THIS CERTIFICATE IS TRANSFERABLE IN SOUTH SAINT PAUL, MN.

EX-4.1 4 a08-19089_1ex4d1.htm FORM OF SPECIMEN STOCK CERTIFICATE

Exhibit 4.1

 




THIS CERTIFICATE IS TRANSFERABLE
IN SOUTH SAINT PAUL, MN.

 

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE




SEE REVERSE SIDE

FOR CERTAIN DEFINITIONS

 

 

 

 

 

CUSIP 11161T 10 8

 

THIS CERTIFIES THAT

 

 

is the owner of

 

FULLY PAID AND NON-ASSESSABLE COMMON SHARES, $0.001 PAR VALUE, OF

 

BROADWIND ENERGY, INC.

 

transferable on the books of the Corporation by the holder hereof in person or by Attorney upon surrender of this certificate properly endorsed. This certificate is not valid until countersigned and registered by the Transfer Agent and Registrar.

 

IN WITNESS WHEREOF, the said Corporation has caused this certificate to be signed by facsimile signatures of its duly authorized officers.

 

Dated:

 

 

 

 

 

 

 

 

SECRETARY

 

CHIEF EXECUTIVE OFFICER

 

COUNTERSIGNED AND REGISTERED:

 

 

WELLS FARGO BANK, N.A.

 

 

 

 

 

BY

 

TRANSFER AGENT
AND REGISTRAR

 

 

 

 

 

 

 

AUTHORIZED SIGNATURE

 

AMERICAN FINANCIAL PRINTING INCORPORATED – MINNEAPOLIS

 


 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

–

as tenants in common

UTMA  –

 

Custodian

 

 

 

 

 

(Cust)

 

(Minor)

TEN ENT

–

as tenants by entireties

 

under Uniform Transfers to Minors

 

 

 

 

 

JT TEN

–

as joint tenants with right of survivorship

 

Act

 

 

 

and not as tenants in common

 

 

(State)

 

Additional abbreviations may also be used though not in above list.

 

For value received                                                                            hereby sell, assign, and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

 

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS INCLUDING ZIP CODE OF ASSIGNEE)

 

 

 

 

 

Shares

of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint

 

 

Attorney to transfer the said stock on the books of the within-named Corporation with full power

of substitution in the premises.

 

Dated

 

 

X

 

 

 

X

 

NOTICE: THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

 

 

 

SIGNATURE GUARANTEED

 

 

 

ALL GUARANTEES MUST BE MADE BY A FINANCIAL INSTITUTION (SUCH AS A BANK OR BROKER) WHICH IS A PARTICIPANT IN THE SECURITIES TRANSFER AGENTS MEDALLION PROGRAM (“STAMP”), THE NEW YORK STOCK EXCHANGE, INC. MEDALLION SIGNATURE PROGRAM (“MSP”), OR THE STOCK EXCHANGES MEDALLION PROGRAM (“SEMP”) AND MUST NOT BE DATED. GUARANTEES BY A NOTARY PUBLIC ARE NOT ACCEPTABLE.