on February 14, 2023)

Amendment No. 1 to NOL Rights Agreement by and between the Company and Broadridge Financial Solutions, Inc., as rights agent, dated as of May 6, 2019 (Filed With SEC on September 15, 2022)

Amendment No. 6 to Capstone Green Energy Corporation 2017 Equity Incentive Plan (Filed With SEC on September 15, 2022)

Underwriting Agreement, entered into by and among Capstone Green Energy Corporation and the several Underwriters named therein, dated as of August 18, 2022 (Filed With SEC on August 23, 2022)

Second Amendment to the Amended and Restated Note Purchase Agreement dated as of July 13, 2022, by and among Capstone Green Energy Corporation, certain subsidiaries of the... (Filed With SEC on July 14, 2022)

Consulting Agreement between Capstone Green Energy Corporation and Capstone Engineered Solutions, dated May 22, 2022 (Filed With SEC on July 14, 2022)

National Account Agreement between Capstone Green Energy Corporation and Capstone Engineered Solutions, dated May 20, 2022 (Filed With SEC on July 14, 2022)

Installation Agreement between Capstone Green Energy Corporation and Capstone Engineered Solutions Corporation (Filed With SEC on July 14, 2022)

Capstone Green Energy Corporation 2017 Equity Incentive Plan, as amended through August 27, 2021 (a) (Filed With SEC on November 10, 2021)

Amendment No. 4 to Capstone Green Energy Corporation 2017 Equity Incentive Plan (Filed With SEC on August 31, 2021)

Amended and Restated Underwriting Agreement, entered into by and between Capstone Green Energy Corporation. and H.C. Wainwright & Co., LLC, dated as of June 17, 2021 (Filed With SEC on June 22, 2021)

First Amendment, dated as of May 13, 2021, to the Amended and Restated Note Purchase Agreement, by and among Capstone Green Energy Corporation, certain subsidiaries of the Company... (Filed With SEC on May 14, 2021)

Amendment, dated March 19, 2021, to At The Market Offering Agreement, dated June 7, 2018, between Capstone Turbine Corporation and H.C. Wainwright & Co., LLC (Filed With SEC on March 22, 2021)

Amendment, dated July 15, 2020, to At The Market Offering Agreement, dated June 7, 2018, between Capstone Turbine Corporation and H.C. Wainwright & Co., LLC (Filed With SEC on July 15, 2020)

Fifth Amendment to the Note Purchase Agreement, dated as of June 16, 2020, by and among Capstone Turbine Corporation, certain subsidiaries of the Company and Goldman Sachs... (Filed With SEC on June 17, 2020)

Amendment No. 2 to the Purchase Warrant for Common Shares issued in favor of Special Situations Investing Group II, LLC (as successor in interest to Goldman Sachs & Co. LLC),... (Filed With SEC on June 17, 2020)

Fourth Amendment to the Note Purchase Agreement, dated as of May 13, 2020, by and among Capstone Turbine Corporation, certain subsidiaries of the Company and Goldman Sachs... (Filed With SEC on May 15, 2020)

Third Amendment to the Note Purchase Agreement, dated as of April 24, 2020, by and among Capstone Turbine Corporation, certain subsidiaries of the Company and Goldman Sachs... (Filed With SEC on April 29, 2020)

Note between Western Alliance Bank and Capstone Turbine Corporation, effective as of April 24, 2020 (Filed With SEC on April 29, 2020)

Second Amendment to the Note Purchase Agreement, dated as of December 9, 2019, by and among Capstone Turbine Corporation, certain subsidiaries of the company and Goldman Sachs... (Filed With SEC on December 9, 2019)

Amendment No. 1 to the Purchase Warrant for Common Shares issued in favor of Special Situations Investing Group II, LLC (as successor in interest to Goldman Sachs & Co. LLC),... (Filed With SEC on December 9, 2019)

Consulting Agreement, dated October 1, 2019, by and between Capstone Turbine Corporation and Jayme Brooks (Filed With SEC on November 7, 2019)

Form of Pre-Funded Common Stock Purchase Warrant (Filed With SEC on September 6, 2019)

Form of Common Stock Purchase Warrant (Filed With SEC on September 6, 2019)

Form of Securities Purchase Agreement (Filed With SEC on September 6, 2019)

Rights Agreement dated as of May 6, 2019 between Capstone Turbine Corporation, as the Company, and Broadridge Financial Solutions, Inc., as Rights Agent (Filed With SEC on May 6, 2019)

Form of Change in Control Agreement (Filed With SEC on June 11, 2018)

First Amendment to Business Financing Agreement between Capstone Turbine Corporation and Western Alliance Bank, NA, dated June 1, 2018 (Filed With SEC on June 7, 2018)

First Amendment to the Accounts Receivable Assignment Agreement and Promissory Note between Capstone Turbine Corporation and Turbine International, LLC, dated June 5, 2018 (Filed With SEC on June 7, 2018)

At The Market Offering Agreement, dated June 7, 2018, between Capstone Turbine Corporation and H.C. Wainwright & Co., LLC (Filed With SEC on June 7, 2018)

Form of Warrant Exercise Agreement (Filed With SEC on October 27, 2017)

Accounts Receivable Assignment Agreement between Capstone Turbine Corporation and Turbine International, LLC, dated October 13, 2017 (Filed With SEC on October 19, 2017)

Promissory Note between Capstone Turbine Corporation and Turbine International, LLC, dated October 13, 2017 (Filed With SEC on October 19, 2017)

Guaranty between Capstone Turbine Corporation and Hispania Petroleum, S.A., dated October 13, 2017 (Filed With SEC on October 19, 2017)

FOURTH AMENDMENT TO LEASE (Filed With SEC on June 13, 2017)

BUSINESS FINANCING AGREEMENT (Filed With SEC on June 7, 2017)

EXPORT-IMPORT BANK OF THE UNITED STATES WORKING CAPITAL GUARANTEE PROGRAM BORROWER AGREEMENT (Filed With SEC on June 7, 2017)

INTELLECTUAL PROPERTY SECURITY AGREEMENT (Filed With SEC on June 7, 2017)

SEVENTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS (Filed With SEC on February 9, 2017)

CAPSTONE TURBINE CORPORATION SERIES A WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on October 18, 2016)

CAPSTONE TURBINE CORPORATION PRE-FUNDED SERIES B WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on October 18, 2016)

SIXTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS (Filed With SEC on June 9, 2016)

AMENDMENT TO THE CAPSTONE TURBINE CORPORATION AMENDED AND RESTATED 2000 EQUITY INCENTIVE PLAN (Filed With SEC on June 9, 2016)

AMENDMENT NO. 5 TO RIGHTS AGREEMENT (Filed With SEC on May 9, 2016)

RIGHTS AGREEMENT dated as of May 6, 2016 between CAPSTONE TURBINE CORPORATION as the Company and COMPUTERSHARE INC. as Rights Agent (Filed With SEC on May 9, 2016)

CAPSTONE TURBINE CORPORATION SERIES A WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on April 21, 2016)

CAPSTONE TURBINE CORPORATION PRE-FUNDED SERIES B WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on April 21, 2016)

FIFTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS AND WAIVER OF DEFAULT (Filed With SEC on November 5, 2015)

FOURTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS, WAIVER OF DEFAULT, AND CONSENT (Filed With SEC on June 15, 2015)

FIRST AMENDMENT TO AMENDED AND RESTATED CHANGE OF CONTROL SEVERANCE AGREEMENT (Filed With SEC on June 15, 2015)

CAPSTONE TURBINE CORPORATION SEVERANCE PAY PLAN AND SUMMARY PLAN DESCRIPTION Amended and Restated February 1, 2010 ARTICLE I INTRODUCTION (Filed With SEC on June 15, 2015)

THIRTEENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS AND WAIVER OF DEFAULT (Filed With SEC on November 6, 2014)

TWELFTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS (Filed With SEC on June 10, 2014)

INDUSTRIAL LEASE by and between AMB PROPERTY, L.P. LANDLORD and CAPSTONE TURBINE CORPORATION TENANT Dated: September 25, 2000 (Filed With SEC on June 13, 2013)

ELEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS (Filed With SEC on June 13, 2013)

CAPSTONE TURBINE CORPORATION CONSULTING AGREEMENT (Filed With SEC on June 13, 2013)

TENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS (Filed With SEC on June 14, 2012)

AMENDED AND RESTATED CHANGE OF CONTROL SEVERANCE AGREEMENT (Filed With SEC on June 14, 2012)

NINTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS AND WAIVER OF DEFAULT (Filed With SEC on February 9, 2012)

AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on June 14, 2011)

SECOND AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on June 14, 2011)

AMENDMENT NO. 2 TO RIGHTS AGREEMENT (Filed With SEC on June 14, 2011)

First Amendment to: (Filed With SEC on June 14, 2011)

SEVENTH AMENDMENT TO CREDIT AND SECURITY AGREEMENTS AND WAIVER OF DEFAULT (Filed With SEC on June 14, 2011)

SECOND AMENDMENT TO CREDITAND SECURITY AGREEMENTS AND WAIVER OF DEFAULTS (Filed With SEC on November 9, 2009)

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF DESIGNATION,PREFERENCES AND RIGHTS OF SERIES A JUNIOR PARTICIPATINGPREFERRED STOCK OF CAPSTONE TURBINE CORPORATION (Filed With SEC on August 10, 2009)

AMENDED AND RESTATED CHANGE OF CONTROL SEVERANCE AGREEMENT (Filed With SEC on June 15, 2009)

14,450,868 Shares of Common Stock (Filed With SEC on May 4, 2009)

CAPSTONE TURBINE CORPORATION (Filed With SEC on May 4, 2009)

SUBSCRIPTION AGREEMENT (Filed With SEC on May 4, 2009)

GENERALRELEASE AND SEPARATION AGREEMENT (Filed With SEC on February 9, 2009)

CAPSTONETURBINE CORPORATION CONSULTINGAGREEMENT (Filed With SEC on February 9, 2009)

PURCHASE ORDER (Filed With SEC on February 11, 2008)

CAPSTONETURBINE CORPORATION AMENDEDAND RESTATED 2000 EQUITY INCENTIVE PLAN EffectiveAugust 24, 2007 RECITALS: (Filed With SEC on November 8, 2007)

DEVELOPMENT AND LICENSE AGREEMENT (Filed With SEC on November 8, 2007)

CapstoneTurbine Corporation inducement stockoption agreement (Filed With SEC on June 13, 2007)

CapstoneTurbine Corporation restricted stock agreement (Filed With SEC on June 13, 2007)

CAPSTONE TURBINE CORPORATION INDUCEMENT STOCKOPTION AGREEMENT (Filed With SEC on February 9, 2007)

CAPSTONE TURBINECORPORATION RESTRICTED STOCKAGREEMENT (Filed With SEC on February 9, 2007)

CHANGE OF CONTROL SEVERANCE AGREEMENT (Filed With SEC on February 9, 2007)

Ex-1.1 Placement Agency Agreement (Filed With SEC on January 19, 2007)

Ex-4.1 Form of Warrant (Filed With SEC on January 19, 2007)

Ex-10.1 Form of Subscription Agreement (Filed With SEC on January 19, 2007)

LEASEAGREEMENT (Filed With SEC on November 9, 2006)

EX-10.1 CONSULTING AGREEMENT 07/24/06 (Filed With SEC on July 24, 2006)

Consolidated Financial Statements (Filed With SEC on February 9, 2006)

Current Assets (Filed With SEC on November 9, 2005)

Current Assets (Filed With SEC on August 9, 2005)

Cogeneration-CHP and CCHP These applications use both electricity and heat generated by the microturbines. For example, we have used the heat generated by the microturbines to... (Filed With SEC on June 29, 2005)

Current Assets (Filed With SEC on February 9, 2005)

Cogeneration-CHP and CCHP These applications use both electricity and heat generated by the microturbines. For example, we have supplied hot water solutions for hotels and... (Filed With SEC on June 14, 2004)

PART I FINANCIAL INFORMATION (Filed With SEC on February 17, 2004)

PART I FINANCIAL INFORMATION (Filed With SEC on May 15, 2003)

Legal Proceedings (Filed With SEC on March 31, 2003)

PART I FINANCIAL INFORMATION (Filed With SEC on August 14, 2002)

Legal Proceedings (Filed With SEC on March 29, 2002)

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CAPSTONE TURBINE Corp Contracts & Agreements