Agency Agreements in the Diversified Financial Services Industry

11 Contracts & Agreements
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NINTH AMENDMENT DATED AS OF SEPTEMBER 7, 2011 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED
Agency Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2013
Placement Agency Agreement, dated August 16, 2024, by and among the Company and Maxim Group LLC
Agency Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
NY
2024
Agency Succession Agreement, dated as of March 13, 2018, by and between Cannae Holdings, LLC and Wells Fargo Bank, N.A
Agency Agreements
Cannae Holdings, Inc.
Diversified Financial Services
NY
2018
LM FUNDING AMERICA, INC. Public Offering of Units Maximum: 2,000,000 Units Minimum: 1,200,000 Units SALES AGENCY AGREEMENT
Agency Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
DE
2015
LM FUNDING AMERICA, INC. Public Offering of Units Maximum: 2,000,000 Units Minimum: 1,200,000 Units SALES AGENCY AGREEMENT
Agency Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
FL
2015
LM FUNDING AMERICA, INC. Public Offering of Units Maximum: Units Minimum: Units SALES AGENCY AGREEMENT
Agency Agreements
LM FUNDING AMERICA, INC.
Diversified Financial Services
FL
2015
A-MARK PRECIOUS METALS, INC. TENTH AMENDMENT DATED AS OF DECEMBER 10, 2012 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED
Agency Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2013
A-MARK PRECIOUS METALS, INC. SEVENTH AMENDMENT DATED AS OF DECEMBER 15, 2010 TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999), AS AMENDED
Agency Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2013
AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999)
Agency Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
NY
2013
AMENDMENT TO AMENDED AND RESTATED COLLATERAL AGENCY AGREEMENT (1999)
Agency Agreements
A-Mark Precious Metals, Inc.
Diversified Financial Services
2013
PLACEMENT AGENCY AGREEMENT November 15, 2007
Agency Agreements
SWK Holdings Corp
Diversified Financial Services
CA
2007