Piper Jaffray Companies Human Resources Contracts & Agreements
63 Contracts & Agreements
- Bonus & Incentive Agreements (36 contracts)
- Compensation Agreements (15)
- Consulting Agreements (2)
- Employment Agreements (4)
- Separation Agreements (5)
- Transition Agreements (1)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 26, 2024)
- Form of Performance Share Unit Agreement for 202 (Filed With SEC on February 26, 2024)
- Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (as amended and restated May 17, 2023) (Filed With SEC on May 18, 2023)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2023 (related to performance in 2022) under the Piper Sandler Companies Amended and... (Filed With SEC on February 24, 2023)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 24, 2023)
- Form of Performance Share Unit Agreement for 2023 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 24, 2023)
- Form of Non-Qualified Stock Option Agreement for 2023 Special Grant under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 10, 2023)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2022 (related to performance in 2021) under the Piper Sandler Companies Amended and... (Filed With SEC on February 25, 2022)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 25, 2022)
- Form of Performance Share Unit Agreement for 2022 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 25, 2022)
- Transition Services Agreement, dated December 31, 2020, by and between Piper Sandler & Co. and Brian R. Sterling (Filed With SEC on February 25, 2021)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2021 (related to performance in 2020) under the Piper Sandler Companies Amended and... (Filed With SEC on February 25, 2021)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 25, 2021)
- Form of Performance Share Unit Agreement for 2021 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 25, 2021)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2020 (related to performance in 2019) under the Piper Sandler Companies Amended and... (Filed With SEC on February 28, 2020)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 28, 2020)
- Form of Performance Share Unit Agreement for 2020 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 28, 2020)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2019 (related to performance in 2018) under the Piper Jaffray Companies Amended and... (Filed With SEC on February 26, 2019)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 26, 2019)
- Form of Performance Share Unit Agreement for 2019 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 26, 2019)
- Confidential Separation Agreement and Release, dated October 6, 2017, between Advisory Research, Inc. and Christopher D. Crawshaw (Filed With SEC on February 26, 2018)
- Amendment No.1 to Separation Agreement and Release, dated December 22, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr (Filed With SEC on February 26, 2018)
- Separation Agreement and Release, dated December 4, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr (Filed With SEC on February 26, 2018)
- Form of 2018 Performance Share Unit Agreement for Andrew S. Duff under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 26, 2018)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Andrew S. Duff in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and... (Filed With SEC on February 26, 2018)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for California-based Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies... (Filed With SEC on February 26, 2018)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and... (Filed With SEC on February 26, 2018)
- Summary of Non-Employee Director Compensation Program (Filed With SEC on February 26, 2018)
- Form of Performance Share Unit Agreement for 2018 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 26, 2018)
- Form of Non-Qualified Stock Option Agreement for 2018 Promotional Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (Filed With SEC on February 9, 2018)
- SEPARATION AGREEMENT AND GENERAL RELEASE (Filed With SEC on August 4, 2017)
- RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant - California-based employees) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND... (Filed With SEC on February 24, 2017)
- RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN AND... (Filed With SEC on February 24, 2017)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on February 24, 2017)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date... (Filed With SEC on May 4, 2016)
- CONSULTING AGREEMENT FOR SERVICES OF INDEPENDENT CONTRACTOR (Filed With SEC on May 4, 2016)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date... (Filed With SEC on August 5, 2015)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN (As amended and restated effective May 13, 2015) (Filed With SEC on May 14, 2015)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant California-based employees) Name of... (Filed With SEC on February 26, 2015)
- PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant) Name of Employee:No. of Shares Covered:Date of... (Filed With SEC on February 26, 2015)
