BrightSphere Investment Group plc Contracts & Agreements

60 Contracts & Agreements
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Filed
Voting Agreement, dated May 17, 2019, by and between the Company and Paulson & Co. Inc
Voting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2019
Employment Agreement, dated December 30, 2018, by and between BrightSphere Inc. and Guang Yang
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2019
Employment Agreement, dated January 20, 2019, by and between BrightSphere Inc. and Suren Rana
Employment Agreements
BrightSphere Investment Group plc
2019
Option Award Agreement, effective January 22, 2019 by and between BrightSphere Investment Group plc and Suren Rana
Investment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2019
Amended and Restated Limited Liability Company Agreement of Barrow, Hanley, Mewhinney & Strauss, LLC, effective February 26, 2018
Limited Liability Company Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2018
Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, effective July 1, 2017
Management Agreements
BrightSphere Investment Group plc
2018
Underwriting Agreement dated November 15, 2017 by and among OM Asset Management plc, OM Group (UK) Limited and Morgan Stanley & Co. LLC as the underwriter
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2017
Redemption Agreement dated November 17, 2017 by and among OMAM Inc., OMAM (HFL) Inc. and Heitman LLC
BrightSphere Investment Group plc
Diversified Financial Services
DE
2017
Form of Transition Severance Agreement
Severance Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2017
OM Asset Management plc (a public limited company formed under the laws of England and Wales) 17,300,000 Ordinary Shares UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
2017
REPURCHASE AGREEMENT
Repurchase Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2017
OM Asset Management plc (a public limited company formed under the laws of England and Wales) 13,000,000 Ordinary Shares UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
REPURCHASE AGREEMENT
Repurchase Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2016
OM Asset Management plc (a public limited company formed under the laws of England and Wales) $125,000,000 5.125% Notes due 2031 UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
2016
OM ASSET MANAGEMENT PLC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator SECOND SUPPLEMENTAL INDENTURE Dated as...
Indenture Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
OM Asset Management plc (a public limited company formed under the laws of England and Wales) $25,000,000 4.800% Notes due 2026 UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
OM Asset Management plc (a public limited company formed under the laws of England and Wales) $250,000,000 4.800% Notes due 2026 UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
OM ASSET MANAGEMENT PLC, as Issuer, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator INDENTURE DATED AS OF July 25, 2016
Indenture Agreements
BrightSphere Investment Group plc
2016
OM ASSET MANAGEMENT PLC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator FIRST SUPPLEMENTAL INDENTURE Dated as of...
Indenture Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2016
PURCHASE AGREEMENT BETWEEN OMAM (2016 NEWCO) LLC, OMAM INC., LANDMARK PARTNERS, LLC, LMRK INTERMEDIARY, INC., THE SELLERS NAMED HEREIN AND THE SELLER REPRESENTATIVE NAMED HEREIN...
Purchase Agreements
BrightSphere Investment Group plc
2016
HEADS OF AGREEMENT
BrightSphere Investment Group plc
2016
HEADS OF AGREEMENT
BrightSphere Investment Group plc
2016
SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ACADIAN ASSET MANAGEMENT LLC Dated as of March 14, 2016
Management Agreements
BrightSphere Investment Group plc
2016
OM Asset Management plc (a public limited company formed under the laws of England and Wales) [ ] Ordinary Shares UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2015
FIRST AMENDMENT TO THE SEED CAPITAL MANAGEMENT AGREEMENT
Management Agreements
BrightSphere Investment Group plc
2015
SEED CAPITAL MANAGEMENT AGREEMENT
Management Agreements
BrightSphere Investment Group plc
2014
OCTOBER 8, 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT PLC CO-INVESTMENT DEED
BrightSphere Investment Group plc
Diversified Financial Services
2014
INTELLECTUAL PROPERTY LICENSE AGREEMENT AMONG OLD MUTUAL PLC, OLD MUTUAL LIFE ASSURANCE COMPANY (SOUTH AFRICA) LTD. AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014
License Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OCTOBER 8, 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT PLC DEFERRED TAX ASSET DEED
BrightSphere Investment Group plc
Diversified Financial Services
2014
REGISTRATION RIGHTS AGREEMENT dated as of October 8, 2014 by and among OM Asset Management plc, OM Group (UK) Limited and Old Mutual plc
Registration Rights Agreements
BrightSphere Investment Group plc
2014
SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014
Management Agreements
BrightSphere Investment Group plc
2014
REVOLVING CREDIT AGREEMENT dated as of October 15, 2014, among OM ASSET MANAGEMENT PLC, THE LENDERS NAMED HEREIN, and CITIBANK, N.A., as Administrative Agent CITIGROUP GLOBAL...
Credit Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT LIMITED LOAN NOTE INSTRUMENT constituting up to US$37,000,000 in nominal amount of Loan Notes dated September 2014
Note Agreements
BrightSphere Investment Group plc
2014
REVOLVING CREDIT AGREEMENT dated as of October [], 2014, among OM ASSET MANAGEMENT PLC, THE LENDERS NAMED HEREIN, and CITIBANK, N.A., as Administrative Agent CITIGROUP GLOBAL...
Credit Agreements
BrightSphere Investment Group plc
2014
OM Asset Management plc (a public limited company formed under the laws of England and Wales) [ ] Ordinary Shares UNDERWRITING AGREEMENT
Underwriting Agreements
BrightSphere Investment Group plc
Diversified Financial Services
NY
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
INTELLECTUAL PROPERTY LICENSE AGREEMENT AMONG OLD MUTUAL PLC, OLD MUTUAL LIFE ASSURANCE COMPANY (SOUTH AFRICA) LTD. AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014
License Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
[] 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT LIMITED CO-INVESTMENT DEED
BrightSphere Investment Group plc
2014
[] 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT LIMITED DEFERRED TAX ASSET DEED
BrightSphere Investment Group plc
2014
SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014
Management Agreements
BrightSphere Investment Group plc
2014
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
BrightSphere Investment Group plc
2014
EMPLOYMENT AGREEMENT
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
SEED CAPITAL MANAGEMENT AGREEMENT
Management Agreements
BrightSphere Investment Group plc
Diversified Financial Services
MA
2014
REGISTRATION RIGHTS AGREEMENT dated as of , 2014 by and among OM Asset Management plc, OM Group (UK) Limited and Old Mutual plc
Registration Rights Agreements
BrightSphere Investment Group plc
2014
SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014
Management Agreements
BrightSphere Investment Group plc
Diversified Financial Services
2014
BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC LIMITED LIABILITY COMPANY AGREEMENT
Limited Liability Company Agreements
BrightSphere Investment Group plc
2014
FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ACADIAN ASSET MANAGEMENT LLC Dated as of August 14, 2014
Management Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014
OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
2014
OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT
Bonus & Incentive Agreements
BrightSphere Investment Group plc
Diversified Financial Services
DE
2014