LPL Financial Holdings Inc. Human Resources Contracts & Agreements

45 Contracts & Agreements
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LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 9, 2024
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2024
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 9, 2024
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 9, 2024
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 6, 2023
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2023
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2022
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 5, 2021
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2022
LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 5, 2021
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2022
Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2021
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2020
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2018
LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2017
EMPLOYEE PERFORMANCE STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 23, 2017
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2017
EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
EMPLOYEE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2016
LPL FINANCIAL HOLDINGS, INC. NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2016
LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2015
LPL FINANCIAL HOLDINGS INC. AMENDED AND RESTATED CORPORATE EXECUTIVE BONUS PLAN Adopted by the Board of Directors on March 3, 2015
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2015
LPL FINANCIAL HOLDINGS INC. AMENDED AND RESTATED 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2015
LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy
Compensation Agreements
LPL Financial Holdings Inc.
Capital Markets
2014
SUPPLEMENTAL EXECUTIVE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 24, 2014
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2014
FINANCIAL INSTITUTION RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
ADVISOR RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
EMPLOYEE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2014
SENIOR MANAGEMENT RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
SENIOR EXECUTIVE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
SENIOR MANAGEMENT STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
SENIOR EXECUTIVE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
EMPLOYMENT AGREEMENT
Employment Agreements
LPL Financial Holdings Inc.
Capital Markets
NC
2013
LPL FINANCIAL HOLDINGS INC. 2010 OMNIBUS EQUITY INCENTIVE PLAN EBITDA Award Agreement
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013
LPL FINANCIAL HOLDINGS INC. 2010 OMNIBUS EQUITY INCENTIVE PLAN Revenue Award Agreement
Bonus & Incentive Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2013