CAPITAL SOUTHWEST CORP Contracts & Agreements

Sixth Supplemental Indenture, dated November 8, 2024, by and between Capital Southwest Corporation and U.S. Bank Trust Company, National Association (as successor in interest for... (Filed With SEC on November 8, 2024)

Underwriting Agreement, dated November 4, 2024, by and between Capital Southwest Corporation and Oppenheimer & Co. Inc., as representative of the several underwriters named in... (Filed With SEC on November 8, 2024)

Form of Fifth Amendment, dated October (Filed With SEC on October 30, 2024)

Incremental Commitment and Assumption Agreement dated September 12, 2024 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a... (Filed With SEC on September 12, 2024)

Description of Capital Southwest Corporation's Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on May 21, 2024)

Form of Fourth Amendment, dated May 21, 2024, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between Capital Southwest Corporation and each of... (Filed With SEC on May 21, 2024)

Form of Fourth Amendment, dated May 21, 2024, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between Capital Southwest Corporation and each of Citizens... (Filed With SEC on May 21, 2024)

Incremental Commitment and Assumption Agreement dated December 7, 2023 among Capital Southwest Corporation, as borrower, Capital Southwest Equity Investments, Inc, as a Subsidiary... (Filed With SEC on December 7, 2023)

Fifth Supplemental Indenture by and between Capital Southwest Corporation and U.S. Bank Trust Company National Association (as successor in interest for U.S. Bank National... (Filed With SEC on June 14, 2023)

Underwriting Agreement, dated June 7, 2023, by and between Capital Southwest Corporation and Oppenheimer & Co., Inc., as representative of the several underwriters named in... (Filed With SEC on June 8, 2023)

Underwriting Agreement, dated November 14, 2022, by and between Capital Southwest Corporation and Raymond James & Associates, Inc. as representative of the several underwriters... (Filed With SEC on November 17, 2022)

Incremental Commitment and Assumption Agreement dated November 16, 2022 among Capital Southwest Corporation, as borrower, ING Capital LLC, as Administrative Agent, the Increasing... (Filed With SEC on November 16, 2022)

Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and... (Filed With SEC on August 2, 2022)

Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B.... (Filed With SEC on August 2, 2022)

Underwriting Agreement, dated November 4, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on November 9, 2021)

Form of Second Amendment, dated November 2, 2021, to Third Amended and Restated Equity Distribution Agreement between the Company and each of Jefferies LLC and Raymond James &... (Filed With SEC on November 2, 2021)

Form of Second Amendment, dated November 2, 2021, to Amended and Restated Equity Distribution Agreement between the Company and each of JMP Securities LLC and B. Riley Securities,... (Filed With SEC on November 2, 2021)

Limited Consent and Amendment No. 1 to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of September 10, 2021, by and among Capital Southwest... (Filed With SEC on September 10, 2021)

Underwriting Agreement, dated August 24, 2021, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on August 27, 2021)

Fourth Supplemental Indenture, dated as of August 27, 2021, relating to the 3.375% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on August 27, 2021)

Form of Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,... (Filed With SEC on May 26, 2021)

Form of Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B. Riley Securities, Inc., respectively (Filed With SEC on May 26, 2021)

Second Amended and Restated Limited Liability Company Operating Agreement of I-45 SLF LLC (Filed With SEC on March 12, 2021)

Underwriting Agreement, dated February 22, 2021, by and between the Company and Raymond James & Associates, Inc., as the sole underwriter (Filed With SEC on February 25, 2021)

Underwriting Agreement, dated December 22, 2020, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on December 29, 2020)

Third Supplemental Indenture, dated as of December 29, 2020, relating to the 4.50% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on December 29, 2020)

Incremental Commitment Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, ING Capital LLC, and Texas Capital Bank (Filed With SEC on December 10, 2020)

Amendment No. 1 to the Amended and Restated Senior Secured Revolving Credit Agreement, dated as of December 10, 2020, by and among Capital Southwest Corporation, as Borrower, the... (Filed With SEC on December 10, 2020)

Underwriting Agreement, dated August 12, 2020, by and between the Company and Raymond James & Associates, Inc (Filed With SEC on August 13, 2020)

Description of Capital Southwest Corporation's Securities Registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on June 2, 2020)

Incremental Assumption Agreement dated as of March 19, 2020 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Hancock Whitney Bank,... (Filed With SEC on March 19, 2020)

Form of Equity Distribution Agreement, dated February 4, 2020, between the Company and each of JMP Securities LLC and B. Riley FBR, Inc., respectively (Filed With SEC on February 5, 2020)

Form of Second Amended and Restated Equity Distribution Agreement, dated February 4, 2020, between the Company and each of Jefferies LLC and Raymond James & Associates, Inc.,... (Filed With SEC on February 5, 2020)

Underwriting Agreement, dated October 4, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule A... (Filed With SEC on October 8, 2019)

Second Supplemental Indenture, dated as of September 27, 2019, relating to the 5.375% Notes due 2024, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on September 27, 2019)

Underwriting Agreement, dated September 24, 2019, by and between the Company and Raymond James & Associates, Inc., as representative of the several underwriters named on Schedule... (Filed With SEC on September 27, 2019)

Form of Amended and Restated Equity Distribution Agreement (Filed With SEC on August 20, 2019)

Incremental Assumption Agreement dated as of May 23, 2019 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Mutual of Omaha Bank, as... (Filed With SEC on May 23, 2019)

Master Reimbursement Agreement, dated as of May 9, 2018, by and between Capital Southwest Corporation, as Borrower, and ING Capital LLC, as Issuer (Filed With SEC on June 5, 2018)

Incremental Assumption Agreement dated as of May 11, 2018 among Capital Southwest Corporation, as Borrower, and ING Capital LLC, as Administrative Agent and Increasing Lender (Filed With SEC on May 14, 2018)

Incremental Assumption Agreement dated as of April 16, 2018 among Capital Southwest Corporation, as Borrower, ING Capital LLC, as Administrative Agent, and Hitachi Capital America... (Filed With SEC on April 17, 2018)

Third Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on November 7, 2017)

Third Amendment to the Capital Southwest Corporation 2009 Stock Incentive Plan (Filed With SEC on November 7, 2017)

Incremental Assumption Agreement dated as of August 18, 2017 among Capital Southwest Corporation, the Lenders party thereto, ING Capital LLC, as Administrative Agent, Arranger and... (Filed With SEC on November 7, 2017)

Form of Director and Officer Indemnification Agreement (Filed With SEC on November 7, 2017)

I-45 SLF LLC Agreement dated September 9, 2015 (Filed With SEC on November 9, 2015)

Form of Amended and Restated Incentive Stock Option Agreement (CSWI Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWC Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Non-Qualified Stock Option Agreement (Executive Compensation Plan CSWI Employee Form) (Filed With SEC on November 9, 2015)

Form of Restricted Stock Agreement (CSWC Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWC Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Non-Qualified Stock Option Agreement (CSWI Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Restricted Stock Agreement (CSWI Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Incentive Stock Option Agreement (CSWC Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWC Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Restricted Stock Award (Executive Compensation Plan CSWI Employee Form) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Cash Incentive Award Agreement (Executive Compensation Plan) (Filed With SEC on November 9, 2015)

Form of Amended and Restated Restricted Stock Award Agreement (Filed With SEC on September 14, 2015)

Distribution Agreement (Filed With SEC on September 14, 2015)

Tax Matters Agreement (Filed With SEC on September 14, 2015)

Form of Amended and Restated Non-Qualified Stock Option Agreement (Filed With SEC on September 14, 2015)

Form of Amended and Restated Cash Incentive Award Agreement (Filed With SEC on September 14, 2015)

Amended and Restated Employee Matters Agreement (Filed With SEC on September 14, 2015)

Second Amendment to the 2010 Restricted Stock Award Plan (Filed With SEC on August 12, 2015)

Second Amendment to the 2009 Stock Incentive Plan (Filed With SEC on August 12, 2015)

Amendment Four to Retirement Plan For Employees of Capital Southwest Corporation and its Affiliates (Filed With SEC on August 6, 2015)

Form of Cash Incentive Award Agreement (Filed With SEC on November 7, 2014)

Form of Non-Qualified Stock Option Agreement under the 2009 Stock Incentive Plan, as amended (Filed With SEC on November 7, 2014)

Form of Restricted Stock Award Agreement under the 2010 Restricted Stock Award Plan, as amended (Filed With SEC on November 7, 2014)

First Amendment to the Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on November 7, 2014)

First Amendment to the Capital Southwest Corporation 2009 Stock Incentive Plan (Filed With SEC on November 7, 2014)

Amendment one to Retirement Plan for employees of Capital Southwest Corporation and its affiliates as amended and restated effective April 1, 2011 (Filed With SEC on May 31, 2013)

Capital Southwest Corporation 2010 Restricted Stock Award Plan (Filed With SEC on August 5, 2011)

Capital Southwest Corporation 2009 Stock Incentive Plan (Filed With SEC on August 5, 2011)

STOCK PURCHASE AGREEMENT by and among NORTHSTAR CEMETERY SERVICES OF CALIFORNIA, LLC, NORTHSTAR MEMORIAL GROUP, LLC LIFEMARK GROUP and CAPITAL SOUTHWEST CORPORATION Dated as of... (Filed With SEC on June 10, 2010)

AMENDMENT TWO TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006 (Filed With SEC on May 28, 2010)

AMENDMENT THREE TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006 (Filed With SEC on May 28, 2010)

AMENDMENT FOUR TO RETIREMENT PLAN FOR EMPLOYEES OF CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES As Amended and Restated Effective April 1, 2006 (Filed With SEC on May 28, 2010)

CAPITAL SOUTHWEST CORPORATION AND ITS AFFILIATES 2009 RESTORATION OF RETIREMENT INCOME PLAN (Filed With SEC on May 29, 2009)

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CAPITAL SOUTHWEST CORP Contracts & Agreements