AssetMark Financial Holdings, Inc. Contracts & Agreements
32 Contracts & Agreements
- Business Finance (13 contracts)
- Business Operations (5)
- Human Resources (7)
- Intellectual Property (1)
- Mergers & Acquisitions (1)
- Real Estate (3)
- Uncategorized (2)
- The Amended and Restated AssetMark Financial Holdings, Inc. 2019 Equity Incentive Plan (Filed With SEC on May 22, 2024)
- Agreement and Plan of Merger by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc., dated as of April 25, 2024 (Filed With SEC on April 25, 2024)
- Amendment No. 9, dated as of January 22, 2021, and Amendment No. 10, dated as of March 25, 2021, to the Subcustodial and Services Agreement by and between Fidelity Brokerage... (Filed With SEC on March 14, 2024)
- Second Amendment, dated September 5, 2017, to the Master Services Agreement (Filed With SEC on March 14, 2024)
- First Amendment to Beta Services Agreement, dated July 20, 2022, by and between Beta Plus Technologies, Inc. and AssetMark Financial Holdings, Inc (Filed With SEC on March 14, 2024)
- Description of Capital Stock (Filed With SEC on March 14, 2024)
- Form of Cash-Linked Stock Appreciation Right Award Notice and Agreement (Filed With SEC on August 4, 2023)
- Form of Equity-Linked Stock Appreciation Right Award Notice and Agreement (Filed With SEC on August 4, 2023)
- Master Software License and Services Agreement, effective as of April 1, 2022, by and between AssetMark, Inc. and Redi2 Technologies, Inc., and the First Amendment to Master... (Filed With SEC on May 5, 2023)
- Description of Capital Stock (Filed With SEC on March 14, 2023)
- ESG Amendment, dated as of October 25, 2022 by and between AssetMark Financial Holdings, Inc. and Bank of Montreal, as the Sustainability Coordinator (Filed With SEC on November 10, 2022)
- Form of Long Term Cash Incentive Award Agreement (Filed With SEC on August 8, 2022)
- Form of Stock Appreciation Right Award Notice and Agreement (Filed With SEC on August 8, 2022)
- Forms of Restricted Stock Unit Award Notice and Agreement (Filed With SEC on August 8, 2022)
- Fourth Amendment to Concord Office Lease (Filed With SEC on May 9, 2022)
- Amendment to Incedo Master Services Agreement (Filed With SEC on May 9, 2022)
- Nineteenth Amendment to the CheckFree APL Master Agreement (Filed With SEC on May 9, 2022)
- Description of Capital Stock (Filed With SEC on March 10, 2022)
- Beta Services Master Subscription Agreement by and between Refinitiv US LLC and AssetMark Financial Holdings, Inc., dated May 21, 2020 (Filed With SEC on August 6, 2021)
- Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Michael Kim (Filed With SEC on April 29, 2021)
- Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Natalie Wolfsen (Filed With SEC on April 29, 2021)
- Separation Agreement dated March 5, 2021 by and between AssetMark Financial Holdings, Inc. and Charles Goldman (Filed With SEC on March 10, 2021)
- Description of Capital Stock (Filed With SEC on March 10, 2021)
- Description of Capital Stock (Filed With SEC on March 13, 2020)
- Amended and Restated Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Charles Goldman, dated August 28, 2019 (Filed With SEC on August 28, 2019)
- Third Amendment to Office Lease for facilities at 1655 Grant Street, Concord, California, dated May 29, 2019 (Filed With SEC on August 28, 2019)
- Form of Stock Option Award Notice and Agreement (Filed With SEC on July 10, 2019)
- 2019 Equity Incentive Plan, and forms of Restricted Stock Award Agreement and Restricted Stock Unit Award Agreement, to be in effect upon the pricing of this offering (Filed With SEC on July 10, 2019)
- Form of Underwriting Agreement (Filed With SEC on July 10, 2019)
- Form of Common Stock Certificate (Filed With SEC on July 8, 2019)
- Form of Registration Rights Agreement by and between the Company and Huatai International Investment Holdings Limited to be in effect upon the pricing of this offering (Filed With SEC on June 24, 2019)
- Lease for facilities at 1655 Grant Street, Concord, California, dated May 29, 2013 and amended on May 13, 2015 and March 14, 2018 (Filed With SEC on June 24, 2019)
