B. Riley Financial, Inc. Human Resources Contracts & Agreements

52 Contracts & Agreements
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Filed
Employment Agreement between B. Riley Financial, Inc. and Scott Yessner, Effective May 19, 2025
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2025
B. Riley Financial, Inc. 2021 Stock Incentive Plan Time-Based Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2024
Amended and Restated Employment Agreement between B. Riley Financial, Inc. and Kenneth M. Young (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement between B. Riley Securities, Inc. and Andrew Moore (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement between B. Riley Financial, Inc. and Alan N. Forman (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement between B. Riley Financial, Inc. and Phillip J. Ahn (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement between B. Riley Financial, Inc. and Thomas J. Kelleher (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
Amended and Restated Employment Agreement between B. Riley Financial, Inc. and Bryant R. Riley (April 11, 2023)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2023
B. Riley Financial, Inc. Time-Based Restricted Stock Unit Award Agreement under 2021 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2021
B. Riley Financial, Inc. Performance Restricted Stock Unit Agreement under 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2021
Amendment to B. Riley Financial, Inc. Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between B. Riley FBR, Inc. and Andrew Moore
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Kenneth M. Young
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between Great American Group, LLC and Andrew Gumaer
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Alan N. Forman
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Phillip J. Ahn
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Thomas J. Kelleher
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2019
Amendment No. 1 to Employment Agreement between B. Riley Financial, Inc. and Thomas Kelleher
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Amendment No. 1 to Employment Agreement between B. Riley Financial, Inc. and Bryant R. Riley
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2018
Employment Agreement between B. Riley FBR, Inc. and Andrew Moore (Chief Executive Officer)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement between B. Riley Financial, Inc. and Kenneth M. Young (President)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement between B. Riley Financial, Inc. and Alan N. Forman (Executive Vice President & General Counsel)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2018
Employment Agreement between B. Riley Financial, Inc. and Phillip J. Ahn (Chief Financial Officer & Chief Operating Officer)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement between Great American Group, LLC and Andrew Gumaer (CEO) Effective January 1, 2018
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement between B. Riley Financial, Inc. and Thomas J. Kelleher (President)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Employment Agreement between B. Riley Financial, Inc. and Bryant R. Riley (CEO)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2018
Severance Agreement and General Release between Richard J. Hendrix and FBR Capital Markets & Co., B. Riley & Co., LLC, and B. Riley Financial, Inc.
Severance Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
Consulting Services Agreement between Richard J. Hendrix and FBR Capital Markets & Co. dated July 3, 2017
Consulting Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
Employment Agreement between B. Riley Financial, Inc., Wunderlich Investment Company, Inc., and Gary K. Wunderlich, Jr.
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2017
Employment Agreement between B. Riley & Co., LLC, B. Riley Financial, Inc., and Richard J. Hendrix (2017)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
B. Riley Financial, Inc. Management Bonus Plan Effective June 16, 2015
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
Employment Agreement between B. Riley Financial, Inc. and Alan N. Forman
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2015
B. Riley Financial, Inc. Amended and Restated 2009 Stock Incentive Plan Stock Bonus Program
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
2015
B. Riley Financial, Inc. Restricted Stock Unit Award Agreement under Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
B. Riley Financial, Inc. Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
B. Riley Financial, Inc. Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2015
Great American Group, Inc. Amended and Restated 2009 Stock Incentive Plan
Bonus & Incentive Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2014
Amended and Restated Employment Agreement between Great American Group, Inc. and Harvey Yellen
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2014
Amended and Restated Employment Agreement between Great American Group, Inc. and Andrew Gumaer (May 19, 2014)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
CA
2014