Code of Ethics in the Capital Markets Industry
5 Contracts & Agreements
- EQUUS TOTAL RETURN, INC. (3 contracts)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (1)
- JOINT CODE OF ETHICS FOR PENNANTPARK FLOATING RATE CAPITAL LTD. PENNANTPARK INVESTMENT ADVISERS, LLC (PennantPark Floating Rate Capital Ltd., Filed With SEC on November 17, 2011)
- JOINT CODE OF ETHICS FOR PENNANTPARK INVESTMENT CORPORATION PENNANTPARK INVESTMENT ADVISERS, LLC (PENNANTPARK INVESTMENT CORP, Filed With SEC on November 16, 2011)
- EQUUS TOTAL RETURN, INC. CODE OF ETHICS (Last revised August 7, 2009) (EQUUS TOTAL RETURN, INC., Filed With SEC on March 31, 2010)
- EQUUS TOTAL RETURN, INC. CODE OF ETHICS (EQUUS TOTAL RETURN, INC., Filed With SEC on August 14, 2009)
- EQUUS CAPITAL MANAGEMENTCORPORATION JOINT CODE OF ETHICS (EQUUS TOTAL RETURN, INC., Filed With SEC on March 28, 2005)