Ameriprise Financial Contracts & Agreements
96 Contracts & Agreements
- Business Finance (41 contracts)
- Business Operations (1)
- Human Resources (37)
- Uncategorized (17)
- First Amendment to the Ameriprise Financial Senior Executive Severance Plan (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - EMEA Performance Share Unit Plan Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - Performance Cash Unit Plan Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - Performance Share Unit Plan Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - Restricted Stock Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - Restricted Stock Unit Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- Ameriprise Financial Form of Award Certificate - Non-Qualified Stock Option Award (for grants after April 26, 2023) (Filed With SEC on February 22, 2024)
- First Amendment to the Ameriprise Financial Annual Incentive Award Plan, as amended and restated as of January 1, 2009 (Filed With SEC on February 22, 2024)
- Underwriting Agreement, dated November 7, 2023, among the Company and Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of... (Filed With SEC on November 9, 2023)
- Form of 5.700% Senior Note due 2028 (Filed With SEC on November 9, 2023)
- Ameriprise Financial 2005 Incentive Compensation Plan, as amended and restated (Filed With SEC on April 28, 2023)
- Underwriting Agreement, dated March 6, 2023, among the Company and Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as representatives of the... (Filed With SEC on March 9, 2023)
- Form of 5.150% Senior Note due 2033 (Filed With SEC on March 9, 2023)
- Underwriting Agreement, dated May 10, 2022, among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and Wells Fargo Securities, LLC,... (Filed With SEC on May 13, 2022)
- Form of 4.500% Senior Note due 2032 (Filed With SEC on May 13, 2022)
- Ameriprise Financial Long-Term Incentive Award Program Guide (Filed With SEC on May 2, 2022)
- Deferred Stock Unit Award Certificate - Threadneedle Deferral Plan (Filed With SEC on February 25, 2022)
- Ameriprise Financial Performance Cash Unit Plan Supplement to the Long Term Incentive Award Program Guide (Filed With SEC on February 25, 2022)
- Ameriprise Financial Performance Share Unit Plan Supplement to the Long-Term Incentive Award Program Guide (Filed With SEC on February 25, 2022)
- Threadneedle Deferral Plan (as amended and restated effective January 1, 2018) (Filed With SEC on February 25, 2022)
- Form of Deferred Stock Unit Award - Threadneedle Deferral Plan (Filed With SEC on February 25, 2022)
- First Amendment to the Threadneedle Deferral Plan (effective December 6, 2018) (Filed With SEC on February 25, 2022)
- Ameriprise Financial 2007 Long-Term Incentive Award Program Guide (Filed With SEC on May 10, 2021)
- Form of 3.000% Senior Note due 2025 (Filed With SEC on April 2, 2020)
- Underwriting Agreement, dated March 31, 2020, among the Company and BofA Securities, Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC and HSBC Securities (USA)... (Filed With SEC on April 2, 2020)
- Description of Securities (Filed With SEC on February 26, 2020)
- Form of 3.000% Senior Note due 2022 (Filed With SEC on March 22, 2019)
- Underwriting Agreement, dated March 12, 2019, among the Company and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Merrill Lynch, Pierce,... (Filed With SEC on March 14, 2019)
- Ameriprise Financial 2008 Employment Incentive Equity Award Plan, as amended and restated effective November 20, 2018 (Filed With SEC on February 27, 2019)
- Ameriprise Financial Performance Cash Unit Plan Supplement to the Long Term Incentive Award Program Guide (Filed With SEC on February 27, 2019)
- Ameriprise Financial Annual Incentive Award Plan, as amended and restated as of January 1, 2009 (Filed With SEC on May 2, 2018)
- Ameriprise Financial Supplemental Retirement Plan, as amended and restated effective October 3, 2017 (Filed With SEC on February 23, 2018)
- AMERIPRISE FINANCIAL, INC. 2.875% SENIOR NOTES DUE 2026 UNDERWRITING AGREEMENT (Filed With SEC on August 11, 2016)
- AMERIPRISE FINANCIAL, INC. 2.875% Senior Note due 2026 (Filed With SEC on August 11, 2016)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (____-____ Performance Period) (Filed With SEC on February 25, 2016)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (____-____Performance Period) (Filed With SEC on February 25, 2016)
- AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2016 TABLE OF CONTENTS (Filed With SEC on February 25, 2016)
- FIRST AMENDMENT TO THE AMERIPRISE FINANCIAL 2008 EMPLOYMENT INCENTIVE EQUITY AWARD PLAN (Filed With SEC on November 2, 2015)
- AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As Amended and Restated Effective December 3, 2014 AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As... (Filed With SEC on February 24, 2015)
- THIRD AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN (Filed With SEC on November 3, 2014)
- SECOND AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN (Filed With SEC on November 3, 2014)
- AMERIPRISE FINANCIAL, INC. 3.700% SENIOR NOTES DUE 2024 UNDERWRITING AGREEMENT (Filed With SEC on September 18, 2014)
- AMERIPRISE FINANCIAL, INC. 3.700% Senior Note due 2024 (Filed With SEC on September 18, 2014)
- FIRST AMENDMENT TO THE AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN (Filed With SEC on May 5, 2014)
- AMERIPRISE FINANCIAL, INC. 4.00% SENIOR NOTES DUE 2023 UNDERWRITING AGREEMENT (Filed With SEC on November 13, 2013)
- AMERIPRISE FINANCIAL, INC. 4.00% Senior Note due 2023 (Filed With SEC on November 13, 2013)
- AMERIPRISE FINANCIAL, INC. 4.00% SENIOR NOTES DUE 2023 UNDERWRITING AGREEMENT (Filed With SEC on September 6, 2013)
- AMERIPRISE FINANCIAL, INC. 4.00% Senior Note due 2023 (Filed With SEC on September 6, 2013)
- AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2012 (Filed With SEC on February 27, 2013)
- AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on November 5, 2012)
- INDEMNIFICATION AGREEMENT (Filed With SEC on April 26, 2012)
- AMERIPRISE FINANCIAL DEFERRED COMPENSATION PLAN As Amended and Restated Effective January 1, 2012 (Filed With SEC on February 24, 2012)
- AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS As Amended and Restated Effective July 1, 2011 (Filed With SEC on February 24, 2012)
- AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1, 2012 (Filed With SEC on February 24, 2012)
- AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on September 15, 2011)
- TABLE OF CONTENTS (Filed With SEC on May 2, 2011)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (2011-2013 Performance Period) (Filed With SEC on May 2, 2011)
- TABLE OF CONTENTS (Filed With SEC on May 2, 2011)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (2011-2013 Performance Period) (Filed With SEC on May 2, 2011)
- TABLE OF CONTENTS (Filed With SEC on February 28, 2011)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE CASH UNIT AWARD (2011-2013 Award Period) (Filed With SEC on February 28, 2011)
- TABLE OF CONTENTS (Filed With SEC on February 28, 2011)
- AWARD CERTIFICATE for {Employee Name} PERFORMANCE SHARE UNIT AWARD (2011-2013 Award Period) (Filed With SEC on February 28, 2011)
- AMERIPRISE FINANCIAL DEFERRED COMPENSATION PLAN As Amended and Restated Effective April 1, 2010 (Filed With SEC on May 4, 2010)
- AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amended and Restated Effective April 1, 2010 (Filed With SEC on May 4, 2010)
- AMERIPRISE FINANCIAL, INC. 5.30% Senior Note due 2020 (Filed With SEC on March 11, 2010)
- AMERIPRISE FINANCIAL, INC. 5.30% SENIOR NOTES DUE 2020 UNDERWRITINGAGREEMENT (Filed With SEC on March 11, 2010)
- AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amended and Restated Effective January 1, 2010 (Filed With SEC on February 24, 2010)
- AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective December 10, 2009 (Filed With SEC on February 24, 2010)
- AMERIPRISE ADVISOR GROUP DEFERRED COMPENSATION PLAN Effective January 1, 2010 (Filed With SEC on February 24, 2010)
- AMERIPRISE FINANCIAL, INC. 36,000,000 SHARES OF COMMON STOCK UNDERWRITING AGREEMENT June 11,2009 (Filed With SEC on June 16, 2009)
- AMERIPRISE FINANCIAL, INC. 7.30% SENIOR NOTES DUE 2019 UNDERWRITING AGREEMENT June 3,2009 (Filed With SEC on June 8, 2009)
- AMERIPRISE FINANCIAL, INC. 7.30% Senior Note due 2019 (Filed With SEC on June 8, 2009)
- AMERIPRISE FINANCIAL, INC. 7.75% Senior Note due 2039 (Filed With SEC on June 3, 2009)
- AMERIPRISEFINANCIAL, INC. 7.75%SENIOR NOTES DUE 2039 UNDERWRITINGAGREEMENT May 27, 2009 (Filed With SEC on May 29, 2009)
- AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN As Amendedand Restated Effective January 1, 2009 (Filed With SEC on March 2, 2009)
- AMERIPRISEFINANCIAL DEFERREDCOMPENSATION PLAN AsAmended and Restated Effective January 1, 2009 (Filed With SEC on March 2, 2009)
- AMERIPRISEFINANCIAL DEFERRED SHAREPLAN FOR OUTSIDE DIRECTORS AsAmended and Restated Effective January 1, 2009 (Filed With SEC on March 2, 2009)
- AMERIPRISE FINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective January 1,2009 (Filed With SEC on March 2, 2009)
- CAPITALSUPPORT AGREEMENT (Filed With SEC on March 2, 2009)
- AMERIPRISEFINANCIAL DEFERREDEQUITY PROGRAM FORINDEPENDENT FINANCIAL ADVISORS AsAmended and Restated Effective April 23, 2008 (Filed With SEC on May 6, 2008)
- AMERIPRISEFINANCIAL DEFERREDCOMPENSATION PLAN AsAmended and Restated Effective January 1, 2007 (Filed With SEC on February 29, 2008)
- Table of Contents Long-Term Incentive Award Program Guide Information regarding awards granted beginning January 1, 2007. (Filed With SEC on February 29, 2008)
- AMERIPRISE FINANCIAL SUPPLEMENTAL RETIREMENT PLAN Restated as AmendedThrough January 1, 2007 (Filed With SEC on February 27, 2007)
- CREDIT AGREEMENT DATED ASOF SEPTEMBER 30, 2005 AMONG AMERIPRISEFINANCIAL, INC., as Borrower, THELENDERS LISTED HEREIN, as Lenders, WELLSFARGO BANK, NATIONAL ASSOCIATION, as... (Filed With SEC on March 8, 2006)
- INDEMNIFICATIONAGREEMENT (Filed With SEC on March 8, 2006)
- AMERIPRISE FINANCIAL ANNUAL INCENTIVE AWARD PLAN (Adopted effective as of September 30,2005) ARTICLE I PURPOSE (Filed With SEC on March 8, 2006)
- AMERIPRISE FINANCIAL DEFERRED EQUITY PROGRAM FOR INDEPENDENT FINANCIAL ADVISORS Adopted effective as of September 30, 2005 (Filed With SEC on March 8, 2006)
- AMERIPRISEFINANCIAL SENIOR EXECUTIVE SEVERANCE PLAN Amended andRestated as of November 14, 2005 (Filed With SEC on March 8, 2006)
- AMERIPRISE FINANCIAL DEFERRED SHARE PLAN FOR OUTSIDE DIRECTORS Adopted effective as of September 30, 2005 (Filed With SEC on October 4, 2005)
- Ameriprise Financial Long-Term Incentive Award ProgramGuide Introduction LTIAProgram AmeripriseFinancial 2005 Incentive Compensation Plan Stock-BasedAward Types RestrictedStock... (Filed With SEC on October 4, 2005)
- AMERIPRISE FINANCIAL FORM OF AGREEMENT for Name of Employee CASH INCENTIVE AWARD for the (Filed With SEC on October 4, 2005)
- AMERIPRISE FINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee RESTRICTED STOCK UNIT AWARD (RSU)1 (Filed With SEC on October 4, 2005)
- AMERIPRISE FINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee RESTRICTED STOCK AWARD (RSA)1 (Filed With SEC on October 4, 2005)
- AMERIPRISEFINANCIAL FORM OF AWARD CERTIFICATE for Name of Employee NON-QUALIFIED STOCK OPTION AWARD (NQSO) (Filed With SEC on October 4, 2005)
- EMPLOYEE BENEFITSAGREEMENT BY AND BETWEEN AMERICAN EXPRESSCOMPANY AND AMERIPRISEFINANCIAL, INC. DATED AS OF SEPTEMBER 30, 2005 (Filed With SEC on October 4, 2005)
