BROADWIND ENERGY, INC. Contracts & Agreements

210 Contracts & Agreements
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Filed
Fourth Amendment to Section 382 Rights Agreement between Broadwind, Inc. and Equiniti Trust Company
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2025
Tax Credit Transfer Agreement between MarketAxess Holdings Inc. and Broadwind Heavy Fabrications, Inc. (2025-2026)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2025
Guaranty Agreement between Broadwind, Inc. and MarketAxess Holdings Inc. (January 28, 2025)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2025
Amendment No. 2 to Credit Agreement among Wells Fargo Bank, Broadwind, Inc., and Subsidiaries
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2024
Tax Credit Transfer Agreement between MarketAxess Holdings Inc. and Broadwind Heavy Fabrications, Inc.
Assignment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2023
Guaranty Agreement between Broadwind, Inc. and MarketAxess Holdings Inc. (December 21, 2023)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2023
Amendment No. 1 to Credit Agreement and Limited Waiver among Wells Fargo Bank, Broadwind, Inc., and Subsidiaries
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2023
Sales Agreement Between Broadwind, Inc. and Roth Capital Partners, LLC and H.C. Wainwright & Co., LLC for $12,000,000 Common Stock Offering
Sales Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2022
Severance and Non-Competition Agreement between Broadwind, Inc. and Thomas Ciccone dated August 10, 2022
Severance Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Credit Agreement among Wells Fargo Bank, Broadwind, Inc., Subsidiaries, and Guarantors (August 4, 2022)
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Guaranty Agreement by Broadwind, Inc. and Affiliates in Favor of Wells Fargo Bank, N.A.
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Fourth Amendment to Amended and Restated Loan and Security Agreement by and among CIBC Bank USA and Broadwind, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2022
Third Amendment to Section 382 Rights Agreement between Broadwind, Inc. and Equiniti Trust Company
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2022
Third Amendment to Amended and Restated Loan and Security Agreement by and among Broadwind Inc. and CIBC Bank USA
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2021
Equity Distribution Agreement between Broadwind, Inc. and Craig-Hallum Capital Group LLC (March 2021)
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2021
Second Amendment to Amended and Restated Loan and Security Agreement by and among Broadwind Inc. and CIBC Bank USA
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2021
Broadwind Energy, Inc. 2015 Equity Incentive Plan Performance Award Agreement with Participant
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2020
First Amendment to Amended and Restated Broadwind, Inc. 2015 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2020
First Amendment to Amended and Restated Loan and Security Agreement by Broadwind Inc. and CIBC Bank USA
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Brad Foote Gear Works, Inc. and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Heavy Fabrications, Inc. and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Industrial Solutions, LLC and CIBC Bank USA dated April 5, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
SBA Promissory Note between Broadwind Energy, Inc. and CIBC Bank USA dated April 8, 2020
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
Description of Registered Securities of Broadwind Energy, Inc. Pursuant to Section 12 of the Exchange Act
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2020
Separation Agreement between Broadwind Energy, Inc. and Erik W. Jensen
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
Employment Agreement between Broadwind Energy, Inc. and Eric B. Blashford (President and CEO)
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2020
Broadwind Energy, Inc. 2015 Equity Incentive Plan Performance Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2019
Broadwind Energy, Inc. 2015 Equity Incentive Plan Performance Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2019
Broadwind Energy, Inc. 2015 Equity Incentive Plan Performance Award Agreement (Amended and Restated)
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2019
Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2019
Sixth Amendment to Loan and Security Agreement between CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2019
Second Amendment to Section 382 Rights Agreement between Broadwind Energy, Inc. and Equiniti Trust Company
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2019
Fifth Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2018
At Market Issuance Sales Agreement between Broadwind Energy, Inc. and Roth Capital Partners, LLC (July 31, 2018)
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Fourth Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Severance and Non-Competition Agreement between Eric Blashford and Broadwind Energy, Inc.
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Third Amendment to Loan and Security Agreement by and among CIBC Bank USA and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2018
Severance and Non-Competition Agreement between Jason Bonfigt and Broadwind Energy, Inc.
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Second Amendment to Loan and Security Agreement by and among The PrivateBank and Trust Company and Broadwind Energy, Inc. and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Amended and Restated Revolving Note between Broadwind Energy, Inc. and The PrivateBank and Trust Company
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Separation Agreement between Broadwind Energy, Inc. and David W. Fell
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Consulting Agreement between David Fell and Broadwind Energy, Inc. (May 2, 2017)
Consulting Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
First Amendment to Loan and Security Agreement among The PrivateBank and Trust Company, Broadwind Energy, Inc., and Subsidiaries
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2017
Joinder Agreement to Loan and Security Agreement by Red Wolf Company, LLC and The PrivateBank and Trust Company
Joinder Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2017
Membership Interest Purchase Agreement by and among Broadwind Energy, Inc., Christopher J. Brice, Lewis J. Hendrix, and Kimberley M. Sutton (February 1, 2017)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NC
2017
Tenth Amendment to Loan and Security Agreement and Waiver among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2016
Loan and Security Agreement between The PrivateBank and Trust Company and Broadwind Energy, Inc. and Affiliates (October 26, 2016)
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2016
Severance and Non-Competition Agreement between Jason Bonfigt and Broadwind Energy, Inc.
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2016
Second Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Stephanie K. Kushner
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2016
Broadwind Energy, Inc. 2015 Equity Incentive Plan Non-Employee Director Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2016
Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2016
Broadwind Energy, Inc. 2015 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2016
Ninth Amendment to Loan and Security Agreement and Waiver among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2016
First Amendment to Section 382 Rights Agreement between Broadwind Energy, Inc. and Wells Fargo, National Association
Warrant Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2016
Separation Agreement between Broadwind Energy, Inc. and Peter C. Duprey dated November 30, 2015
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2015
Eighth Amendment to Loan and Security Agreement and Waiver among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015
Seventh Amendment to Loan and Security Agreement among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015
Term Loan Rider to Loan and Security Agreement between Alostar Bank of Commerce and Broadwind Energy, Inc. and Subsidiaries (June 29, 2015)
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
GA
2015
$5,000,000 Term Note between Broadwind Energy, Inc. and Affiliates and AloStar Bank of Commerce (June 29, 2015)
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
GA
2015
Severance and Non-Competition Agreement between David Fell and Broadwind Energy, Inc.
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2015
Severance and Non-Competition Agreement between Broadwind Energy, Inc. and Robert Rogowski
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2015
Severance and Non-Competition Agreement between Erik W. Jensen and Broadwind Energy, Inc.
Non-Competition Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2015
Separation Agreement between Broadwind Energy, Inc. and Jesse E. Collins, Jr.
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2013
Amendment Agreement to Securities Purchase and Stockholder Agreements between Broadwind Energy, Inc. and Tontine Entities (April 1, 2013)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2013
Separation Agreement between Broadwind Energy, Inc. and J.D. Rubin
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2013
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Peter C. Duprey
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2012
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Jesse E. Collins, Jr.
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2012
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Stephanie Kushner
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2012
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and J.D. Rubin
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2012
Amended and Restated Broadwind Energy, Inc. 2007 Equity Incentive Plan (Effective March 25, 2011)
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2012
Broadwind Energy, Inc. 2012 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2012
Broadwind Energy, Inc. 2012 Equity Incentive Plan Non-Employee Director Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2012
Broadwind Energy, Inc. 2012 Equity Incentive Plan Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2012
Broadwind Energy, Inc. 2012 Equity Incentive Plan Stock Option Award Agreement with Optionee
Warrant Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2012
Second Amendment to Account Purchase Agreements by Brad Foote Gear Works, Broadwind Services, Broadwind Towers, and Wells Fargo Bank
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2011
Underwriting Agreement between Broadwind Energy, Inc. and Lazard Capital Markets LLC for Sale of Common Stock
Underwriting Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2011
Second Amendment to Master Amendment among Investors Community Bank, Broadwind Towers, Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2011
Amended and Restated Broadwind Energy, Inc. 2007 Equity Incentive Plan (Effective March 25, 2011)
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2011
First Amendment to Master Amendment Agreement among Investors Community Bank, Tower Tech Systems Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2011
Stock Purchase Agreement among BTI Logistics, LLC, Badger Transport, Inc., and Broadwind Energy, Inc. dated March 4, 2011
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2011
Employment Agreement between Broadwind Energy, Inc. and Peter C. Duprey (President and CEO)
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2010
Consulting Agreement between Broadwind Energy, Inc. and J. Cameron Drecoll
Consulting Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Account Purchase Agreement between Wells Fargo Bank, N.A. and Subsidiaries of Broadwind Energy, Inc.
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
CO
2010
Executive Incentive Stock Option Agreement under Broadwind Energy, Inc. 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Incentive Stock Option Agreement under Broadwind Energy, Inc. 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Broadwind Energy, Inc. Nonqualified Stock Option Agreement under 2007 Equity Incentive Plan
Warrant Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Broadwind Energy, Inc. 2007 Equity Incentive Plan Restricted Stock Unit Award Agreement with Participant
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Broadwind Energy, Inc. 2007 Equity Incentive Plan Performance Award Agreement with Participant
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Broadwind Energy, Inc. Stock Appreciation Rights Agreement under 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Amendment to Mortgage Agreement between Great Western Bank and Tower Tech Systems Inc.
Mortgage Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Change in Terms Agreement between Tower Tech Systems Inc. and Great Western Bank (April 5, 2010)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Indemnification Agreement between Broadwind Energy, Inc. and Indemnitee
Indemnification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Change in Terms Agreement between Tower Tech Systems Inc. and Great Western Bank (December 22, 2009)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Change in Terms Agreement between Tower Tech Systems Inc. and Great Western Bank (February 16, 2010)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Amendment to Loan Conversion Terms Agreement among Great Western Bank, Tower Tech Systems, Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Underwriting Agreement for Sale of 15,000,000 Shares of Broadwind Energy, Inc. Common Stock to Macquarie Capital (USA) Inc. and J.P. Morgan Securities Inc.
Underwriting Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2010
Master Amendment to Loan and Security Agreements among Investors Community Bank, Tower Tech Systems Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2010
Reaffirmation Agreement by Broadwind Energy, Inc. and Affiliates in Favor of Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Third Omnibus Amendment Agreement among Brad Foote Gear Works, Inc., Subsidiaries, and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Reaffirmation Agreement by Broadwind Energy, Inc. and Affiliates in Favor of Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Employment Agreement between Broadwind Energy, Inc. and Stephanie Kushner (Effective July 29, 2009)
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Pledge Agreement between Broadwind Energy, Inc. and Bank of America, N.A. dated January 15, 2009
Pledge Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Second Omnibus Amendment Agreement among Brad Foote Gear Works, Inc., Subsidiaries, and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Letter Agreement Modifying Loan Documents Among Great Western Bank, Tower Tech Systems Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Credit Extension Agreement between Investors Community Bank and R. B. A. Inc. dated April 22, 2009
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2009
Reaffirmation Agreement by Broadwind Energy, Inc. and Affiliates in Favor of Bank of America, N.A. (May 8, 2009)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Construction Loan Agreement between Tower Tech Systems Inc. and Great Western Bank (April 28, 2009)
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
$10,000,000 Promissory Note between Tower Tech Systems Inc. and Great Western Bank dated April 28, 2009
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
Letter Agreement Modifying Loan Documents Among Great Western Bank, Tower Tech Systems Inc., and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Collateral Real Estate Mortgage Agreement between Tower Tech Systems Inc. and Great Western Bank (April 28, 2009)
Mortgage Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
Assignment of Deposit Account Agreement between Tower Tech Systems Inc and Great Western Bank (April 28, 2009)
Assignment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
Subordination Agreement between Great Western Bank and Broadwind Energy, Inc. (April 27, 2009)
Subordination Agreement
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Commercial Guaranty Agreement between Broadwind Energy, Inc. and Great Western Bank for Tower Tech Systems, Inc.
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
Second Omnibus Amendment Agreement among Brad Foote Gear Works, Inc., Subsidiaries, and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Reaffirmation Agreement among Broadwind Energy, Inc., Affiliates, and Bank of America, N.A. (March 13, 2009)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Credit Extension Agreement between Investors Community Bank and Tower Tech Systems Inc. dated March 13, 2009
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2009
Agreement Governing Extensions of Credit between Investors Community Bank and R.B.A. Inc. (March 13, 2009)
Credit Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2009
Broadwind Energy, Inc. Executive Short-Term Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Broadwind Energy, Inc. Executive Incentive Stock Option Agreement under 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Nonqualified Stock Option Agreement under Broadwind Energy, Inc. 2007 Equity Incentive Plan
Warrant Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Broadwind Energy, Inc. Performance Award Agreement under 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Broadwind Energy, Inc. Stock Appreciation Rights Agreement under 2007 Equity Incentive Plan
Bonus & Incentive Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Omnibus Amendment Agreement among Brad Foote Gear Works, Inc., Subsidiaries, and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Pledge Agreement between Broadwind Energy, Inc. and Bank of America, N.A. dated January 15, 2009
Pledge Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Fee and Leasehold Mortgage, Security Agreement, and Assignment of Leases and Rents between 1309 South Cicero Avenue, LLC, Brad Foote Gear Works, Inc., and Bank of America, N.A.
Mortgage Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Mortgage, Security Agreement, Assignment of Leases and Rents, and Fixture Filing between Brad Foote Gear Works, Inc. and Bank of America, N.A. dated January 15, 2009
Mortgage Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Open-End Fee and Leasehold Mortgage, Security Agreement, and Assignment of Leases and Rents among 5100 Neville Road, LLC, Brad Foote Gear Works, Inc., and Bank of America, N.A.
Mortgage Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
PA
2009
Waiver and Extension Agreement to Registration Rights Agreement between Broadwind Energy, Inc. and Tontine Entities (January 9, 2009)
Waiver Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Amended and Restated Renewal Revolving Note between Brad Foote Gear Works, Inc. and Bank of America, N.A. dated December 9, 2008
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Matthew Gadow
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2008
Note Extension Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association (August 30, 2008)
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Note Extension Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association (September 29, 2008)
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Amendment No. 4 to Registration Rights Agreement by and among Broadwind Energy, Inc. and Stockholders
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2008
Amendment No. 3 to Registration Rights Agreement by and among Broadwind Energy, Inc. and Stockholders
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2008
Specimen Common Stock Certificate for Broadwind Energy, Inc.
Stock Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Broadwind Energy, Inc. 2007 Equity Incentive Plan (as Amended Through August 8, 2008)
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Amendment No. 2 to Registration Rights Agreement by and among Broadwind Energy, Inc. and Certain Stockholders
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2008
Registration Rights Agreement by and among Broadwind Energy, Inc. and Shareholders of Badger Transport, Inc. (June 4, 2008)
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2008
Stock Purchase Agreement among Broadwind Energy, Inc., Badger Transport, Inc., and Shareholders of Badger Transport, Inc.
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2008
Securities Purchase Agreement between Broadwind Energy, Inc. and Tontine Capital Partners, L.P. et al. dated April 22, 2008
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2008
Securities Purchase Agreement between Charles H. Beynon and Broadwind Energy, Inc. dated April 22, 2008
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2008
Registration Rights Agreement between Broadwind Energy, Inc. and Charles H. Beynon dated April 24, 2008
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2008
Employment Agreement between Tower Tech Holdings, Inc. and Lars Moller
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Employment Agreement between Tower Tech Holdings, Inc. and Matthew Gadow
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Purchase Agreement Addendum between BFG CICERO LLC and Brad Foote Gear Works, Inc. for 1309 South Cicero Avenue, Cicero, Illinois
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Assignment and Assumption of Purchase Agreement among Brad Foote Gear Works, Inc., 1309 South Cicero Avenue, LLC, and BFG Cicero LLC
Assignment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Purchase Agreement Addendum between BFG Pittsburgh LLC and Brad Foote Gear Works, Inc. for 5100 Neville Road, Pittsburgh, PA
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Assignment and Assumption of Purchase Agreement by Brad Foote Gear Works, Inc. to 5100 Neville Road, LLC
Assignment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Twenty-Seventh Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Registration Rights Agreement by and among Tower Tech Holdings Inc. and Members of Energy Maintenance Service, LLC (January 16, 2008)
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2008
Amendment No. 1 to Membership Interest Purchase Agreement among Tower Tech Holdings Inc., Energy Maintenance Service, LLC, and Sellers
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Amended and Restated Securities Purchase Agreement among Tontine Capital Partners, L.P., Tontine Partners, L.P., Tontine 25 Overseas Master Fund, L.P., and Tower Tech Holdings...
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2008
Membership Interest Purchase Agreement by and among Tower Tech Holdings Inc., Energy Maintenance Service, LLC, and the Members of Energy Maintenance Service, LLC (December 9, 2007)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2007
Tower Tech Holdings Inc. Board Compensation Plan (Effective October 24, 2007)
Compensation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2007
Tower Tech Holdings, Inc. Deferred Compensation Plan Agreement
Compensation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2007
Registration Rights Agreement by and among Tower Tech Holdings Inc. and Shareholders of Brad Foote Gear Works, Inc. (October 19, 2007)
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IN
2007
Senior Subordinated Convertible Promissory Note between Tower Tech Holdings Inc. and Tontine Capital Overseas Master Fund, L.P.
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2007
Senior Subordinated Convertible Promissory Note between Tower Tech Holdings Inc. and Tontine Partners, L.P.
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2007
Senior Subordinated Convertible Promissory Note between Tower Tech Holdings Inc. and Tontine Overseas Fund, Ltd.
Note Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2007
Amendment to Registration Rights Agreement among Tower Tech Holdings Inc. and Tontine Entities (October 19, 2007)
Registration Rights Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2007
Employment Agreement between Tower Tech Holdings, Inc. and J. Cameron Drecoll
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2007
Stock Purchase Agreement among Tower Tech Holdings Inc., R. B. A. Inc., and Shareholders of R. B. A. Inc. (September 13, 2007)
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2007
Stock Purchase Agreement among Tower Tech Holdings Inc., Brad Foote Gear Works, Inc., and Shareholders dated August 22, 2007
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2007
Securities Purchase Agreement among Tontine Capital Partners, L.P., Tontine Capital Overseas Master Fund, L.P., and Tower Tech Holdings Inc. dated August 22, 2007
Purchase Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NV
2007
Share Exchange Agreement among Blackfoot Enterprises, Inc., Tower Tech Systems, Inc., and Tower Tech Shareholders (November 7, 2005)
Exchange Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
WI
2005
Sixth Amendment to Loan and Security Agreement among Broadwind Energy, Subsidiaries, and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015
Fifth Amendment to Loan and Security Agreement among Broadwind Energy, Inc. and Alostar Bank of Commerce
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2015
Third Amendment to Loan and Security Agreement among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2014
Fourth Amendment to Loan and Security Agreement among Broadwind Entities and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2014
Second Amendment to Loan and Security Agreement among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2013
First Amendment to Loan and Security Agreement and Waiver among Broadwind Energy, Inc., Subsidiaries, and AloStar Bank of Commerce
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
NY
2013
Loan and Security Agreement between Alostar Bank of Commerce and Broadwind Energy, Inc. dated August 23, 2012
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
AL
2012
Broadwind Energy, Inc. 2012 Equity Incentive Plan Restricted Stock Unit Award Agreement
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2012
Omnibus Amendment to Account Purchase Agreements and Guaranties among Badger Transport, Broadwind Entities, and Wells Fargo Bank
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2011
Continuing Guaranty Agreement between Broadwind Energy, Inc. and Wells Fargo Bank, National Association
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
CO
2010
Continuing Guaranty Agreement by Subsidiaries of Broadwind Energy, Inc. in Favor of Wells Fargo Bank
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
CO
2010
Broadwind Energy, Inc. 2007 Equity Incentive Plan Restricted Stock Award Agreement with Participant
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2010
Letter Agreement Modifying Loan Documents Between Great Western Bank, Tower Tech Systems Inc., and Broadwind Energy, Inc. (April 5, 2010)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Business Loan Agreement between Tower Tech Systems Inc. and Great Western Bank dated April 5, 2010
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2010
Amended and Restated Lease Agreement for Industrial/Manufacturing Space between City Centre, L.L.C. and Tower Tech Systems Inc.
Lease Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Change in Terms Agreement to Great Western Bank Loan for Tower Tech Systems, Inc. and Broadwind Energy, Inc.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2010
Thirty-Seventh Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Loan and Security Agreement between BFG Acquisition Corp. and LaSalle Bank NI dated January 17, 1997
Loan Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Thirty-Fifth Amendment and Waiver to Loan and Security Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Commercial Security Agreement between Tower Tech Systems Inc and Great Western Bank dated April 28, 2009
Security Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
SD
2009
Separation Agreement and Release between Broadwind Energy, Inc. and Matthew Gadow
Separation Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Twenty-Ninth Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Guaranty Agreement between Broadwind Energy, Inc. and Investors Community Bank (October 22, 2008)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Guaranty Agreement between Broadwind Energy, Inc. and Investors Community Bank (Tower Tech Systems Inc. Debt)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Commercial Debt Modification Agreement between Tower Tech Systems Inc. and Investors Community Bank
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Guaranty Agreement between R.B.A. Inc. and Investors Community Bank for Tower Tech Systems Inc. Debt
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Guaranty Agreement between Tower Tech Systems Inc. and Investors Community Bank for R.B.A. Inc. Obligations
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Commercial Debt Modification Agreement between Tower Tech Systems Inc. and Investors Community Bank (March 13, 2009)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Commercial Debt Modification Agreement between R.B.A. Inc. and Investors Community Bank dated March 13, 2009
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2009
Employment Agreement between Broadwind Energy, Inc. and Robert Paxton (Senior Vice President/Human Resources)
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Employment Agreement between Broadwind Energy, Inc. and J.D. Rubin (Vice President and General Counsel)
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Incentive Stock Option Agreement under Broadwind Energy, Inc. 2007 Equity Incentive Plan
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Broadwind Energy, Inc. Restricted Stock Award Agreement under 2007 Equity Incentive Plan
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Broadwind Energy, Inc. 2007 Equity Incentive Plan Restricted Stock Unit Award Agreement with Participant
Equity Distribution Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
DE
2009
Continuing Guaranty Agreement between Guarantor and Bank of America, N.A. for Brad Foote Gear Works, Inc. and Affiliates (January 15, 2009)
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Continuing Guaranty Agreement between Guarantor and Bank of America, N.A. for Brad Foote Gear Works, Inc. Obligations
Guaranty Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2009
Thirty-Second Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Note Modification Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A. (December 9, 2008)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Note Modification Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A. (December 9, 2008)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Note Modification Agreement between Brad Foote Gear Works, Inc. and Bank of America, N.A. (December 9, 2008)
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Note Modification Agreement among 1309 South Cicero Avenue, LLC, 5100 Neville Road, LLC, and Bank of America, N.A.
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Amended and Restated Employment Agreement between Broadwind Energy, Inc. and Lars Moller
Employment Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
IL
2008
Thirtieth Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008
Thirty-First Amendment to Loan and Security Agreement between Brad Foote Gear Works, Inc. and LaSalle Bank National Association
Modification Agreements
BROADWIND ENERGY, INC.
Electrical Equipment
2008