Code of Ethics

523 Contracts & Agreements

Code of ethics include documents that outline the standards of appropriate conduct by a company's officers and employees.

Browse Code of Ethics by Industry

Aerospace & Defense (3 contracts from 2 companies)
Auto Components (1 | 1)
Automobiles (1 | 1)
Banks (13 | 10)
Biotechnology (18 | 13)
Building Products (2 | 1)
Capital Markets (12 | 6)
Chemicals (1 | 1)
Commercial Services & Supplies (1 | 1)
Construction & Engineering (3 | 2)
Consumer Finance (3 | 2)
Containers & Packaging (2 | 1)
Distributors (3 | 2)
Diversified Financial Services (1 | 1)
Diversified Telecommunication Services (8 | 4)
Electrical Equipment (5 | 4)
Electronic Equipment, Instruments & Components (10 | 6)
Energy Equipment & Services (17 | 10)
Entertainment (5 | 3)
Equity Real Estate Investment Trusts (REITs) (18 | 11)
ETFs (8 | 2)
Food & Staples Retailing (2 | 2)
Gas Utilities (1 | 1)
Health Care Equipment & Supplies (7 | 4)
Health Care Providers & Services (20 | 13)
Health Care Technology (4 | 1)
Hotels, Restaurants & Leisure (3 | 3)
Insurance (1 | 1)
Interactive Media & Services (2 | 2)
IT Services (6 | 5)
Machinery (5 | 3)
Media (6 | 3)
Metals & Mining (7 | 4)
Mortgage REITs, Lenders, & Securities (1 | 1)
Oil, Gas & Consumable Fuels (11 | 7)
Personal Products (3 | 2)
Pharmaceuticals (22 | 11)
Professional Services (4 | 1)
Real Estate Management & Development (2 | 1)
Road & Rail (2 | 2)
Semiconductors & Semiconductor Equipment (12 | 7)
Software (10 | 9)
SPACs, Investment, & Acquisition Companies (9 | 7)
Specialty Retail (12 | 1)
Technology Hardware, Storage & Peripherals (1 | 1)
Textiles, Apparel & Luxury Goods (2 | 1)
Thrifts & Mortgage Finance (2 | 2)
Trading Companies & Distributors (1 | 1)
Water Utilities (2 | 1)
Unassigned Industry (228 | 156)

Recent Contracts

Category

Company

Industry

Jur. Jurisdiction

Filed

South Dakota Soybean Processors, LLC Insider Trading Policy (Adopted March 25, 2025)

Code of Ethics

SOUTH DAKOTA SOYBEAN PROCESSORS LLC

2025

The Oncology Institute, Inc. Insider Trading Compliance Policy

Code of Ethics

DFP HEALTHCARE ACQUISITIONS CORP.

Health Care Providers & Services

2025

XBiotech Inc. Insider Trading Policy

Code of Ethics

XBiotech Inc.

Biotechnology

2025

FibroGen, Inc. Insider Trading and Trading Window Policy (Amended and Restated November 2021)

Code of Ethics

FIBROGEN INC

Biotechnology

2025

Lafayette Square USA, Inc. Insider Trading Policy (March 2025) – LS BDC Adviser, LLC

Code of Ethics

Lafayette Square Empire BDC, Inc.

SPACs, Investment, & Acquisition Companies

2025

Recursion Pharmaceuticals, Inc. Insider Trading Policy (as Amended April 27, 2023)

Code of Ethics

RECURSION PHARMACEUTICALS, INC.

Biotechnology

2025

Cycurion, Inc. Code of Ethics and Business Conduct (February 2025)

Code of Ethics

Western Acquisition Ventures Corp.

SPACs, Investment, & Acquisition Companies

2025

Cycurion, Inc. Corporate Governance Guidelines

Code of Ethics

Western Acquisition Ventures Corp.

SPACs, Investment, & Acquisition Companies

2025

Insider Trading Policy Agreement between First Real Estate Investment Trust of New Jersey, Inc. and Affected Parties

Code of Ethics

FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY

Equity Real Estate Investment Trusts (REITs)

2025

Kulicke and Soffa Industries, Inc. Insider Trading Policy

Code of Ethics

Kulicke and Soffa Industries, Inc.

Semiconductors & Semiconductor Equipment

2024

Neighpart International, Corp. Policy Statement on Transactions with Related Persons

Code of Ethics

NEIGHPART INTERNATIONAL CORP.

2024

SR Bancorp, Inc. Insider Trading Policy

Code of Ethics

SR Bancorp, Inc.

Banks

2024

Premium Nickel Resources Ltd. Code of Business Conduct and Ethics

Code of Ethics

Premium Nickel Resources Ltd.

2024

Cyanotech Corporation Insider Trading Policy (Adopted August 29, 2011, Updated Effective December 1, 2023)

Code of Ethics

CYANOTECH CORP

Personal Products

2024

Thermon Group Holdings, Inc. Insider Trading Policy

Code of Ethics

Thermon Group Holdings, Inc.

Electrical Equipment

2024

Booz Allen Hamilton Insider Trading Policy Agreement

Code of Ethics

Booz Allen Hamilton Holding Corp

IT Services

2024

BM Technologies, Inc. Insider Trading Policy

Code of Ethics

Megalith Financial Acquisition Corp

IT Services

2024

Finnovate Acquisition Corp. Code of Ethics Adopted November 8, 2021

Code of Ethics

Finnovate Acquisition Corp.

SPACs, Investment, & Acquisition Companies

2024

Fennec Pharmaceuticals Inc. Insider Trading Policy and Procedure Statement

Code of Ethics

FENNEC PHARMACEUTICALS INC.

Biotechnology

2024

Altegris Insider Trading Policy and Compliance Manual Section 5.1

Code of Ethics

Altegris Winton Futures Fund, L.P.

2024

Rockwell Medical, Inc. Amended and Restated Insider Trading Policy

Code of Ethics

ROCKWELL MEDICAL, INC.

Health Care Equipment & Supplies

2024

BJ’s Wholesale Club Holdings, Inc. Amended and Restated Insider Trading Compliance Policy

Code of Ethics

BJ's Wholesale Club Holdings, Inc.

Food & Staples Retailing

2024

Standard Premium Finance Holdings, Inc. Guidelines and Procedures Governing Securities Transactions by Company Personnel

Code of Ethics

STANDARD PREMIUM FINANCE HOLDINGS, INC.

Diversified Financial Services

2024

System1, Inc. Insider Trading Compliance Policy and Procedures

Code of Ethics

Trebia Acquisition Corp.

Interactive Media & Services

2024

MarketWise, Inc. Insider Trading Policy Effective August 2, 2023

Code of Ethics

Ascendant Digital Acquisition Corp.

Capital Markets

2024

Stabilis Solutions, Inc. Securities Trading Policy for Company Personnel (June 2020)

Code of Ethics

American Electric Technologies Inc

Oil, Gas & Consumable Fuels

2024

INNOVATE Corp. Insider Trading Policy (November 2, 2023)

Code of Ethics

HC2 HOLDINGS, INC.

Construction & Engineering

2024

MP Materials Corp. Insider Trading Policy

Code of Ethics

Fortress Value Acquisition Corp.

Metals & Mining

2024

Denali Therapeutics Inc. Insider Trading Policy and Guidelines (as amended March 31, 2023)

Code of Ethics

Denali Therapeutics Inc.

Biotechnology

2024

Boyd Gaming Corporation Insider Trading Policy

Code of Ethics

Boyd Gaming

Hotels, Restaurants & Leisure

2024

Dynex Capital, Inc. Insider Trading Policy Statement

Code of Ethics

DYNEX CAPITAL INC

Mortgage REITs, Lenders, & Securities

2024

Itron, Inc. Insider Trading Policy (as of September 23, 2022)

Code of Ethics

Itron, Inc.

Electronic Equipment, Instruments & Components

2024

Third Amended and Restated Audit Committee Charter for Alliance Resource Management GP, LLC

Code of Ethics

ALLIANCE RESOURCE PARTNERS LP

Oil, Gas & Consumable Fuels

2024

BankUnited, Inc. Insider Trading Policy Agreement

Code of Ethics

BankUnited, Inc.

Banks

NY

2024

National HealthCare Corporation Insider Trading Policy

Code of Ethics

NATIONAL HEALTHCARE CORP

Health Care Providers & Services

2024

Corcept Therapeutics Incorporated Insider Trading Policy and Guidelines

Code of Ethics

Corcept Therapeutics Incorporated

Pharmaceuticals

2024

Manhattan Associates Inside Information and Securities Trading Policy (Excerpt)

Code of Ethics

Manhattan Associates Inc.

Software

2024

Kulicke and Soffa Industries, Inc. Insider Trading Policy

Code of Ethics

Kulicke and Soffa Industries, Inc.

Semiconductors & Semiconductor Equipment

2023

Upexi, Inc. Audit Committee Charter Dated February 27, 2021

Code of Ethics

GROVE, INC.

Personal Products

2023

Sphere Entertainment Co. Policy on Overlapping Directors, Officers, and Business Opportunities with MSG Entertainment, MSG Sports, and AMC Networks

Code of Ethics

MSG ENTERTAINMENT SPINCO, INC.

Entertainment

2023