Beneficient Co Group, L.P. Contracts & Agreements

Letter Agreement regarding Second Amended and Restated First Lien Credit Agreement and Second Amended and Restated Second Lien Credit Agreement, dated October 16, 2024, among... (Filed With SEC on October 24, 2024)

Letter Agreement regarding Second Amended and Restated First Lien Credit Agreement and Second Amended and Restated Second Lien Credit Agreement, dated October 16, 2024, among... (Filed With SEC on October 22, 2024)

First Amendment to the Ninth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P., effective September 30, 2024 (Filed With SEC on October 4, 2024)

Amendment No. 1 and Waiver No. 1 to Credit and Guaranty Agreement and Each Other Loan Document, dated August 16, 2024, by and among Beneficient Financing, L.L.C., as borrower,... (Filed With SEC on August 21, 2024)

Global Guaranty Agreement, by and among the subsidiaries of Beneficient set forth on the signature pages thereto, dated August 6, 2024 (Filed With SEC on August 7, 2024)

Securities Purchase Agreement, by and between Beneficient and YA II PN, Ltd., dated August 6, 2024 (Filed With SEC on August 7, 2024)

Registration Rights Agreement, by and between Beneficient and YA II PN, Ltd., dated August 6, 2024 (Filed With SEC on August 7, 2024)

Form of Warrant (Filed With SEC on August 7, 2024)

Form of Convertible Debenture (Filed With SEC on August 7, 2024)

Ninth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P. effective April 18, 2024 (Filed With SEC on July 9, 2024)

Description of Securities (Filed With SEC on July 9, 2024)

First Amendment to the Settlement and Release Agreement, dated May 9, 2024, by and between Beneficient and Maxim Partners LLC (Filed With SEC on July 9, 2024)

Ninth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P., effective April 18, 2024 (Filed With SEC on April 16, 2024)

Second Amended and Restated Limited Liability Company Agreement of Beneficient Company Group, L.L.C., effective April 18, 2024 (Filed With SEC on April 16, 2024)

Form of Alternative Asset Purchase Agreement (Filed With SEC on March 6, 2024)

Letter Agreement, dated October 19, 2023, by and among Beneficient Company Group, L.L.C., Beneficient Company Holdings, L.P. and Hicks Holdings Operating LLC (Filed With SEC on October 20, 2023)

Credit and Guaranty Agreement, dated October 19, 2023, by and among Beneficient Financing, L.L.C., as borrower, Beneficient Company Holdings, L.P., as guarantor, and HH-BDH LLC,... (Filed With SEC on October 20, 2023)

Registration Rights Agreement Assignment and Joinder, dated as of August 1, 2023, by and among Beneficient, GWG Holdings, Inc. and the GWG Wind Down Trust and Jeffrey S. Stein (Filed With SEC on August 31, 2023)

Description of Securities (Filed With SEC on July 13, 2023)

Form of Asset PIPE Warrant (Filed With SEC on July 13, 2023)

Consent and Amendment No. 4 to Second Amended and Restated Second Lien Credit Agreement, dated as of March 24, 2022 (Filed With SEC on July 13, 2023)

Second Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Filed With SEC on July 13, 2023)

Standby Equity Purchase Agreement dated June 27, 2023 (Filed With SEC on June 28, 2023)

Third Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Filed With SEC on June 8, 2023)

First Amended and Restated Limited Liability Company Agreement of Beneficient Company Group, L.L.C., dated June 6, 2023 (Filed With SEC on June 8, 2023)

Stockholders Agreement dated June 6, 2023, by and among Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer (Filed With SEC on June 8, 2023)

Exchange Agreement dated June 7, 2023, by and among Beneficient, Beneficient Company Group, L.L.C. and Beneficient Company Holdings, L.P (Filed With SEC on June 8, 2023)

Registration Rights Agreement, dated June 7, 2023, Beneficient, Beneficient Holdings Inc., Hicks Holdings Operating, LLC and Bruce W. Schnitzer, Avalon Acquisition Holdings, LLC (Filed With SEC on June 8, 2023)

Eighth Amended and Restated Limited Partnership Agreement of Beneficient Company Holdings, L.P. dated June 7, 2023 (Filed With SEC on June 8, 2023)

Amendment No. 6 to Second Amended and Restated Credit Agreement, dated as of June 5, 2023, by and among Beneficient Company Holdings, L.P., The Beneficient Company Group, L.P. and... (Filed With SEC on June 8, 2023)

Amendment No. 6 to Second Amended and Restated Second Lien Credit Agreement, dated as of June 5, 2023, by and among Beneficient Company Holdings, L.P., The Beneficient Company... (Filed With SEC on June 8, 2023)

Conversion and Exchange Agreement, dated June 6, 2023, by and between Bruce W. Schnitzer, Beneficient Company Holding, L.P., and The Beneficient Company Group, L. P (Filed With SEC on June 8, 2023)

Conversion and Exchange Agreement, dated June 6, 2023, by and between Richard W. Fisher, Beneficient Company Holding, L.P., and The Beneficient Company Group, L. P (Filed With SEC on June 8, 2023)

Conversion and Exchange Agreement, dated June 6, 2023, by and between Beneficient Holdings Inc, Beneficient Company Holding, L.P., and The Beneficient Company Group, L. P (Filed With SEC on June 8, 2023)

Conversion and Exchange Agreement, dated June 6, 2023, by and between Hicks Holdings Operating, LLC, Beneficient Company Holding, L.P., and The Beneficient Company Group, L. P (Filed With SEC on June 8, 2023)

Beneficient 2023 Long-Term Equity Incentive Plan (Filed With SEC on June 8, 2023)

Form of Beneficient Legacy Holder Lock-Up Agreement (Filed With SEC on June 8, 2023)

Second Amended and Restated Services Agreement, dated June 7, 2023, by and among Bradley Capital Company, L.L.C., The Beneficient Company Group, L.P., Beneficient Company... (Filed With SEC on June 8, 2023)

Director Termination Agreement dated June 6, 2023, by and among and among Beneficient Management, L.L.C., The Beneficient Company Group, L.P., Beneficient Management Counselors,... (Filed With SEC on June 8, 2023)

Consulting Agreement date June 7, 2023, by and between Beneficient and Bruce W. Schnitzer (Filed With SEC on June 8, 2023)

Consulting Agreement date June 7, 2023, by and between Beneficient and Richard W. Fisher (Filed With SEC on June 8, 2023)

Consulting Agreement date June 7, 2023, by and between Beneficient and Thomas O. Hicks (Filed With SEC on June 8, 2023)

Assignment, Assumption and Amendment to Warrant Agreement, dated June 7, 2023, by and among The Beneficient Company Group, L.P., Avalon Acquisition Inc. and Continental Stock... (Filed With SEC on June 8, 2023)

Commercial Loan Agreement with GWG Life, LLC a Delaware limited liability company, dated August 10, 2018 (Filed With SEC on December 9, 2022)

Consent and Amendment No. 3 to Second Amended and Restated Credit Agreement, dated as of November 3, 2021 and effective as of July 15, 2021 (Filed With SEC on December 9, 2022)

Amendment No. 2 to Loan Documents, dated as of June 28, 2021 (Filed With SEC on December 9, 2022)

Amendment No. 1 to the Second Amended and Restated Credit Agreement dated March 10, 2021 (Filed With SEC on December 9, 2022)

Consent No. 1 to Second Amended and Restated Credit Agreement, dated as of January 20, 2021 and effective as of September 30, 2020 (Filed With SEC on December 9, 2022)

Second Amended and Restated Credit Agreement, dated as of August 13, 2020, among Beneficient Company Holdings, L.P. (as successor to Beneficient Capital Company II, L.L.C. (f/k/a... (Filed With SEC on December 9, 2022)

Third Amended and Restated Subordination and Intercreditor Agreement, dated as of August 13, 2020, among HCLP Nominees, L.L.C., individually as Subordinated Creditor and as... (Filed With SEC on December 9, 2022)

Intercreditor Agreement dated May 31, 2019 between GWG Life and Beneficient Holdings, Inc (Filed With SEC on December 9, 2022)

Intercreditor Agreement dated May 31, 2019 between GWG Life and HCLP Nominees, L.L.C (Filed With SEC on December 9, 2022)

Consent and Joinder to Amended and Restated Pledge and Security Agreement dated April 26, 2019 (Filed With SEC on December 9, 2022)

Participating Option Agreement with GWG Holdings, Inc., a Delaware corporation, dated December 27, 2018 (Filed With SEC on December 9, 2022)

Amendment No. 1 dated December 27, 2018 to Commercial Loan Agreement with GWG Holdings, Inc., a Delaware corporation (Filed With SEC on December 9, 2022)

Consent No. 2 to Second Amended and Restated Credit Agreement, dated as of March 24, 2022 (Filed With SEC on December 9, 2022)

Third Amendment to Master Exchange Agreement with GWG Holdings, Inc., a Delaware corporation, GWG Life, LLC, a Delaware limited liability company, MHT Financial SPV, LLC, a... (Filed With SEC on December 9, 2022)

Second Amendment to Master Exchange Agreement with GWG Holdings, Inc., a Delaware corporation, GWG Life, LLC, a Delaware limited liability company, MHT Financial SPV, LLC, a... (Filed With SEC on December 9, 2022)

First Amendment to Master Exchange Agreement with GWG Holdings, Inc., a Delaware corporation, GWG Life, LLC, a Delaware limited liability company, MHT Financial SPV, LLC, a... (Filed With SEC on December 9, 2022)

Master Exchange Agreement with GWG Holdings, Inc., a Delaware corporation, GWG Life, LLC, a Delaware limited liability company, MHT Financial SPV, LLC, a Delaware limited... (Filed With SEC on December 9, 2022)

Registration Rights Agreement with Hatteras Investment Partners dated December 7, 2021 (Filed With SEC on December 9, 2022)

Registration Rights Agreement with GWG Holdings, Inc., a Delaware corporation, certain trusts related to The Beneficient Company Group, L.P., a Delaware limited partnership, and... (Filed With SEC on December 9, 2022)

First Amendment to The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Filed With SEC on December 9, 2022)

The Beneficient Management Partners, L.P. 2019 Equity Incentive Plan (Filed With SEC on December 9, 2022)

Form of Restricted Equity Unit under The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Filed With SEC on December 9, 2022)

First Amendment to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Filed With SEC on December 9, 2022)

Consent and Amendment No. 3 to Second Amended and Restated Second Lien Credit Agreement, dated as of November 3, 2021 and effective as of July 15, 2021 (Filed With SEC on December 9, 2022)

Form of Indemnity Agreement (Filed With SEC on December 9, 2022)

Purchase and Contribution Agreement dated as of April 15, 2019 by and among The Beneficient Company Group, L.P., Beneficient Company Holdings, L.P., AltiVerse Capital Markets,... (Filed With SEC on December 9, 2022)

Employment Agreement, by and between The Beneficient Company Group (USA), L.L.C. and James G. Silk, dated December 31, 2019 (Filed With SEC on December 9, 2022)

Amended and Restated Services Agreement, by and among Bradley Capital Company, L.L.C., The Beneficient Company Group, L.P., Beneficient Company Holdings, L.P. and Beneficient... (Filed With SEC on December 9, 2022)

Security and Pledge Agreement, dated as of August 13, 2020, by and among certain Delaware statutory trusts, Beneficient Company Holdings, L.P. and HCLP Nominees, L.L.C (Filed With SEC on December 9, 2022)

Joinder Agreement, dated as of August 13, 2020 to the Guaranty by certain Delaware statutory trusts (Filed With SEC on December 9, 2022)

Guaranty Agreement, dated as of June 10, 2020 and effective as of February 21, 2020, by LT-1 Custody Trust, LT-2 Custody Trust, LT-3 Custody Trust, LT-4 Custody Trust, LT-5... (Filed With SEC on December 9, 2022)

Security and Pledge Agreement (DST), dated as of August 13, 2020, by and among LT-1 Custody Trust, LT-2 Custody Trust, LT-3 Custody Trust, LT-4 Custody Trust, LT-5 Custody Trust,... (Filed With SEC on December 9, 2022)

Security and Pledge Agreement (BCH) (Second Lien), dated as of August 13, 2020, by and among Beneficient Company Holdings, L.P. (as successor to Beneficient Capital Company II,... (Filed With SEC on December 9, 2022)

Consent and Amendment No. 4 to Second Amended and Restated Second Lien Credit Agreement, dated as of March 24, 2022 (Filed With SEC on December 9, 2022)

Consent No. 2 to Second Amended and Restated Second Lien Credit Agreement, dated as March 24, 2022 (Filed With SEC on December 9, 2022)

The Beneficient Company Group, L.P. 2018 Equity Incentive Plan (Filed With SEC on December 9, 2022)

Amendment No. 2 to Second Lien Loan Documents, dated as of June 28, 2021 (Filed With SEC on December 9, 2022)

Amendment No. 1 to the Second Amended and Restated Second Lien Credit Agreement dated March 10, 2021 (Filed With SEC on December 9, 2022)

Consent No. 1 to Second Amended and Restated Second Lien Credit Agreement, dated as of January 20, 2021 and effective as of September 30, 2020 (Filed With SEC on December 9, 2022)

Second Amended and Restated Second Lien Credit Agreement, dated as of August 13, 2020, among Beneficient Company Holdings, L.P. (as successor to Beneficient Capital Company II,... (Filed With SEC on December 9, 2022)

Joinder Agreement, dated as of August 13, 2020 to the Guaranty by certain Delaware statutory trusts (Filed With SEC on December 9, 2022)

Guaranty, dated as of September 1, 2017, by LT-1 Custody Trust, LT-2 Custody Trust, LT-3 Custody Trust, LT-4 Custody Trust, LT-5 Custody Trust, LT-6 Custody Trust, LT-7 Custody... (Filed With SEC on December 9, 2022)

Joinder Agreement, dated as of August 13, 2020 to the Security and Pledge Agreement (DST) by certain Delaware statutory trusts (Filed With SEC on December 9, 2022)

Security and Pledge Agreement (DST), dated as of September 1, 2017, by and among LT-1 Custody Trust, LT-2 Custody Trust, LT-3 Custody Trust, LT-4 Custody Trust, LT-5 Custody... (Filed With SEC on December 9, 2022)

Security and Pledge Agreement (BCH) (First Lien), dated as of September 1, 2017, by and among Beneficient Company Holdings, L.P. (as successor to Beneficient Capital Company II,... (Filed With SEC on December 9, 2022)

Consent and Amendment No. 4 to Second Amended and Restated Credit Agreement, dated as of March 24, 2022 (Filed With SEC on December 9, 2022)

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Beneficient Co Group, L.P. Contracts & Agreements