Banc Of California, Inc. Contracts & Agreements

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 20, 2024)

Amended and Restated PacWest Bancorp 2017 Stock Incentive Plan, effective as of May 11, 2021 (Filed here (Filed With SEC on February 29, 2024)

Form of Stock Award Agreement and Grant Notice pursuant to the (Filed With SEC on February 29, 2024)

Deposit Agreement, dated as of November 30, 2023, among Banc of California, Inc., Computershare Inc. and Computershare Trust Company, N.A., jointly acting as depositary, and the... (Filed With SEC on December 1, 2023)

Warrants, dated as of November 30, 2023, issued by Banc of California, Inc. to affiliates of funds managed by Warburg Pincus LLC (Filed With SEC on December 1, 2023)

Warrant, dated as of November 30, 2023, issued by Banc of California, Inc. to certain investment vehicles sponsored, managed or advised by Centerbridge Partners, L.P. and its... (Filed With SEC on December 1, 2023)

Registration Rights Agreement, dated as of November 30, 2023, by and among Banc of California, Inc., affiliates of funds managed by Warburg Pincus LLC, and certain investment... (Filed With SEC on December 1, 2023)

Amended and Restated Banc of California, Inc. 2018 Omnibus Stock Incentive Plan (Filed With SEC on December 1, 2023)

Employment Agreement, dated as of July 5, 2023, between and among Registrant and Banc of California, N.A. and Joseph Kauder (Filed With SEC on August 8, 2023)

Agreement and Plan of Merger, dated as of July 25, 2023, by and among Banc of California, Inc., Cal Merger Sub, Inc. and PacWest Bancorp (Filed With SEC on July 28, 2023)

Form of Voting Agreement (Filed With SEC on July 28, 2023)

Investment Agreement, dated July 25 2023, by and between Banc of California, Inc. and affiliates of funds managed by Warburg Pincus LLC (Filed With SEC on July 28, 2023)

Investment Agreement, dated July 25, 2023, by and between Banc of California, Inc. and certain investment vehicles sponsored, managed or advised by Centerbridge Partners, L.P. and... (Filed With SEC on July 28, 2023)

Separation Agreement and General Release, dated as of April 11, 2023, by and among, the Registrant, Banc of California, N.A. and Lynn Hopkins (Filed With SEC on May 8, 2023)

Description of the Registrant's securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 27, 2023)

Form of Supplemental Performance Unit Agreement under the 2018 Omnibus Plan (Filed With SEC on August 8, 2022)

Description of the Registrant's securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 1, 2022)

Agreement and Plan of Merger, dated March 22, 2021, between Banc of California and PMB (Filed With SEC on March 23, 2021)

Description of the Registrant's securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 26, 2021)

Banc of California, Inc. Executive Change in Control Severance Plan (Filed With SEC on November 6, 2020)

Underwriting Agreement, dated as of October 27, 2020, by and between the Company and Keefe, Bruyette & Woods, Inc., as representative of the underwriters named therein (Filed With SEC on October 30, 2020)

Indenture, dated as of October 30, 2020, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on October 30, 2020)

Supplemental Indenture, dated as of October 30, 2020, by and between the Company and U.S. Bank National Association, as trustee, with respect to the 4.375% Fixed-to-Floating Rate... (Filed With SEC on October 30, 2020)

Amendment and Termination of LAFC-Banc of California Agreements dated May 22, 2020 (Filed With SEC on August 10, 2020)

Description of the Registrant's securities registered pursuant to Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on March 2, 2020)

Employment Agreement, dated as of November 13, 2019, by and among the Registrant, Banc of California, N.A. and Lynn Hopkins (Filed With SEC on March 2, 2020)

Separation Agreement, effective as of May 1, 2019, by and between the Registrant and Angelee Harris (Filed With SEC on August 9, 2019)

Banc of California, Inc. Executive Incentive Compensation Plan (Filed With SEC on May 2, 2019)

Employment Agreement, dated as of March 4, 2019 by and between Banc of California, Inc. and Banc of California, N.A. and Jared Wolff (Filed With SEC on March 6, 2019)

Separation Agreement and General Release dated as of March 4, 2019 by and between Banc of California Inc. and Banc of California, N.A. and Douglas Bowers (Filed With SEC on March 6, 2019)

Compensation arrangement, dated March 8, 2018, by and among Registrant, Banc of California, National Association, and Hugh F. Boyle (Filed With SEC on May 10, 2018)

Long-Form Settlement Agreement, dated as of February 14, 2018, by and among the Registrant, Banc of California, N.A. and Jeffrey Seabold (Filed With SEC on February 28, 2018)

Form of Restricted Stock Unit Agreement for Non-Employee Directors under 2013 Omnibus Stock Incentive Plan (Filed With SEC on February 28, 2018)

Settlement Agreement and Release dated as of December 6, 2017, by and between the Registrant and Brian Kuelbs (Filed With SEC on February 28, 2018)

Employment Agreement, dated as of August 30 2017, by and between the Registrant and John A. Bogler (Filed With SEC on November 8, 2017)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (for non-employee directors) (Filed With SEC on August 9, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on April 27, 2017)

ASSET PURCHASE AGREEMENT by andbetween BANC OF CALIFORNIA, NATIONAL ASSOCIATION, and CALIBER HOME LOANS, Inc. Dated as of February 28, 2017 TABLE OF CONTENTS (Filed With SEC on April 5, 2017)

CALIBER HOME LOANS, INC., Purchaser, and BANC OF CALIFORNIA, NATIONAL ASSOCIATION, Seller BULK SERVICING RIGHTSPURCHASE AND SALE AGREEMENT (Fannie Mae and Freddie Mac) Dated as of... (Filed With SEC on April 5, 2017)

COOPERATION AGREEMENT (Filed With SEC on March 14, 2017)

AGREEMENT AND RELEASE (Filed With SEC on March 1, 2017)

COOPERATION AGREEMENT (Filed With SEC on February 8, 2017)

BANC OF CALIFORNIA CAPITAL AND LIQUIDITY ENHANCEMENT EMPLOYEE COMPENSATION TRUST Effective as of August 3, 2016 TABLE OF CONTENTS PAGEARTICLE 1.Trust, Trustee and Trust... (Filed With SEC on August 4, 2016)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on August 4, 2016)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,250,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on May 11, 2016)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on March 25, 2016)

Banc of California, Inc. 18500 Von Karman Avenue, Suite 1100 Irvine, California 92612 March 24, 2016 (Filed With SEC on March 25, 2016)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on March 25, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on March 25, 2016)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on March 25, 2016)

BANC OFCALIFORNIA, INC. (a Maryland corporation) 4,850,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on March 8, 2016)

Banc of California, Inc. 18500Von Karman Avenue, Suite 1100 Irvine, California 92612 March 2, 2016 (Filed With SEC on March 8, 2016)

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on February 18, 2016)

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 18, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on February 18, 2016)

INDEMNIFICATION AGREEMENT (Filed With SEC on February 18, 2016)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,000,000 Depositary Shares, each representing a 1/40th interest in a share of 7.000 % Non-Cumulative Perpetual Preferred Stock,... (Filed With SEC on February 8, 2016)

DEPOSIT AGREEMENT among BANC OF CALIFORNIA, INC., COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., collectively, as Depositary, and THE HOLDERS FROM TIME TOTIME OF THE... (Filed With SEC on February 8, 2016)

AGREEMENT OF PURCHASE AND SALE BY AND BETWEEN THEREALTY ASSOCIATES FUND IX, L.P. AND BANC OF CALIFORNIA, NATIONAL ASSOCIATION (Filed With SEC on October 2, 2015)

SEPARATION AND SETTLEMENT AGREEMENT (Filed With SEC on August 13, 2015)

EMPLOYMENT AGREEMENT (Filed With SEC on August 7, 2015)

AMENDMENT TO PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (Filed With SEC on June 16, 2015)

PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS By and Between BANC OFCALIFORNIA, a National Association, Successor-in-interest to The Private Bank of California, a... (Filed With SEC on May 28, 2015)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 8, 2015)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN PERFORMANCE UNIT AGREEMENT (Filed With SEC on May 8, 2015)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT (PERFORMANCE-BASED) (Filed With SEC on May 8, 2015)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN NONQUALIFIED OPTION AGREEMENT (PERFORMANCE-BASED) (Filed With SEC on May 8, 2015)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (PERFORMANCE-BASED) (Filed With SEC on May 8, 2015)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 4,000,000 Depositary Shares, each representing a 1/40thinterest in a share of 7.375% Non-Cumulative Perpetual Preferred Stock,... (Filed With SEC on April 8, 2015)

DEPOSIT AGREEMENT among BANC OF CALIFORNIA, INC., COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., collectively, asDepositary, and THE HOLDERS FROM TIME TO TIME OF THE... (Filed With SEC on April 8, 2015)

BANC OF CALIFORNIA, INC. (aMaryland corporation) $175,000,000 5.25% Senior Notes due April 15, 2025 PURCHASE AGREEMENT (Filed With SEC on April 6, 2015)

SECONDSUPPLEMENTAL INDENTURE Dated as of April 6, 2015 To INDENTURE Dated as of April 23, 2012 5.25% SENIOR NOTES DUE April 15, 2025 BANC OF CALIFORNIA, INC. As the Issuer U.S.... (Filed With SEC on April 6, 2015)

ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on March 16, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 30, 2014)

ACKNOWLEDGMENT AND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 30, 2014)

Banc of California, Inc. 18500Von Karman Avenue, Suite 1100 Irvine, California 92612 May 23, 2014 (Filed With SEC on August 18, 2014)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN NON-QUALIFIED OPTION AGREEMENT (FOR NON-EMPLOYEE DIRECTORS) (Filed With SEC on August 18, 2014)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (FOR NON-EMPLOYEE DIRECTORS) (Filed With SEC on August 18, 2014)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,150,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 1,200,000 Tangible Equity Units PURCHASE AGREEMENT (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC., U.S. BANK NATIONAL ASSOCIATION, as Purchase Contract Agent and U.S. BANK NATIONALASSOCIATION, as Trustee under the Indenture referred to herein PURCHASE... (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC. and U.S. BANK NATIONALASSOCIATION, as Trustee INDENTURE Dated as of May 21, 2014 SUBORDINATED DEBT SECURITIES (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC., as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee FirstSupplemental Indenture Dated as of May 21, 2014 Supplement to Indenture of Banc of... (Filed With SEC on May 21, 2014)

AMENDMENT TO STOCK APPRECIATION RIGHT GRANT AGREEMENT (Filed With SEC on May 9, 2014)

PURCHASE AND ASSUMPTION AGREEMENT by and between BANCO POPULAR NORTH AMERICA AND BANC OF CALIFORNIA, NATIONAL ASSOCIATION APRIL 22, 2014 (Filed With SEC on April 25, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 25, 2014)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT (Filed With SEC on March 17, 2014)

BANC OF CALIFORNIA, INC. 2013 OMNIBUS STOCK INCENTIVE PLAN RESTRICTED STOCK UNIT MASTER AGREEMENT FOR EMPLOYEE EQUITY OWNERSHIP PROGRAM GRANTS (Filed With SEC on March 17, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 4, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on November 12, 2013)

AGREEMENT AND PLAN OF MERGER (Filed With SEC on October 31, 2013)

EMPLOYMENT AGREEMENT (Filed With SEC on August 9, 2013)

PURCHASE AND SALE AGREEMENT AND ESCROW INSTRUCTIONS BY AND BETWEEN MEMORIAL HEALTH SERVICES, as Seller AND BANC OF CALIFORNIA, INC., as Buyer Property address:1588 South Coast... (Filed With SEC on July 30, 2013)

FIRST PACTRUST BANCORP, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND This certifies that TheSecretary of the Treasury is the owner of Ten Thousand (10,000) (Filed With SEC on July 3, 2013)

ASSUMPTION AGREEMENT (Filed With SEC on July 3, 2013)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) 2,400,000 Shares of Common Stock, $.01 Par Value perShare UNDERWRITING AGREEMENT (Filed With SEC on June 26, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 26, 2013)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) 1,400,000 Depositary Shares, each representing a 1/40th interest in a share of 8.00% Non-Cumulative Perpetual Preferred... (Filed With SEC on June 12, 2013)

DEPOSIT AGREEMENT among FIRST PACTRUST BANCORP, INC., REGISTRAR AND TRANSFER COMPANY, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN... (Filed With SEC on June 12, 2013)

AGREEMENT TO ASSUME LIABILITIES AND TO ACQUIRE ASSETS OF BRANCH BANKING OFFICES Between PACIFIC TRUST BANK, FSB and AMERICANWEST BANK May 31, 2013 (Filed With SEC on June 3, 2013)

Amendment No. 1 to Agreement and Plan of Merger (Filed With SEC on May 6, 2013)

CONSULTING AGREEMENT (Filed With SEC on December 28, 2012)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) $45,000,000 7.50% Senior Notes due April 15, 2020 PURCHASE AGREEMENT (Filed With SEC on December 6, 2012)

FIRST PACTRUST BANCORP, INC. 18500 VON KARMAN AVENUE, SUITE 1100 IRVINE, CALIFORNIA 92612 (Filed With SEC on November 13, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on November 13, 2012)

STOCK APPRECIATION RIGHT GRANT (Filed With SEC on November 13, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on November 13, 2012)

AGREEMENT AND PLAN OF MERGER by and among FIRST PACTRUST BANCORP, INC., BEACH BUSINESS BANK and THE PRIVATE BANK OF CALIFORNIA ___________________________ Dated as of August 21,... (Filed With SEC on August 27, 2012)

[Remainder of page left intentionally blank] (Filed With SEC on August 27, 2012)

Amendment No. 4 to Stock Purchase Agreement (Filed With SEC on August 2, 2012)

FIRST PACTRUST BANCORP, INC. and Registrar and Transfer Company, as Warrant Agent Warrant Agreement June 29, 2012 (Filed With SEC on July 5, 2012)

Amendment No. 3 to Stock Purchase Agreement (Filed With SEC on July 2, 2012)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) $33,000,000 7.50% Senior Notes due April 15, 2020 PURCHASE AGREEMENT (Filed With SEC on April 23, 2012)

FIRSTPACTRUST BANCORP, INC. TO U.S. BANK NATIONAL ASSOCIATION as Trustee INDENTURE Dated as of April 23, 2012 SENIOR DEBT SECURITIES TABLE OF CONTENTS (Filed With SEC on April 23, 2012)

SUPPLEMENTAL INDENTURE Dated as of April 23, 2012 To INDENTURE Dated as of April 23, 2012 7.50% SENIOR NOTES DUE APRIL 15, 2020 FIRST PACTRUST BANCORP, INC. As the Issuer U.S.... (Filed With SEC on April 23, 2012)

FIRST PACTRUST BANCORP, INC. 2011 OMNIBUS INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT (Filed With SEC on March 30, 2012)

FIRST PACTRUST BANCORP, INC. 2011 OMNIBUS INCENTIVE PLAN NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on March 30, 2012)

FIRST PACTRUST BANCORP, INC. 2011 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AGREEMENT (Filed With SEC on March 30, 2012)

Amendment No. 2 to Stock Purchase Agreement (Filed With SEC on February 28, 2012)

Amendment No. 1 to Stock Purchase Agreement (Filed With SEC on December 1, 2011)

Current Compensation Arrangements for Directors of First PacTrust Bancorp, Inc. (the Company) (Filed With SEC on November 14, 2011)

AGREEMENT AND PLAN OF MERGER by and between FIRST PACTRUST BANCORP, INC. and BEACH BUSINESS BANK ___________________________ Dated as ofAugust 30, 2011 ___________________________... (Filed With SEC on September 2, 2011)

FIRST PACTRUST BANCORP, INC. INCORPORATED UNDER THE LAWS OF THE STATE OF MARYLAND This certifies that the Secretary of the Treasury is the owner ofThirty-Two Thousand(32,000) (Filed With SEC on August 30, 2011)

SMALL BUSINESS LENDING FUND SECURITIES PURCHASE AGREEMENT (Filed With SEC on August 30, 2011)

1,583,641 Shares FIRST PACTRUST BANCORP, INC. COMMON STOCK (PAR VALUE $.01 PER SHARE) UNDERWRITING AGREEMENT (Filed With SEC on June 23, 2011)

STOCK PURCHASE AGREEMENT by and among FIRST PACTRUST BANCORP, INC., GATEWAY BANCORP, EACH OF THE SELLERS (as defined herein) and solely for the purposes of effectuating the... (Filed With SEC on June 9, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on May 10, 2011)

INDEMNIFICATION AGREEMENT (Filed With SEC on May 3, 2011)

EMPLOYMENT AGREEMENT (Filed With SEC on February 25, 2011)

AGREEMENT TO MODIFY SEVERANCE BENEFITS (Filed With SEC on December 20, 2010)

AGREEMENT TO MODIFY SEVERANCE BENEFITS (Filed With SEC on December 17, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on November 19, 2010)

WARRANT to Purchase Common Stock of FIRST PACTRUST BANCORP, INC. (Filed With SEC on November 16, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on November 16, 2010)

FIRST PACTRUST BANCORP, INC. NON-QUALIFIED STOCK OPTION AGREEMENT-FOUNDERS GRANT (Filed With SEC on November 16, 2010)

WARRANT to Purchase Common Stock of FIRST PACTRUST BANCORP, INC. (Filed With SEC on November 3, 2010)

EMPLOYMENT AGREEMENT (Filed With SEC on November 3, 2010)

FIRST PACTRUST BANCORP, INC. NON-QUALIFIED STOCK OPTION AGREEMENT-FOUNDERS GRANT (Filed With SEC on November 3, 2010)

WARRANT toPurchase Common Stock of FIRSTPACTRUST BANCORP, INC. (Filed With SEC on July 27, 2010)

FIRSTPACTRUST BANCORP, INC. COMMONSTOCK SUBSCRIPTIONAGREEMENT (Filed With SEC on July 27, 2010)

FIRSTPACTRUST BANCORP, INC. COMMONSTOCK AMENDEDSUBSCRIPTION AGREEMENT (Filed With SEC on July 27, 2010)

FIRSTPACTRUST BANCORP, INC. INCORPORATED UNDER THE LAWS OF THESTATE OF MARYLAND Thiscertifies that _____________________________________________________ is theowner of... (Filed With SEC on November 21, 2008)

WARRANTTO PURCHASE COMMON STOCK (Filed With SEC on November 21, 2008)

UNITED STATES DEPARTMENT OF THE TREASURY 1500PENNSYLVANIA AVENUE, NW WASHINGTON, D.C.20220 (Filed With SEC on November 21, 2008)

COMPENSATIONMODIFICATION AGREEMENT (Filed With SEC on November 21, 2008)

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Banc Of California, Inc. Contracts & Agreements