Broadridge Financial Solutions Contracts & Agreements

112 Contracts & Agreements
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Filed
Form of Stock Option Grant Award Agreement for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2024
Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2024
Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2024
Amendment to the Broadridge Financial Solutions, Inc. SORP, effective September 17, 2023
Broadridge Financial Solutions
IT Services
2024
Form of Stock Option Grant Award Agreement for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Amended and Restated Term Credit Agreement dated as of August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as...
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2023
Amended and Restated Term Credit Agreement, dated August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as...
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Description of Securities
Broadridge Financial Solutions
IT Services
2023
Amended and Restated Clawback Policy
Broadridge Financial Solutions
IT Services
2023
Second Amendment dated as of May 23, 2023 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and...
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Broadridge Financial Solutions, Inc. Director Deferred Compensation Plan (Amended and Restated Effective December 7, 2022)
Compensation Agreements
Broadridge Financial Solutions
IT Services
NY
2023
Description of Securities
Broadridge Financial Solutions
IT Services
2022
First Amendment dated as of December 23, 2021 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and...
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2022
First Amendment dated as of December 23, 2021 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders...
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2022
Chief Legal Officer Offer Letter, dated June 10, 2021
Broadridge Financial Solutions
IT Services
2021
Novation Agreement, dated July 28, 2021, among Broadridge Financial Solutions, Inc., International Business Machines Corporation and Kyndryl, Inc
Broadridge Financial Solutions
IT Services
2021
Novation Agreement, dated August 19, 2021, among Broadridge Financial Solutions, Inc., IBM United Kingdom Limited and Kyndryl UK Limited
Broadridge Financial Solutions
IT Services
2021
Description of Securities
Broadridge Financial Solutions
IT Services
NY
2021
Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Form of Stock Option Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Fifth Supplemental Indenture dated as of May 17, 2021, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Underwriting Agreement, dated as of May 6, 2021, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and...
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2021
Share Purchase Agreement dated March 27, 2021, by and among Broadridge Financial Solutions, Inc., Broadridge Sweden Holdings AB, Cidron Delfi S. R.L., Itiviti Invest V AB, Itiviti...
Stock Agreements
Broadridge Financial Solutions
IT Services
2021
Warranty Deed dated March 27, 2021 by and between Broadridge Sweden Holdings AB and persons listed therein as Management Warrantors
Broadridge Financial Solutions
IT Services
CA
2021
Term Credit Agreement as of dated March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2021
Edmund Reese Offer Letter dated October 15, 2020
Broadridge Financial Solutions
IT Services
2021
Amendment Number One to the Broadridge Financial Solutions, Inc. Officer Severance Plan
Severance Agreements
Broadridge Financial Solutions
IT Services
2020
Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2020
Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2020
Form of Stock Option Grant Award Agreement (Performance-Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2020
Clawback Policy
Broadridge Financial Solutions
IT Services
2020
Underwriting Agreement, dated as of December 4, 2019, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC...
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Fourth Supplemental Indenture dated as of December 9, 2019, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Form of Restricted Stock Unit Grant Award Agreement (Performance Based) for U.S. Corporate Officers
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Form of Restricted Stock Unit Grant Award Agreement (Time Based) for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Form of Stock Option Grant Award Agreement for U.S. Corporate Officers
Stock Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Amendment Number Two to the Broadridge Financial Solutions, Inc. Change in Control Severance Plan for Corporate Officers
Change of Control Agreements
Broadridge Financial Solutions
IT Services
2019
Description of Securities
Broadridge Financial Solutions
IT Services
NY
2019
Amended and Restated Executive Retirement and Savings Plan, effective January 1, 2019
Retirement Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Amended and Restated Credit Agreement, dated March 18, 2019, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative...
Credit Agreements
Broadridge Financial Solutions
IT Services
NY
2019
Broadridge Financial Solutions, Inc. Executive Officer Annual Incentive Compensation Plan
Bonus & Incentive Agreements
Broadridge Financial Solutions
IT Services
2018
Broadridge Financial Solutions, Inc. Amended and Restated Director Deferred Compensation Program
Compensation Agreements
Broadridge Financial Solutions
IT Services
NY
2018
2018 Omnibus Award Plan
Broadridge Financial Solutions
IT Services
DE
2018
Amendment to the Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective November 14, 2013), effective February 6, 2018
Broadridge Financial Solutions
IT Services
2018
AMENDMENT TO THE BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
2017
AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
2017
AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
2017
AMENDMENT No. 2 TO THE BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
2017
$500,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.400% Senior Notes due 2026 Underwriting Agreement
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2016
BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee) Third Supplemental Indenture Dated as of June 27, 2016 3.400% Senior Notes due...
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2016
AMENDMENT NO. 12 TO THE INFORMATION TECHNOLOGY SERVICES AGREEMENT
Services Agreements
Broadridge Financial Solutions
IT Services
2015
BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
NY
2014
AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. EXECUTIVE DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of June 15, 2011)
Compensation Agreements
Broadridge Financial Solutions
IT Services
2014
[JPMorgan Chase Bank, N.A. Logo] AMENDED AND RESTATED CREDIT AGREEMENT dated as of August 14, 2014, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto, JPMORGAN...
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2014
SPECIAL OFFICER SEPARATION AGREEMENT
Separation Agreements
Broadridge Financial Solutions
IT Services
NY
2014
Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective November 14, 2013)
Broadridge Financial Solutions
IT Services
DE
2013
AMENDMENT NUMBER TWO TO ENHANCEMENT LETTER
Broadridge Financial Solutions
IT Services
2013
AMENDMENT NUMBER TWO TO ENHANCEMENT LETTER
Broadridge Financial Solutions
IT Services
2013
BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANKNATIONAL ASSOCIATION (as Trustee) Second Supplemental Indenture Dated as of August 21, 2013 3.950% Senior Notes due...
Indenture Agreements
Broadridge Financial Solutions
IT Services
NY
2013
$400,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.950% Senior Notes due 2020 Underwriting Agreement
Underwriting Agreements
Broadridge Financial Solutions
IT Services
NY
2013
PURCHASE AND SALE AGREEMENT BY AND AMONG BROADRIDGE FINANCIAL SOLUTIONS, INC., BROADRIDGE SECURITIES PROCESSINGSOLUTIONS, INC. And APEX CLEARING HOLDINGS LLC Dated as of May 31,...
Purchase Agreements
Broadridge Financial Solutions
IT Services
NY
2012
TERMINATION AND MUTUAL RELEASE AGREEMENT
Termination Agreements
Broadridge Financial Solutions
IT Services
NY
2012
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Note Agreements
Broadridge Financial Solutions
IT Services
2012
RESTRUCTURING SUPPORT AGREEMENT
Broadridge Financial Solutions
IT Services
NY
2012
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
2012
Amendment to Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan effective August 2, 2011
Broadridge Financial Solutions
IT Services
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
2011
AMENDED AND RESTATED SELLER NOTE
Note Agreements
Broadridge Financial Solutions
IT Services
NY
2011
[JPMorgan Chase Bank, N.A. Logo]
Broadridge Financial Solutions
IT Services
DE
2011
BROADRIDGE FINANCIAL SOLUTIONS, INC. OFFICER SEVERANCE PLAN
Severance Agreements
Broadridge Financial Solutions
IT Services
NY
2011
BROADRIDGE FINANCIAL SOLUTIONS, INC. EXECUTIVE DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of June 15, 2011)
Compensation Agreements
Broadridge Financial Solutions
IT Services
NY
2011
AMENDMENT NO. 3 TO THE INFORMATION TECHNOLOGY SERVICES AGREEMENT
Services Agreements
Broadridge Financial Solutions
IT Services
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Stock Agreements
Broadridge Financial Solutions
IT Services
DE
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
NY
2011
BROADRIDGE FINANCIAL SOLUTIONS, INC. DIRECTOR DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of November 17, 2010)
Compensation Agreements
Broadridge Financial Solutions
IT Services
NY
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Stock Agreements
Broadridge Financial Solutions
IT Services
DE
2011
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Escrow Agreements
Broadridge Financial Solutions
IT Services
NY
2011
Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective August 4, 2008, as Amended Effective August 4, 2009 and August 3, 2010)
Broadridge Financial Solutions
IT Services
DE
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
NY
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
2010
Page 2 of 7
Broadridge Financial Solutions
IT Services
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
NY
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THESUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE
Note Agreements
Broadridge Financial Solutions
IT Services
NC
2010
NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONSHAVE BEEN REDACTED...
Exchange Agreements
Broadridge Financial Solutions
IT Services
NY
2010
Broadridge Financial Solutions, Inc. 2007 OmnibusAward Plan (Amended and Restated Effective August 4, 2008, as Amended Effective August 4, 2009)
Broadridge Financial Solutions
IT Services
DE
2009
LOAN AGREEMENT (COMMITTED CUSTOMER FACILITY A) BY AND AMONG
Loan Agreements
Broadridge Financial Solutions
IT Services
DE
2009
COLLATERAL PLEDGE AGREEMENT
Pledge Agreements
Broadridge Financial Solutions
IT Services
NY
2009
Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan
Broadridge Financial Solutions
IT Services
DE
2008
BROADRIDGE FINANCIAL SOLUTIONS, INC. 6.125% Senior Notes due 2017
Note Agreements
Broadridge Financial Solutions
IT Services
NY
2007
BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee)
Broadridge Financial Solutions
IT Services
NY
2007
BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee)
Broadridge Financial Solutions
IT Services
NY
2007
6.125% Senior Note due 2017
Note Agreements
Broadridge Financial Solutions
IT Services
NY
2007
TAX ALLOCATION AGREEMENT By and between AUTOMATIC DATA PROCESSING, INC.
Broadridge Financial Solutions
IT Services
DE
2007
TRANSITION SERVICES AGREEMENT between
Transition Agreements
Broadridge Financial Solutions
IT Services
DE
2007
DATA CENTER OUTSOURCING SERVICES AGREEMENT between ADP, INC. and BROADRIDGE FINANCIAL SOLUTIONS, INC. Dated as of March 29, 2007 TABLE OF CONTENTS
Services Agreements
Broadridge Financial Solutions
IT Services
DE
2007
INTELLECTUAL PROPERTY TRANSFER AGREEMENT
Broadridge Financial Solutions
IT Services
NJ
2007
EMPLOYEE MATTERS AGREEMENT between AUTOMATIC DATA PROCESSING, INC. and
Broadridge Financial Solutions
IT Services
DE
2007
BROADRIDGE FINANCIAL SOLUTIONS, INC. CHANGE IN CONTROL SEVERANCE PLAN
Change of Control Agreements
Broadridge Financial Solutions
IT Services
2007
BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN
Retirement Agreements
Broadridge Financial Solutions
IT Services
NY
2007
BROADRIDGE FINANCIAL SOLUTIONS, INC. 2007 OMNIBUS AWARD PLAN
Broadridge Financial Solutions
IT Services
DE
2007
FIVE-YEAR CREDIT AGREEMENT dated as of March 29, 2007,
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2007
INTERIM CREDIT AGREEMENT dated as of March 29, 2007, among BROADRIDGE FINANCIAL SOLUTIONS, INC.,
Credit Agreements
Broadridge Financial Solutions
IT Services
DE
2007
SEPARATION AND DISTRIBUTION AGREEMENT between AUTOMATIC DATA PROCESSING, INC. and
Separation Agreements
Broadridge Financial Solutions
IT Services
DE
2007