Banc Of California, Inc. Business Finance Contracts & Agreements

Investment Agreement, dated July 25 2023, by and between Banc of California, Inc. and affiliates of funds managed by Warburg Pincus LLC (Filed With SEC on July 28, 2023)

Underwriting Agreement, dated as of October 27, 2020, by and between the Company and Keefe, Bruyette & Woods, Inc., as representative of the underwriters named therein (Filed With SEC on October 30, 2020)

Indenture, dated as of October 30, 2020, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on October 30, 2020)

Supplemental Indenture, dated as of October 30, 2020, by and between the Company and U.S. Bank National Association, as trustee, with respect to the 4.375% Fixed-to-Floating Rate... (Filed With SEC on October 30, 2020)

ASSET PURCHASE AGREEMENT by andbetween BANC OF CALIFORNIA, NATIONAL ASSOCIATION, and CALIBER HOME LOANS, Inc. Dated as of February 28, 2017 TABLE OF CONTENTS (Filed With SEC on April 5, 2017)

CALIBER HOME LOANS, INC., Purchaser, and BANC OF CALIFORNIA, NATIONAL ASSOCIATION, Seller BULK SERVICING RIGHTSPURCHASE AND SALE AGREEMENT (Fannie Mae and Freddie Mac) Dated as of... (Filed With SEC on April 5, 2017)

AGREEMENT AND RELEASE (Filed With SEC on March 1, 2017)

COMMON STOCK PURCHASE AGREEMENT (Filed With SEC on August 4, 2016)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,250,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on May 11, 2016)

BANC OFCALIFORNIA, INC. (a Maryland corporation) 4,850,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on March 8, 2016)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,000,000 Depositary Shares, each representing a 1/40th interest in a share of 7.000 % Non-Cumulative Perpetual Preferred Stock,... (Filed With SEC on February 8, 2016)

DEPOSIT AGREEMENT among BANC OF CALIFORNIA, INC., COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., collectively, as Depositary, and THE HOLDERS FROM TIME TOTIME OF THE... (Filed With SEC on February 8, 2016)

AGREEMENT OF PURCHASE AND SALE BY AND BETWEEN THEREALTY ASSOCIATES FUND IX, L.P. AND BANC OF CALIFORNIA, NATIONAL ASSOCIATION (Filed With SEC on October 2, 2015)

AMENDMENT TO PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS (Filed With SEC on June 16, 2015)

PURCHASE AND SALE AGREEMENT AND JOINT ESCROW INSTRUCTIONS By and Between BANC OFCALIFORNIA, a National Association, Successor-in-interest to The Private Bank of California, a... (Filed With SEC on May 28, 2015)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 4,000,000 Depositary Shares, each representing a 1/40thinterest in a share of 7.375% Non-Cumulative Perpetual Preferred Stock,... (Filed With SEC on April 8, 2015)

DEPOSIT AGREEMENT among BANC OF CALIFORNIA, INC., COMPUTERSHARE INC. and COMPUTERSHARE TRUST COMPANY, N.A., collectively, asDepositary, and THE HOLDERS FROM TIME TO TIME OF THE... (Filed With SEC on April 8, 2015)

BANC OF CALIFORNIA, INC. (aMaryland corporation) $175,000,000 5.25% Senior Notes due April 15, 2025 PURCHASE AGREEMENT (Filed With SEC on April 6, 2015)

SECONDSUPPLEMENTAL INDENTURE Dated as of April 6, 2015 To INDENTURE Dated as of April 23, 2012 5.25% SENIOR NOTES DUE April 15, 2025 BANC OF CALIFORNIA, INC. As the Issuer U.S.... (Filed With SEC on April 6, 2015)

ASSIGNMENT AND ASSUMPTION AGREEMENT (Filed With SEC on March 16, 2015)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 30, 2014)

ACKNOWLEDGMENT AND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on October 30, 2014)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 5,150,000 Shares of Common Stock, $.01 Par Value per Share UNDERWRITING AGREEMENT (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC. (aMaryland corporation) 1,200,000 Tangible Equity Units PURCHASE AGREEMENT (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC., U.S. BANK NATIONAL ASSOCIATION, as Purchase Contract Agent and U.S. BANK NATIONALASSOCIATION, as Trustee under the Indenture referred to herein PURCHASE... (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC. and U.S. BANK NATIONALASSOCIATION, as Trustee INDENTURE Dated as of May 21, 2014 SUBORDINATED DEBT SECURITIES (Filed With SEC on May 21, 2014)

BANC OF CALIFORNIA, INC., as Issuer and U.S. BANK NATIONAL ASSOCIATION, as Trustee FirstSupplemental Indenture Dated as of May 21, 2014 Supplement to Indenture of Banc of... (Filed With SEC on May 21, 2014)

AMENDMENT TO STOCK APPRECIATION RIGHT GRANT AGREEMENT (Filed With SEC on May 9, 2014)

PURCHASE AND ASSUMPTION AGREEMENT by and between BANCO POPULAR NORTH AMERICA AND BANC OF CALIFORNIA, NATIONAL ASSOCIATION APRIL 22, 2014 (Filed With SEC on April 25, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 25, 2014)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on December 4, 2013)

PURCHASE AND SALE AGREEMENT AND ESCROW INSTRUCTIONS BY AND BETWEEN MEMORIAL HEALTH SERVICES, as Seller AND BANC OF CALIFORNIA, INC., as Buyer Property address:1588 South Coast... (Filed With SEC on July 30, 2013)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) 2,400,000 Shares of Common Stock, $.01 Par Value perShare UNDERWRITING AGREEMENT (Filed With SEC on June 26, 2013)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on June 26, 2013)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) 1,400,000 Depositary Shares, each representing a 1/40th interest in a share of 8.00% Non-Cumulative Perpetual Preferred... (Filed With SEC on June 12, 2013)

DEPOSIT AGREEMENT among FIRST PACTRUST BANCORP, INC., REGISTRAR AND TRANSFER COMPANY, as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN... (Filed With SEC on June 12, 2013)

AGREEMENT TO ASSUME LIABILITIES AND TO ACQUIRE ASSETS OF BRANCH BANKING OFFICES Between PACIFIC TRUST BANK, FSB and AMERICANWEST BANK May 31, 2013 (Filed With SEC on June 3, 2013)

FIRST PACTRUST BANCORP, INC. (a Maryland corporation) $45,000,000 7.50% Senior Notes due April 15, 2020 PURCHASE AGREEMENT (Filed With SEC on December 6, 2012)