Agency Agreement Between Client and Agent for Investor Communications and Compliance

Summary

This agreement is between a Client and an Agent, outlining the Agent's role in communicating with prospective investors about the Client's products and services. The Agent must only use materials approved by the Client and cannot make misrepresentations. The Client is responsible for maintaining necessary consents and complying with laws. The Agent is not required to verify information provided by the Client and is not authorized to distribute marketing materials without written consent. The agreement ensures both parties follow legal and regulatory requirements in their interactions with investors.

EX-10.2 2 v195155_ex10-2.htm v195155_ex10-2 -- Converted by SECPublisher 2.1.1.8, created by BCL Technologies Inc., for SEC Filing

(d)	The trustee of a trust where the aggregate value of the cash and investments which form part of the trust fs assets in excess

(e)	an individual whose net worth , or joint net

	reasonably require and that it provides each Prospective Investor the opportunity to ask questions of, and receive answers from, the Client concerning the terms and conditions of the Client fsroducts andpservices, provided that the Client shall not be so obliged where the action in question would amount to a breach of relevant security laws or of a confidentiality agreement or undertaking;

	(iii)	The Client has and undertakes that it shall maintain all necessary consents and authorisations required in connection with its business affairs;

	(iv)	The Client will use all reasonable endeavours to comply with all applicable laws and regulations;

	(v)	The Agent is not authorised by the Client to transmit to Prospective Investors any marketing material or similar documentation of the Client without the express prior written consent; of the Client fs

	(vi)	The Agent shall be entitled to rely without investigation upon all information supplied to it by the Client and shall not in any respect be responsible for the accuracy or completeness of or have any obligation to verify the same or to conduct any appraisal of assets;

4.2	The Agent represents and warrants that in performing the services under this Agreement, it shall not make any statements to Prospective Investors that involve any misrepresentation of any fact or matter. Further, the Agent undertakes to provide any Prospective Investor only with promotional materials and documents which have been provided or approved by the Client.