Broadridge Financial Solutions Contracts & Agreements

Form of Stock Option Grant Award Agreement for U.S. Corporate Officers (Filed With SEC on November 5, 2024)

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on November 5, 2024)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on November 5, 2024)

Amendment to the Broadridge Financial Solutions, Inc. SORP, effective September 17, 2023 (Filed With SEC on August 6, 2024)

Form of Stock Option Grant Award Agreement for U.S. Corporate Officers (Filed With SEC on November 2, 2023)

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on November 2, 2023)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on November 2, 2023)

Amended and Restated Term Credit Agreement dated as of August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as... (Filed With SEC on November 2, 2023)

Amended and Restated Term Credit Agreement, dated August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as... (Filed With SEC on August 17, 2023)

Description of Securities (Filed With SEC on August 8, 2023)

Amended and Restated Clawback Policy (Filed With SEC on August 8, 2023)

Second Amendment dated as of May 23, 2023 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and... (Filed With SEC on August 8, 2023)

Broadridge Financial Solutions, Inc. Director Deferred Compensation Plan (Amended and Restated Effective December 7, 2022) (Filed With SEC on May 2, 2023)

Description of Securities (Filed With SEC on August 12, 2022)

First Amendment dated as of December 23, 2021 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and... (Filed With SEC on February 1, 2022)

First Amendment dated as of December 23, 2021 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders... (Filed With SEC on February 1, 2022)

Chief Legal Officer Offer Letter, dated June 10, 2021 (Filed With SEC on November 3, 2021)

Novation Agreement, dated July 28, 2021, among Broadridge Financial Solutions, Inc., International Business Machines Corporation and Kyndryl, Inc (Filed With SEC on November 3, 2021)

Novation Agreement, dated August 19, 2021, among Broadridge Financial Solutions, Inc., IBM United Kingdom Limited and Kyndryl UK Limited (Filed With SEC on November 3, 2021)

Description of Securities (Filed With SEC on August 12, 2021)

Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors (Filed With SEC on August 12, 2021)

Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors (Filed With SEC on August 12, 2021)

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on August 12, 2021)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on August 12, 2021)

Form of Stock Option Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on August 12, 2021)

Fifth Supplemental Indenture dated as of May 17, 2021, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on May 17, 2021)

Underwriting Agreement, dated as of May 6, 2021, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and... (Filed With SEC on May 7, 2021)

Share Purchase Agreement dated March 27, 2021, by and among Broadridge Financial Solutions, Inc., Broadridge Sweden Holdings AB, Cidron Delfi S. R.L., Itiviti Invest V AB, Itiviti... (Filed With SEC on March 29, 2021)

Warranty Deed dated March 27, 2021 by and between Broadridge Sweden Holdings AB and persons listed therein as Management Warrantors (Filed With SEC on March 29, 2021)

Term Credit Agreement as of dated March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent (Filed With SEC on March 29, 2021)

Edmund Reese Offer Letter dated October 15, 2020 (Filed With SEC on February 2, 2021)

Amendment Number One to the Broadridge Financial Solutions, Inc. Officer Severance Plan (Filed With SEC on August 11, 2020)

Form of Restricted Stock Unit Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on August 11, 2020)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on August 11, 2020)

Form of Stock Option Grant Award Agreement (Performance-Based) for U.S. Corporate Officers (Filed With SEC on August 11, 2020)

Clawback Policy (Filed With SEC on August 6, 2020)

Underwriting Agreement, dated as of December 4, 2019, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC... (Filed With SEC on December 9, 2019)

Fourth Supplemental Indenture dated as of December 9, 2019, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on December 9, 2019)

Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors (Filed With SEC on November 6, 2019)

Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors (Filed With SEC on November 6, 2019)

Form of Restricted Stock Unit Grant Award Agreement (Performance Based) for U.S. Corporate Officers (Filed With SEC on November 6, 2019)

Form of Restricted Stock Unit Grant Award Agreement (Time Based) for U.S. Corporate Officers (Filed With SEC on November 6, 2019)

Form of Stock Option Grant Award Agreement for U.S. Corporate Officers (Filed With SEC on November 6, 2019)

Amendment Number Two to the Broadridge Financial Solutions, Inc. Change in Control Severance Plan for Corporate Officers (Filed With SEC on September 27, 2019)

Description of Securities (Filed With SEC on August 6, 2019)

Amended and Restated Executive Retirement and Savings Plan, effective January 1, 2019 (Filed With SEC on August 6, 2019)

Amended and Restated Credit Agreement, dated March 18, 2019, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative... (Filed With SEC on March 18, 2019)

Broadridge Financial Solutions, Inc. Executive Officer Annual Incentive Compensation Plan (Filed With SEC on November 14, 2018)

Broadridge Financial Solutions, Inc. Amended and Restated Director Deferred Compensation Program (Filed With SEC on November 14, 2018)

2018 Omnibus Award Plan (Filed With SEC on November 13, 2018)

Amendment to the Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective November 14, 2013), effective February 6, 2018 (Filed With SEC on May 8, 2018)

AMENDMENT TO THE BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Filed With SEC on August 10, 2017)

AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (Filed With SEC on May 10, 2017)

AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN (Filed With SEC on May 10, 2017)

AMENDMENT No. 2 TO THE BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Filed With SEC on February 8, 2017)

$500,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.400% Senior Notes due 2026 Underwriting Agreement (Filed With SEC on June 27, 2016)

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee) Third Supplemental Indenture Dated as of June 27, 2016 3.400% Senior Notes due... (Filed With SEC on June 27, 2016)

AMENDMENT NO. 12 TO THE INFORMATION TECHNOLOGY SERVICES AGREEMENT (Filed With SEC on May 8, 2015)

BROADRIDGE EXECUTIVE RETIREMENT AND SAVINGS PLAN (Filed With SEC on November 6, 2014)

AMENDMENT TO THE BROADRIDGE FINANCIAL SOLUTIONS, INC. EXECUTIVE DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of June 15, 2011) (Filed With SEC on November 6, 2014)

[JPMorgan Chase Bank, N.A. Logo] AMENDED AND RESTATED CREDIT AGREEMENT dated as of August 14, 2014, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto, JPMORGAN... (Filed With SEC on August 15, 2014)

SPECIAL OFFICER SEPARATION AGREEMENT (Filed With SEC on February 6, 2014)

Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective November 14, 2013) (Filed With SEC on November 15, 2013)

AMENDMENT NUMBER TWO TO ENHANCEMENT LETTER (Filed With SEC on September 20, 2013)

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANKNATIONAL ASSOCIATION (as Trustee) Second Supplemental Indenture Dated as of August 21, 2013 3.950% Senior Notes due... (Filed With SEC on August 21, 2013)

$400,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.950% Senior Notes due 2020 Underwriting Agreement (Filed With SEC on August 16, 2013)

PURCHASE AND SALE AGREEMENT BY AND AMONG BROADRIDGE FINANCIAL SOLUTIONS, INC., BROADRIDGE SECURITIES PROCESSINGSOLUTIONS, INC. And APEX CLEARING HOLDINGS LLC Dated as of May 31,... (Filed With SEC on August 9, 2012)

TERMINATION AND MUTUAL RELEASE AGREEMENT (Filed With SEC on August 9, 2012)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 9, 2012)

RESTRUCTURING SUPPORT AGREEMENT (Filed With SEC on March 14, 2012)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on February 7, 2012)

Amendment to Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan effective August 2, 2011 (Filed With SEC on November 3, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on November 3, 2011)

AMENDED AND RESTATED SELLER NOTE (Filed With SEC on November 3, 2011)

[JPMorgan Chase Bank, N.A. Logo] (Filed With SEC on September 23, 2011)

BROADRIDGE FINANCIAL SOLUTIONS, INC. OFFICER SEVERANCE PLAN (Filed With SEC on September 20, 2011)

BROADRIDGE FINANCIAL SOLUTIONS, INC. EXECUTIVE DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of June 15, 2011) (Filed With SEC on August 12, 2011)

AMENDMENT NO. 3 TO THE INFORMATION TECHNOLOGY SERVICES AGREEMENT (Filed With SEC on August 12, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 12, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 19, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 19, 2011)

BROADRIDGE FINANCIAL SOLUTIONS, INC. DIRECTOR DEFERRED COMPENSATION PROGRAM (Amended and Restated Effective as of November 17, 2010) (Filed With SEC on February 8, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on January 10, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on January 10, 2011)

Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Amended and Restated Effective August 4, 2008, as Amended Effective August 4, 2009 and August 3, 2010) (Filed With SEC on November 19, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 12, 2010)

Page 2 of 7 (Filed With SEC on May 10, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 10, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THESUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE (Filed With SEC on February 4, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONSHAVE BEEN REDACTED... (Filed With SEC on February 4, 2010)

Broadridge Financial Solutions, Inc. 2007 OmnibusAward Plan (Amended and Restated Effective August 4, 2008, as Amended Effective August 4, 2009) (Filed With SEC on November 20, 2009)

LOAN AGREEMENT (COMMITTED CUSTOMER FACILITY A) BY AND AMONG (Filed With SEC on August 6, 2009)

COLLATERAL PLEDGE AGREEMENT (Filed With SEC on August 6, 2009)

Broadridge Financial Solutions, Inc. 2007 Omnibus Award Plan (Filed With SEC on November 14, 2008)

BROADRIDGE FINANCIAL SOLUTIONS, INC. 6.125% Senior Notes due 2017 (Filed With SEC on May 30, 2007)

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee) (Filed With SEC on May 30, 2007)

6.125% Senior Note due 2017 (Filed With SEC on May 30, 2007)

TAX ALLOCATION AGREEMENT By and between AUTOMATIC DATA PROCESSING, INC. (Filed With SEC on April 2, 2007)

TRANSITION SERVICES AGREEMENT between (Filed With SEC on April 2, 2007)

DATA CENTER OUTSOURCING SERVICES AGREEMENT between ADP, INC. and BROADRIDGE FINANCIAL SOLUTIONS, INC. Dated as of March 29, 2007 TABLE OF CONTENTS (Filed With SEC on April 2, 2007)

INTELLECTUAL PROPERTY TRANSFER AGREEMENT (Filed With SEC on April 2, 2007)

EMPLOYEE MATTERS AGREEMENT between AUTOMATIC DATA PROCESSING, INC. and (Filed With SEC on April 2, 2007)

BROADRIDGE FINANCIAL SOLUTIONS, INC. CHANGE IN CONTROL SEVERANCE PLAN (Filed With SEC on April 2, 2007)

BROADRIDGE FINANCIAL SOLUTIONS, INC. SUPPLEMENTAL OFFICERS RETIREMENT PLAN (Filed With SEC on April 2, 2007)

BROADRIDGE FINANCIAL SOLUTIONS, INC. 2007 OMNIBUS AWARD PLAN (Filed With SEC on April 2, 2007)

FIVE-YEAR CREDIT AGREEMENT dated as of March 29, 2007, (Filed With SEC on April 2, 2007)

INTERIM CREDIT AGREEMENT dated as of March 29, 2007, among BROADRIDGE FINANCIAL SOLUTIONS, INC., (Filed With SEC on April 2, 2007)

SEPARATION AND DISTRIBUTION AGREEMENT between AUTOMATIC DATA PROCESSING, INC. and (Filed With SEC on March 21, 2007)

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Broadridge Financial Solutions Contracts & Agreements