CAPITAL SOUTHWEST CORP Contracts & Agreements

100 Contracts & Agreements
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Incremental Commitment Agreement among Capital Southwest Corporation, Capital Southwest Equity Investments, Inc., ING Capital LLC, and Increasing Lender (April 9, 2025)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2025
Incremental Commitment Agreement among Capital Southwest Corporation, Capital Southwest Equity Investments, Inc., ING Capital LLC, and Increasing Lender (April 9, 2025)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2025
Transition and Release Agreement between Capital Southwest Corporation and Bowen S. Diehl
Separation Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2025
Underwriting Agreement for 5.125% Convertible Notes due 2029 between Capital Southwest Corporation and Oppenheimer & Co. Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2024
Sixth Supplemental Indenture to 5.125% Convertible Notes Due 2029 between Capital Southwest Corporation and U.S. Bank Trust Company, N.A.
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2024
Fifth Amendment to Third Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Fifth Amendment to Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager (October 30, 2024)
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Incremental Commitment and Assumption Agreement among Capital Southwest Corporation, Capital Southwest Equity Investments, Inc., ING Capital LLC, and Assuming Lender (September...
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2024
Description of Securities Registered Under Section 12 – Capital Southwest Corporation
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Fourth Amendment to Third Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Fourth Amendment to Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2024
Incremental Commitment and Assumption Agreement among Capital Southwest Corporation, Capital Southwest Equity Investments, Inc., ING Capital LLC, and Assuming Lender (December 7,...
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2023
Fifth Supplemental Indenture between Capital Southwest Corporation and U.S. Bank Trust Company, N.A. (7.75% Notes Due 2028)
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2023
Underwriting Agreement for $62,500,000 7.75% Notes Due 2028 between Capital Southwest Corporation and Oppenheimer & Co. Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2023
Underwriting Agreement between Capital Southwest Corporation and Raymond James & Associates, Inc. for 2,203,857 Shares of Common Stock
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2022
Incremental Commitment and Assumption Agreement among Capital Southwest Corporation, Capital Southwest Equity Investments, Inc., ING Capital LLC, and Lenders (November 16, 2022)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2022
Third Amendment to Third Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Third Amendment to Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager (August 2, 2022)
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2022
Underwriting Agreement for $50,000,000 3.375% Notes due 2026 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Second Amendment to Third Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Second Amendment to Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Limited Consent and Amendment No. 1 to Second Amended and Restated Senior Secured Revolving Credit Agreement among Capital Southwest Corporation, Capital Southwest Equity...
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Underwriting Agreement for $100,000,000 3.375% Notes due 2026 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Fourth Supplemental Indenture for 3.375% Notes Due 2026 between Capital Southwest Corporation and U.S. Bank National Association
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2021
Third Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager (May 26, 2021)
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager (May 26, 2021)
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Second Amended and Restated Limited Liability Company Operating Agreement of I-45 SLF LLC
Limited Liability Company Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2021
Capital Southwest Corporation $65,000,000 4.50% Notes Due 2026 Underwriting Agreement with Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2021
Underwriting Agreement for $75,000,000 4.50% Notes due 2026 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Third Supplemental Indenture for 4.50% Notes Due 2026 between Capital Southwest Corporation and U.S. Bank National Association
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2020
Amendment No. 1 to Amended and Restated Senior Secured Revolving Credit Agreement among Capital Southwest Corporation, ING Capital LLC, Texas Capital Bank, and Lenders
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Underwriting Agreement for $50,000,000 5.375% Notes due 2024 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Description of Securities Registered under Section 12 – Capital Southwest Corporation
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2020
Second Amended and Restated Equity Distribution Agreement between Capital Southwest Corporation and Manager
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Equity Distribution Agreement between Capital Southwest Corporation and Manager for Sale of Up to $100,000,000 Common Stock
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Underwriting Agreement for $10,000,000 5.375% Notes due 2024 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2019
Underwriting Agreement for $65,000,000 5.375% Notes due 2024 between Capital Southwest Corporation and Raymond James & Associates, Inc.
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2019
Second Supplemental Indenture for 5.375% Notes Due 2024 between Capital Southwest Corporation and U.S. Bank National Association
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2019
Incremental Assumption Agreement among Capital Southwest Corporation, ING Capital LLC, and Hitachi Capital America Corp. (April 16, 2018)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2018
Incremental Assumption Agreement among Capital Southwest Corporation, ING Capital LLC, and LegacyTexas Bank (August 18, 2017)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2017
Third Amendment to Capital Southwest Corporation 2010 Restricted Stock Award Plan
Compensation Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2017
Third Amendment to Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2017
Amended and Restated Non-Qualified Stock Option Agreement between Capital Southwest Corporation and Optionee
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Non-Qualified Stock Option Agreement between Capital Southwest Corporation and Optionee
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Incentive Stock Option Agreement between Capital Southwest Corporation and Optionee
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Incentive Stock Option Agreement between Capital Southwest Corporation and Optionee
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Non-Qualified Stock Option Agreement between Capital Southwest Corporation and Optionee
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Capital Southwest Corporation Amended and Restated Non-Qualified Stock Option Agreement with Optionee
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Capital Southwest Corporation Restricted Stock Award Agreement with Employee under 2010 Plan
Compensation Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Restricted Stock Agreement between Capital Southwest Corporation and Holder
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Restricted Stock Award Agreement between Capital Southwest Corporation and Holder
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Restricted Stock Award Agreement between Capital Southwest Corporation and Holder
Equity Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Cash Incentive Award Agreement between Capital Southwest Corporation and Executive
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Limited Liability Company Operating Agreement of I-45 SLF LLC, a Delaware Limited Liability Company
Limited Liability Company Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
Distribution Agreement between Capital Southwest Corporation and CSW Industrials, Inc. dated September 8, 2015
Distribution Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
Amended and Restated Employee Matters Agreement between Capital Southwest Corporation and CSW Industrials, Inc. (September 14, 2015)
Separation Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
DE
2015
Amended and Restated Non-Qualified Stock Option Agreement between Capital Southwest Corporation and Optionee
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Restricted Stock Award Agreement between Capital Southwest Corporation and Holder
Compensation Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Amended and Restated Cash Incentive Award Agreement between Capital Southwest Corporation and Executive
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2015
Second Amendment to Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015
Second Amendment to Capital Southwest Corporation 2010 Restricted Stock Award Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015
Amendment Four to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2015
First Amendment to Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2014
First Amendment to Capital Southwest Corporation 2010 Restricted Stock Award Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2014
Capital Southwest Corporation Restricted Stock Award Agreement (Form)
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2014
Capital Southwest Corporation Cash Incentive Award Agreement with Executive (2014)
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2014
Amendment One to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2013
Capital Southwest Corporation 2009 Stock Incentive Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2011
Capital Southwest Corporation 2010 Restricted Stock Award Plan
Bonus & Incentive Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2011
Stock Purchase Agreement among NorthStar Cemetery Services of California, LLC, NorthStar Memorial Group, LLC, Lifemark Group, and Capital Southwest Corporation dated April 29, 2010
Purchase Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2010
Second Amendment to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2010
Amendment Three to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2010
Amendment Four to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2010
Capital Southwest Corporation and Affiliates 2009 Restoration of Retirement Income Plan (Restated Effective January 1, 2008)
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2009
Amendment One to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2008
RectorSeal Corporation and Jet-Lube, Inc. Employee Stock Ownership Plan (As Revised and Restated Effective April 1, 2007)
Profit Sharing Plans
CAPITAL SOUTHWEST CORP
Capital Markets
2007
Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates (As Amended and Restated Effective April 1, 2006)
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2007
Severance Pay Agreement between Capital Southwest Management Corporation and William M. Ashbaugh, dated July 18, 2005
Severance Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Severance Pay Agreement between Capital Southwest Management Corporation and Patrick F. Hamner dated July 18, 2005
Severance Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Severance Pay Agreement between Capital Southwest Management Corporation and Susan K. Hodgson, dated July 18, 2005
Severance Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Severance Pay Agreement between Capital Southwest Management Corporation and Jeffrey G. Peterson, dated July 18, 2005
Severance Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Amendment No. 3 to The RectorSeal Corporation and Jet-Lube, Inc. Employee Stock Ownership Plan
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Amendment Seven to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Amendment Eight to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Amendment Nine to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2005
Amendment No. 2 to The RectorSeal Corporation and Jet-Lube, Inc. Employee Stock Ownership Plan
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2003
Amendment Four to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2003
Amendment Five to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2003
Amendment Six to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2003
Specimen Common Stock Certificate for Capital Southwest Corporation
Stock Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2002
Amendment No. 1 to The RectorSeal Corporation and Jet-Lube, Inc. Employee Stock Ownership Plan (ESOP)
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2002
Amendment Three to Retirement Plan for Employees of Capital Southwest Corporation and Its Affiliates
Retirement Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2002
Incremental Commitment Agreement among Capital Southwest Corporation, Texas Capital Bank, N.A., and ING Capital LLC (December 10, 2020)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Incremental Assumption Agreement among Capital Southwest Corporation, Hancock Whitney Bank, and ING Capital LLC (March 19, 2020)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2020
Master Reimbursement Agreement for Standby Letters of Credit between Capital Southwest Corporation and ING Capital LLC (May 9, 2018)
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2018
Incremental Assumption Agreement by and among Capital Southwest Corporation and ING Capital LLC (May 11, 2018)
Credit Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2018
Indemnification Agreement between Capital Southwest Corporation and Director/Officer
Indemnification Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2017
Tax Matters Agreement between Capital Southwest Corporation and CSW Industrials, Inc. (September 8, 2015)
CAPITAL SOUTHWEST CORP
Capital Markets
NY
2015
Capital Southwest Corporation Non-Qualified Stock Option Agreement with Employee
Warrant Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
TX
2014
RectorSeal Corporation and Jet-Lube, Inc. Employee Stock Ownership Plan (As Revised and Restated Effective April 1, 1998)
Profit Sharing Plans
CAPITAL SOUTHWEST CORP
Capital Markets
2002