Agency Agreements in the Capital Markets Industry

20 Contracts & Agreements
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SECOND AMENDED AND RESTATED AGENCY AGREEMENT ORION FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST
Agency Agreements
CERES ORION L.P.
Capital Markets
NY
2009
Placement Agency Agreement by and between the Company and the Placement Agent dated May 23, 2023
Agency Agreements
ValueSetters Inc.
Capital Markets
NY
2023
Transfer Agency and Service Agreement, dated October 3, 2022, between Hercules Capital, Inc. and Computershare Trust Company, N.A. and Computershare Inc
Agency Agreements
Hercules Capital, Inc.
Capital Markets
NY
2022
Agency Agreement between the Company and DST Systems, Inc., dated October 5, 2020
Agency Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2021
Transfer Agency and Service Agreement Among Each of the BlackRock Business Development Companies and Computershare Trust Company, N.A. and Computershare Inc
Agency Agreements
BlackRock Capital Investment Corp
Capital Markets
MA
2021
Agency Agreement, dated November 25, 2019, between the Company, Wells Fargo Bank, National Association, as trustee, Elavon Financial Services Limited, UK Branch as paying agent...
Agency Agreements
Moody's Corp
Capital Markets
NY
2019
Placement Agency Agreement dated May 31, 2018
Agency Agreements
Greenpro Capital Corp.
Capital Markets
NY
2018
Form of Placement Agency Agreement
Agency Agreements
Greenpro Capital Corp.
Capital Markets
NY
2017
Transfer Agency Agreement by and among the Registrant, the General Partner and UMBFS
Agency Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
WI
2017
CERES MANANGED FUTURES LLC UMB FUND SERVICES, INC. TRANSFER AGENCY AGREEMENT
Agency Agreements
CERES ORION L.P.
Capital Markets
WI
2017
AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT
Agency Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
SECOND AMENDED AND RESTATED AGENCY AGREEMENT BRISTOL ENERGY FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST July 29, 2010
Agency Agreements
Ceres Tactical Commodity L.P.
Capital Markets
NY
2010
AMENDED AND RESTATED AGENCY AGREEMENT TACTICAL DIVERSIFIED FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST July 29, 2010
Agency Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2010
AGENCY AGREEMENT TACTICAL DIVERSIFIED FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST
Agency Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2009
ISSUING AND PAYING AGENCY AGREEMENT
Agency Agreements
CME Group Inc.
Capital Markets
NY
2007
ISSUING AND PAYING AGENCY AGREEMENT
Agency Agreements
Moody's Corp
Capital Markets
NY
2007
Transfer Agency Agreement
Agency Agreements
U S GLOBAL INVESTORS INC
Capital Markets
TX
2007
ISSUING AND PAYING AGENCY AGREEMENT
Agency Agreements
CME Group Inc.
Capital Markets
NY
2007
PLEDGEAND COLLATERAL AGENCY AGREEMENT made by INTERACTIVEBROKERS GROUP LLC andcertain of its Subsidiaries in favorof JPMORGANCHASE BANK, N.A., as Collateral Agent Dated asof May...
Agency Agreements
Interactive Brokers
Capital Markets
NY
2006
TRANSFER AGENCY AND SERVICE AGREEMENT between T. ROWE PRICE SERVICES, INC. and THE T. ROWE PRICE FUNDS
Agency Agreements
T. Rowe Price Group
Capital Markets
MA
2005