Waddell & Reed Financial, Inc. Human Resources Contracts & Agreements

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Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Awardee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Waddell & Reed Financial, Inc. Amended and Restated Stock Incentive Plan (Effective December 17, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2021
Waddell & Reed Financial, Inc. Executive Incentive Plan (Amended and Restated, Effective December 17, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2021
Change of Control Retention and Severance Agreement between Waddell & Reed Financial, Inc. and Executive
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Amended and Restated Stock Incentive Plan (2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Employee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan (Amended and Restated Effective January 1, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2019
Form of Restricted Stock Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan, as amended and restated
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Separation Agreement and Release of All Claims between W&R Corporate LLC and Wendy J. Hills
Separation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated as of November 16, 2016)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement for Directors
Stock Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement for Directors
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Severance Agreement and Release of All Claims between W & R Corporate LLC and Thomas W. Butch
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2016
Employment Agreement between Waddell & Reed Investment Management Company and Portfolio Manager
Employment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2016
Confidential Separation Agreement and Release of All Claims between W & R Corporate LLC and Michael D. Strohm
Separation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated Effective January 1, 2014)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated Effective January 1, 2012)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
2014 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Bloss, Butch, Sanders)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
2013 Performance Criteria for Executive Incentive and Restricted Stock Awards under 2003 and 1998 Plans
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2013
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
2012 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Butch, Connealy, Sanders)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2012
2011 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Butch, Connealy)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2011
Second Amendment to Change in Control Employment Agreement between Waddell & Reed Financial, Inc. and Henry J. Herrmann
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
2010 Executive Incentive and Restricted Stock Award Performance Criteria Agreement under 2003 Executive Incentive Plan and 1998 Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
Summary of Board of Director Compensation Effective January 1, 2009
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
Summary of 2008 Executive Compensation Arrangements for Waddell & Reed Financial, Inc. Officers
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
First Amendment to Change in Control Employment Agreement between Waddell & Reed Financial, Inc. and Henry J. Herrmann
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2009
Waddell & Reed Financial, Inc. Supplemental Executive Retirement Plan (Amended and Restated as of January 1, 2005)
Retirement Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2009
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Warrant Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2009
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated Effective January 1, 2008)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2008
Summary of Board of Director Compensation Effective January 1, 2008
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
Summary of Executive Compensation Arrangements for Waddell & Reed Financial, Inc. Officers (2008)
Compensation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
2008 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Butch, Connealy, Schulte, Strohm, Sundeen)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2008
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2007
First Amendment to Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2007