Axos Financial, Inc. Contracts & Agreements

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Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Axos Financial, Inc.
Thrifts & Mortgage Finance
2020
Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Axos Financial, Inc.
2024
Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Axos Financial, Inc.
2024
Form of Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan Restricted Stock Award Unit Agreement (Director Award)
Bonus & Incentive Agreements
Axos Financial, Inc.
2023
First Amendment to Office Space Lease Between Pacifica Tower LLC and Axos Financial, Inc
Lease Agreements
Axos Financial, Inc.
2023
Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trustee
Indenture Agreements
Axos Financial, Inc.
2022
First Supplemental Indenture, dated as of February 24, 2022, between Axos Financial, Inc. and U.S. Bank Trust Company, National Association, as trustee
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2022
Form of Global Note to represent the 4.00% Fixed-to-Floating Rate Subordinated Notes due 2032 of Axos Financial, Inc. (included in Exhibit 4.2 as Exhibit A)
Note Agreements
Axos Financial, Inc.
2022
Underwriting Agreement, dated February 16, 2022, between Axos Financial, Inc. and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named therein
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2022
Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Axos Financial, Inc.
Thrifts & Mortgage Finance
2022
Change of Control Severance Agreement between Derrick K. Walsh and Axos Financial, Inc. and Axos Bank
Change of Control Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2021
Amended and Restated Employment Agreement between Andrew J. Micheletti and Axos Bank
Employment Agreements
Axos Financial, Inc.
2021
Chief Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Axos Financial, Inc.
2021
Indenture for Subordinated Debt Securities, dated as of March 3, 2016, between Axos Financial, Inc. and U.S. Bank National Association, as trustee
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2021
Second Supplemental Indenture, dated as of September 18, 2020, between Axos Financial, Inc. and U.S. Bank National Association, as trustee
Indenture Agreements
Axos Financial, Inc.
2020
Form of Second Supplemental Indenture, to be dated as of September 18, 2020, between Axos Financial, Inc. and U.S. Bank National Association, as trustee
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2020
Underwriting Agreement, dated September 15, 2020, between Axos Financial, Inc. and Keefe, Bruyette & Woods, Inc., as representative of the several underwriters named therein
Underwriting Agreements
Axos Financial, Inc.
2020
Form of Indemnification Agreement between the Company and each of its executive officers and directors
Indemnification Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2020
Form of Indemnification Agreement between the Company and each of its executive officers and directors
Indemnification Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2019
Agreement and Plan of Merger by and among Axos Clearing, LLC, Axos Clarity MergeCo., Inc., Cor Securities Holdings, Inc., the Seller Parties thereto and the Holder Representative,...
Merger Agreements
Axos Financial, Inc.
2018
Guaranty of Payment and Performance of Agreement and Plan of Merger
Merger Agreements
Axos Financial, Inc.
2018
AMENDMENT TO 2014 STOCK INCENTIVE PLAN
Bonus & Incentive Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2017
BOFI HOLDING,INC. $45,000,000 aggregate principal amount of 6.25% Subordinated Notes due 2026 Amendment No. 1 dated as of March 24, 2016 to First Supplemental Indenture dated as...
Indenture Agreements
Axos Financial, Inc.
2016
Exhibit 4.1Indenture INDENTURE BY AND BETWEEN BOFI HOLDING, INC. AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF MARCH 3, 2016 SUBORDINATED DEBT SECURITIES (Issuable in...
Indenture Agreements
Axos Financial, Inc.
2016
BOFI HOLDING,INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of March 3, 2016
Indenture Agreements
Axos Financial, Inc.
2016
BOFI HOLDING,INC. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of March 3, 2016
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2016
BOFI HOLDING INC. 6.25% Fixed Rate Subordinated Notes due 2026 UNDERWRITING AGREEMENT February 25, 2016
Underwriting Agreements
Axos Financial, Inc.
2016
Exhibit 4.1Indenture INDENTURE BY AND BETWEEN BOFI HOLDING, INC. AND U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE DATED AS OF MARCH 3, 2016 SUBORDINATED DEBT SECURITIES (Issuable in...
Indenture Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2016
DESCRIPTION OF AMENDMENT TO EMPLOYMENT LETTER
Employment Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2015
BOFI HOLDING, INC. Common Stock EQUITY DISTRIBUTION AGREEMENT
Stock Agreements
Axos Financial, Inc.
2015
Sincerely,/s/ Aaron C. DiRussoAaron C. DiRussofor Raymond James & Associates, Inc.
Axos Financial, Inc.
Thrifts & Mortgage Finance
2014
BOFI HOLDING, INC. Common Stock EQUITY DISTRIBUTION AGREEMENTDated: July 22, 2014 Table of Contents
Stock Agreements
Axos Financial, Inc.
2014
DESCRIPTION OF AMENDMENT TO EMPLOYMENT LETTER
Employment Agreements
Axos Financial, Inc.
2014
DESCRIPTION OF AMENDMENT TO EMPLOYMENT LETTER
Employment Agreements
Axos Financial, Inc.
2014
DESCRIPTION OF AMENDMENT TO EMPLOYMENT LETTER
Employment Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2014
BOFI HOLDING, INC. Common Stock EQUITY DISTRIBUTION AGREEMENT
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2013
SUBSCRIPTION AGREEMENT Series C 6% Non-Cumulative Convertible Perpetual Preferred Stock BofI Holding, Inc. Subscription Agreement Instructions
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2012
BofI Holding, Inc. 750,000 Shares of Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
SUBSCRIPTION AGREEMENT
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
SUBSCRIPTION AGREEMENT
Subscription Agreements
Axos Financial, Inc.
2011
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual ConvertiblePreferred Stock PLACEMENT AGENT AGREEMENT
Stock Agreements
Axos Financial, Inc.
2011
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual ConvertiblePreferred Stock PLACEMENT AGENT AGREEMENT
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
SUBSCRIPTION AGREEMENT
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2011
BofI Holding, Inc. 6% Series B Non-Cumulative Perpetual ConvertiblePreferred Stock PLACEMENT AGENT AGREEMENT
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2011
SUBSCRIPTION AGREEMENT
Subscription Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
NY
2011
BOFI HOLDING, INC. 1,066,327 Shares of CommonStock UNDERWRITING AGREEMENT
Underwriting Agreements
Axos Financial, Inc.
2010
SAMPLE Exchange Agreement
Exchange Agreements
Axos Financial, Inc.
2009
SUBSCRIPTION AGREEMENT Series B 8% Cumulative Convertible Nonparticipating PerpetualPreferred Stock BofI Holding, Inc. Subscription Agreement Instructions
Stock Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2008
RESTRICTED STOCK UNIT GRANT NOTICE (2004 STOCK INCENTIVE PLAN, AS AMENDED)
Bonus & Incentive Agreements
Axos Financial, Inc.
2008
AMENDMENT TO EMPLOYMENT AGREEMENT
Employment Agreements
Axos Financial, Inc.
2008
DIGITLORDsm WEBSITE LEASE AGREEMENT
Lease Agreements
Axos Financial, Inc.
2007
Employment Agreement between Terry Harris and Bank of Internet USA, executed December 7, 2005
Employment Agreements
Axos Financial, Inc.
2005
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2005
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2005
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2005
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2005
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
CA
2004
increased our net income from $1.0 million to $2.2 million and diluted earnings per share from $0.21 to $0.39
Share Agreements
Axos Financial, Inc.
Thrifts & Mortgage Finance
DE
2004