LPL Financial Holdings Inc. Human Resources Contracts & Agreements
45 Contracts & Agreements
- Bonus & Incentive Agreements (27 contracts)
- Compensation Agreements (14)
- Employment Agreements (1)
- Severance Agreements (3)
- LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 9, 2024 (Filed With SEC on July 30, 2024)
- LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 9, 2024 (Filed With SEC on July 30, 2024)
- Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 9, 2024 (Filed With SEC on February 21, 2024)
- Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 6, 2023 (Filed With SEC on February 23, 2023)
- LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Filed With SEC on August 4, 2022)
- LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 5, 2021 (Filed With SEC on February 22, 2022)
- LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 5, 2021 (Filed With SEC on February 22, 2022)
- Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)
- Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)
- Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)
- Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)
- Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on August 3, 2021)
- Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on August 3, 2021)
- LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on May 5, 2021)
- LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Filed With SEC on February 21, 2020)
- LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Filed With SEC on July 31, 2018)
- LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy (Filed With SEC on February 24, 2017)
- EMPLOYEE PERFORMANCE STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 24, 2017)
- LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 23, 2017 (Filed With SEC on February 24, 2017)
- EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 24, 2017)
- EMPLOYEE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 24, 2017)
- LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy (Filed With SEC on July 29, 2016)
- LPL FINANCIAL HOLDINGS, INC. NON-EMPLOYEE DIRECTOR DEFERRED COMPENSATION PLAN (Filed With SEC on February 25, 2016)
- LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy (Filed With SEC on August 5, 2015)
- LPL FINANCIAL HOLDINGS INC. AMENDED AND RESTATED CORPORATE EXECUTIVE BONUS PLAN Adopted by the Board of Directors on March 3, 2015 (Filed With SEC on May 15, 2015)
- LPL FINANCIAL HOLDINGS INC. AMENDED AND RESTATED 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on May 15, 2015)
- LPL FINANCIAL HOLDINGS INC. Non-Employee Director Compensation Policy (Filed With SEC on July 30, 2014)
- SUPPLEMENTAL EXECUTIVE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2014)
- LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 24, 2014 (Filed With SEC on February 26, 2014)
- FINANCIAL INSTITUTION RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2014)
- ADVISOR RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2014)
- EMPLOYEE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2014)
- EMPLOYEE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2014)
- SENIOR MANAGEMENT RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2013)
- SENIOR EXECUTIVE RESTRICTED STOCK UNIT AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2013)
- SENIOR MANAGEMENT STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2013)
- SENIOR EXECUTIVE STOCK OPTION AWARD granted under the LPL Financial Holdings Inc. 2010 OMNIBUS EQUITY INCENTIVE PLAN (Filed With SEC on February 26, 2013)
- EMPLOYMENT AGREEMENT (Filed With SEC on February 26, 2013)
- LPL FINANCIAL HOLDINGS INC. 2010 OMNIBUS EQUITY INCENTIVE PLAN EBITDA Award Agreement (Filed With SEC on February 26, 2013)
- LPL FINANCIAL HOLDINGS INC. 2010 OMNIBUS EQUITY INCENTIVE PLAN Revenue Award Agreement (Filed With SEC on February 26, 2013)
