Piper Jaffray Companies Human Resources Contracts & Agreements

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Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2024
Form of Performance Share Unit Agreement for 202
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2024
Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (as amended and restated May 17, 2023)
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2023 (related to performance in 2022) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2023
Form of Performance Share Unit Agreement for 2023 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Non-Qualified Stock Option Agreement for 2023 Special Grant under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2022 (related to performance in 2021) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2022
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2022
Form of Performance Share Unit Agreement for 2022 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2022
Transition Services Agreement, dated December 31, 2020, by and between Piper Sandler & Co. and Brian R. Sterling
Transition Agreements
Piper Jaffray Companies
Capital Markets
NY
2021
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2021 (related to performance in 2020) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2021
Form of Performance Share Unit Agreement for 2021 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2020 (related to performance in 2019) under the Piper Sandler Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2020
Form of Performance Share Unit Agreement for 2020 Leadership Team Grants under the Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2019 (related to performance in 2018) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2019
Form of Performance Share Unit Agreement for 2019 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Confidential Separation Agreement and Release, dated October 6, 2017, between Advisory Research, Inc. and Christopher D. Crawshaw
Separation Agreements
Piper Jaffray Companies
Capital Markets
MN
2018
Amendment No.1 to Separation Agreement and Release, dated December 22, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr
Separation Agreements
Piper Jaffray Companies
Capital Markets
2018
Separation Agreement and Release, dated December 4, 2017, between Piper Jaffray & Co. and Stuart C. Harvey, Jr
Separation Agreements
Piper Jaffray Companies
Capital Markets
MN
2018
Form of 2018 Performance Share Unit Agreement for Andrew S. Duff under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Andrew S. Duff in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for California-based Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 2018 (related to performance in 2017) under the Piper Jaffray Companies Amended and...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Summary of Non-Employee Director Compensation Program
Compensation Agreements
Piper Jaffray Companies
Capital Markets
2018
Form of Performance Share Unit Agreement for 2018 Leadership Team Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Non-Qualified Stock Option Agreement for 2018 Promotional Grants under the Piper Jaffray Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
SEPARATION AGREEMENT AND GENERAL RELEASE
Separation Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant - California-based employees) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
RESTRICTED STOCK AND MUTUAL FUND RESTRICTED SHARE AGREEMENT (2017 Annual Grant) Under the PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN AND...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
CONSULTING AGREEMENT FOR SERVICES OF INDEPENDENT CONTRACTOR
Consulting Agreements
Piper Jaffray Companies
Capital Markets
2016
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN PERFORMANCE SHARE UNIT AGREEMENT Name of Employee:No. of Performance Share Units Covered:Date...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN (As amended and restated effective May 13, 2015)
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant California-based employees) Name of...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES AMENDED AND RESTATED 2003 ANNUAL AND LONG-TERM INCENTIVE PLAN Restricted Stock Agreement (2015 Annual Grant) Name of Employee:No. of Shares Covered:Date of...
Bonus & Incentive Agreements
Piper Jaffray Companies
Capital Markets
DE
2015