BrightSphere Investment Group plc Contracts & Agreements
60 Contracts & Agreements
- Business Finance (21 contracts)
- Business Formation (2)
- Business Operations (10)
- Human Resources (18)
- Intellectual Property (2)
- Uncategorized (7)
- Voting Agreement, dated May 17, 2019, by and between the Company and Paulson & Co. Inc (Filed With SEC on May 23, 2019)
- Employment Agreement, dated December 30, 2018, by and between BrightSphere Inc. and Guang Yang (Filed With SEC on February 28, 2019)
- Employment Agreement, dated January 20, 2019, by and between BrightSphere Inc. and Suren Rana (Filed With SEC on February 28, 2019)
- Option Award Agreement, effective January 22, 2019 by and between BrightSphere Investment Group plc and Suren Rana (Filed With SEC on February 28, 2019)
- Amended and Restated Limited Liability Company Agreement of Barrow, Hanley, Mewhinney & Strauss, LLC, effective February 26, 2018 (Filed With SEC on February 28, 2018)
- Seventh Amended and Restated Limited Liability Company Agreement of Acadian Asset Management LLC, effective July 1, 2017 (Filed With SEC on February 28, 2018)
- Underwriting Agreement dated November 15, 2017 by and among OM Asset Management plc, OM Group (UK) Limited and Morgan Stanley & Co. LLC as the underwriter (Filed With SEC on November 17, 2017)
- Redemption Agreement dated November 17, 2017 by and among OMAM Inc., OMAM (HFL) Inc. and Heitman LLC (Filed With SEC on November 17, 2017)
- Form of Transition Severance Agreement (Filed With SEC on November 9, 2017)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) 17,300,000 Ordinary Shares UNDERWRITING AGREEMENT (Filed With SEC on May 19, 2017)
- REPURCHASE AGREEMENT (Filed With SEC on May 15, 2017)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) 13,000,000 Ordinary Shares UNDERWRITING AGREEMENT (Filed With SEC on December 19, 2016)
- REPURCHASE AGREEMENT (Filed With SEC on December 12, 2016)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) $125,000,000 5.125% Notes due 2031 UNDERWRITING AGREEMENT (Filed With SEC on August 1, 2016)
- OM ASSET MANAGEMENT PLC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator SECOND SUPPLEMENTAL INDENTURE Dated as... (Filed With SEC on August 1, 2016)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) $25,000,000 4.800% Notes due 2026 UNDERWRITING AGREEMENT (Filed With SEC on July 29, 2016)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) $250,000,000 4.800% Notes due 2026 UNDERWRITING AGREEMENT (Filed With SEC on July 25, 2016)
- OM ASSET MANAGEMENT PLC, as Issuer, WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator INDENTURE DATED AS OF July 25, 2016 (Filed With SEC on July 25, 2016)
- OM ASSET MANAGEMENT PLC., as Issuer and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee AND CITIBANK, N.A., as Securities Administrator FIRST SUPPLEMENTAL INDENTURE Dated as of... (Filed With SEC on July 25, 2016)
- PURCHASE AGREEMENT BETWEEN OMAM (2016 NEWCO) LLC, OMAM INC., LANDMARK PARTNERS, LLC, LMRK INTERMEDIARY, INC., THE SELLERS NAMED HEREIN AND THE SELLER REPRESENTATIVE NAMED HEREIN... (Filed With SEC on July 20, 2016)
- HEADS OF AGREEMENT (Filed With SEC on June 14, 2016)
- HEADS OF AGREEMENT (Filed With SEC on June 14, 2016)
- SIXTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ACADIAN ASSET MANAGEMENT LLC Dated as of March 14, 2016 (Filed With SEC on March 15, 2016)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) [ ] Ordinary Shares UNDERWRITING AGREEMENT (Filed With SEC on June 15, 2015)
- FIRST AMENDMENT TO THE SEED CAPITAL MANAGEMENT AGREEMENT (Filed With SEC on March 30, 2015)
- SEED CAPITAL MANAGEMENT AGREEMENT (Filed With SEC on October 20, 2014)
- OCTOBER 8, 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT PLC CO-INVESTMENT DEED (Filed With SEC on October 20, 2014)
- INTELLECTUAL PROPERTY LICENSE AGREEMENT AMONG OLD MUTUAL PLC, OLD MUTUAL LIFE ASSURANCE COMPANY (SOUTH AFRICA) LTD. AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014 (Filed With SEC on October 20, 2014)
- OCTOBER 8, 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT PLC DEFERRED TAX ASSET DEED (Filed With SEC on October 20, 2014)
- REGISTRATION RIGHTS AGREEMENT dated as of October 8, 2014 by and among OM Asset Management plc, OM Group (UK) Limited and Old Mutual plc (Filed With SEC on October 20, 2014)
- SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF OCTOBER 8, 2014 (Filed With SEC on October 20, 2014)
- REVOLVING CREDIT AGREEMENT dated as of October 15, 2014, among OM ASSET MANAGEMENT PLC, THE LENDERS NAMED HEREIN, and CITIBANK, N.A., as Administrative Agent CITIGROUP GLOBAL... (Filed With SEC on October 20, 2014)
- OM ASSET MANAGEMENT LIMITED LOAN NOTE INSTRUMENT constituting up to US$37,000,000 in nominal amount of Loan Notes dated September 2014 (Filed With SEC on October 6, 2014)
- REVOLVING CREDIT AGREEMENT dated as of October [], 2014, among OM ASSET MANAGEMENT PLC, THE LENDERS NAMED HEREIN, and CITIBANK, N.A., as Administrative Agent CITIGROUP GLOBAL... (Filed With SEC on October 2, 2014)
- OM Asset Management plc (a public limited company formed under the laws of England and Wales) [ ] Ordinary Shares UNDERWRITING AGREEMENT (Filed With SEC on September 23, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014 (Filed With SEC on September 18, 2014)
- INTELLECTUAL PROPERTY LICENSE AGREEMENT AMONG OLD MUTUAL PLC, OLD MUTUAL LIFE ASSURANCE COMPANY (SOUTH AFRICA) LTD. AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014 (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014 (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on September 18, 2014)
- [] 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT LIMITED CO-INVESTMENT DEED (Filed With SEC on September 10, 2014)
- [] 2014 OM GROUP (UK) LIMITED OM ASSET MANAGEMENT LIMITED DEFERRED TAX ASSET DEED (Filed With SEC on September 10, 2014)
- SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014 (Filed With SEC on September 10, 2014)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 10, 2014)
- EMPLOYMENT AGREEMENT (Filed With SEC on September 8, 2014)
- AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on September 8, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014 (Filed With SEC on September 8, 2014)
- SEED CAPITAL MANAGEMENT AGREEMENT (Filed With SEC on September 8, 2014)
- REGISTRATION RIGHTS AGREEMENT dated as of , 2014 by and among OM Asset Management plc, OM Group (UK) Limited and Old Mutual plc (Filed With SEC on September 8, 2014)
- SHAREHOLDER AGREEMENT AMONG OLD MUTUAL PLC, OM GROUP (UK) LIMITED, AND OM ASSET MANAGEMENT PLC DATED AS OF [ ], 2014 (Filed With SEC on September 8, 2014)
- BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC LIMITED LIABILITY COMPANY AGREEMENT (Filed With SEC on September 8, 2014)
- FIFTH AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF ACADIAN ASSET MANAGEMENT LLC Dated as of August 14, 2014 (Filed With SEC on September 8, 2014)
- OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN ADOPTED SEPTEMBER , 2014 (Filed With SEC on September 8, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on September 8, 2014)
- OM ASSET MANAGEMENT PLC EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 8, 2014)
- OM ASSET MANAGEMENT PLC NON-EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on September 8, 2014)
