LPL Financial Holdings Inc. Human Resources Contracts & Agreements

53 Contracts & Agreements
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LPL Financial Holdings Inc. Employee Performance Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2025
LPL Financial Holdings, Inc. Non-Employee Director Deferred Compensation Plan (Amended May 9, 2024)
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2024
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 9, 2024)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
LPL Financial Holdings Inc. Employee Performance Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
LPL Financial Holdings Inc. Employee Restricted Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2023
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 18, 2022)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2022
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 5, 2021)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2022
LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan (Amended May 5, 2021)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2022
Leave of Absence Agreement between LPL Financial LLC and Scott Seese dated February 25, 2021
Separation Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Employee Performance Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Employee Restricted Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Employee Performance Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2021
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective October 1, 2019)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2020
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 17, 2018)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2018
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective February 24, 2017)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2017
LPL Financial Holdings Inc. Employee Performance Stock Unit Award Agreement under 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
LPL Financial LLC Executive Severance Plan (Amended and Restated as of February 23, 2017)
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2017
LPL Financial Holdings Inc. Employee Restricted Stock Unit Award Agreement under 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
LPL Financial Holdings Inc. Amended and Restated Non-Employee Director Compensation Policy (Effective May 10, 2016)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2016
LPL Financial Holdings, Inc. Non-Employee Director Deferred Compensation Plan
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2016
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 12, 2015)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2015
LPL Financial Holdings Inc. Amended and Restated Corporate Executive Bonus Plan (2015)
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2015
LPL Financial Holdings Inc. Amended and Restated 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2015
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Effective May 8, 2014)
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2014
Separation Agreement and General Release between LPL Financial Holdings Inc., LPL Financial LLC, and Derek Bruton
Separation Agreements
LPL Financial Holdings Inc.
Capital Markets
CA
2014
LPL Financial Holdings Inc. 2013 Supplemental Executive Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
LPL Financial LLC Executive Severance Plan (Amended and Restated as of February 24, 2014)
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2014
LPL Financial Holdings Inc. Advisor Restricted Stock Unit Award Agreement under 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
Confidential Separation Agreement and General Release between LPL Financial LLC and William E. Dwyer III
Separation Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2013
Amended and Restated Employment Agreement between Dan H. Arnold and LPL Financial LLC, LPL Financial Holdings Inc., and UVEST Financial Services Group, Inc.
Employment Agreements
LPL Financial Holdings Inc.
Capital Markets
NC
2013
LPL Financial Holdings Inc. 2010 Omnibus Equity Incentive Plan EBITDA Award Agreement with Esther M. Stearns
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
LPL Financial Holdings Inc. Revenue Award Agreement with Esther M. Stearns under 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
LPL Financial Holdings Inc. Restricted Stock Award Agreement under 2010 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2012
Amendment to LPL Investment Holdings Inc. 2008 Nonqualified Deferred Compensation Plan
Retirement Agreements
LPL Financial Holdings Inc.
Capital Markets
2012
Relocation Bonus Agreement between LPL Financial LLC and Mark R. Helliker
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2011
LPL Financial Corporation Executive Severance Plan
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2011
LPL Financial Corporation Executive Severance Plan
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2010
Executive Employment Agreement between Robert J. Moore and LPL Financial Corporation (2010)
Employment Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2010
Amended and Restated Executive Employment Agreement between William E. Dwyer III and LPL Financial Corporation
Employment Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2010