Broadridge Financial Solutions Business Finance Contracts & Agreements

Amended and Restated Term Credit Agreement, dated August 17, 2023, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as... (Filed With SEC on August 17, 2023)

Second Amendment dated as of May 23, 2023 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and... (Filed With SEC on August 8, 2023)

First Amendment dated as of December 23, 2021 to the Term Credit Agreement dated as of March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and... (Filed With SEC on February 1, 2022)

First Amendment dated as of December 23, 2021 to the Amended and Restated Credit Agreement dated as of April 23, 2021, among Broadridge Financial Solutions, Inc., the Lenders... (Filed With SEC on February 1, 2022)

Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors (Filed With SEC on August 12, 2021)

Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors (Filed With SEC on August 12, 2021)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on August 12, 2021)

Fifth Supplemental Indenture dated as of May 17, 2021, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on May 17, 2021)

Underwriting Agreement, dated as of May 6, 2021, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC and... (Filed With SEC on May 7, 2021)

Share Purchase Agreement dated March 27, 2021, by and among Broadridge Financial Solutions, Inc., Broadridge Sweden Holdings AB, Cidron Delfi S. R.L., Itiviti Invest V AB, Itiviti... (Filed With SEC on March 29, 2021)

Term Credit Agreement as of dated March 27, 2021, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative Agent (Filed With SEC on March 29, 2021)

Form of Restricted Stock Unit Grant Award Agreement (Time-Based) for U.S. Corporate Officers (Filed With SEC on August 11, 2020)

Underwriting Agreement, dated as of December 4, 2019, among Broadridge Financial Solutions, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Morgan Stanley & Co. LLC... (Filed With SEC on December 9, 2019)

Fourth Supplemental Indenture dated as of December 9, 2019, by and between Broadridge Financial Solutions, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on December 9, 2019)

Form of Stock Option Grant Award Agreement for U.S. Non-Employee Directors (Filed With SEC on November 6, 2019)

Form of Deferred Stock Unit Award Agreement for U.S. Non-Employee Directors (Filed With SEC on November 6, 2019)

Form of Restricted Stock Unit Grant Award Agreement (Time Based) for U.S. Corporate Officers (Filed With SEC on November 6, 2019)

Form of Stock Option Grant Award Agreement for U.S. Corporate Officers (Filed With SEC on November 6, 2019)

Amended and Restated Credit Agreement, dated March 18, 2019, among Broadridge Financial Solutions, Inc., the Lenders party thereto and JPMorgan Chase Bank, N.A., as Administrative... (Filed With SEC on March 18, 2019)

$500,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.400% Senior Notes due 2026 Underwriting Agreement (Filed With SEC on June 27, 2016)

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANK NATIONAL ASSOCIATION (as Trustee) Third Supplemental Indenture Dated as of June 27, 2016 3.400% Senior Notes due... (Filed With SEC on June 27, 2016)

[JPMorgan Chase Bank, N.A. Logo] AMENDED AND RESTATED CREDIT AGREEMENT dated as of August 14, 2014, among BROADRIDGE FINANCIAL SOLUTIONS, INC., The LENDERS Party Hereto, JPMORGAN... (Filed With SEC on August 15, 2014)

BROADRIDGE FINANCIAL SOLUTIONS, INC. (as Obligor) and U.S. BANKNATIONAL ASSOCIATION (as Trustee) Second Supplemental Indenture Dated as of August 21, 2013 3.950% Senior Notes due... (Filed With SEC on August 21, 2013)

$400,000,000 BROADRIDGE FINANCIAL SOLUTIONS, INC. 3.950% Senior Notes due 2020 Underwriting Agreement (Filed With SEC on August 16, 2013)

PURCHASE AND SALE AGREEMENT BY AND AMONG BROADRIDGE FINANCIAL SOLUTIONS, INC., BROADRIDGE SECURITIES PROCESSINGSOLUTIONS, INC. And APEX CLEARING HOLDINGS LLC Dated as of May 31,... (Filed With SEC on August 9, 2012)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 9, 2012)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on February 7, 2012)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on November 3, 2011)

AMENDED AND RESTATED SELLER NOTE (Filed With SEC on November 3, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 12, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 19, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 19, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES ANDEXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on January 10, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIALTREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on January 10, 2011)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on August 12, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONS HAVE BEEN REDACTED... (Filed With SEC on May 10, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THESUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE (Filed With SEC on February 4, 2010)

NOTE: PORTIONS OF THIS AGREEMENT ARE THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST BY THE REGISTRANT TO THE SECURITIES AND EXCHANGE COMMISSION. SUCH PORTIONSHAVE BEEN REDACTED... (Filed With SEC on February 4, 2010)