Waddell & Reed Financial, Inc. Human Resources Contracts & Agreements

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Form of Restricted Stock Unit Award Agreement for awards to Non-Employee Directors pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2021
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2021
Form of Change of Control Retention and Severance Agreement
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Form of Restricted Stock Award Agreement for awards to Non Employee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2019
Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Severance Agreement and Release of All Claims, dated April 18, 2018, by and between Wendy J. Hills and W&R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Form of Restricted Stock Award Agreement for awards to NonEmployee Directors pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Severance Agreement and Release of All Claims, effective January 13, 2018, by and between Thomas W. Butch and W & R Corporate LLC
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2016
FORM OF EMPLOYMENT AGREEMENT
Employment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2016
CONFIDENTIAL SEPARATION AGREEMENT AND RELEASE OF ALL CLAIMS
Separation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2014
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2012
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2013
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2012
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2011
SECOND AMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENT AGREEMENT
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
Portion of Aggregate Incentive Plan Award
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
Summary ofBoard of Director Compensation Effective January 1, 2009
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
Summary of Compensation Arrangements With Executive Officers of theCompany
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
FIRSTAMENDMENT TO THE CHANGE IN CONTROL EMPLOYMENTAGREEMENT
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
WADDELL & REED FINANCIAL, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective as of January 1,2005
Retirement Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2009
WADDELL & REEDFINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2009
WADDELL & REED FINANCIAL, INC. 2003 EXECUTIVE INCENTIVE PLAN As Amended and Restated Effective January 1, 2008
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2008
Summaryof Board of Director Compensation Effective January 1, 2008
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
Summaryof Compensation Arrangements With Executive Officers of the Company
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
Awardee Portion of Aggregate Incentive Plan Award Henry J. Herrmann 32% Michael L. Avery 17% Thomas W. Butch 15% Daniel P. Connealy 9% Daniel C. Schulte 9% Michael D. Strohm 9%...
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
WADDELL & REED FINANCIAL, INC. 1998 STOCK INCENTIVE PLAN As Amended and Restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2007
FIRST AMENDMENT TO THE WADDELL & REED FINANCIAL,INC. 1998 STOCK INCENTIVE PLAN, ASAMENDED AND RESTATED
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2007