Agency Agreements in the Capital Markets Industry
20 Contracts & Agreements
- BlackRock Capital Investment Corp (1 contract)
- Blackstone Private Credit Fund (1)
- CERES ORION L.P. (2)
- Ceres Tactical Commodity L.P. (1)
- CERES TACTICAL SYSTEMATIC L.P. (3)
- CME Group Inc. (2)
- Greenpro Capital Corp. (2)
- Hercules Capital, Inc. (1)
- Interactive Brokers (1)
- Moody's Corp (2)
- NATIONAL HOLDINGS CORP (1)
- State Street Corp. (0)
- T. Rowe Price Group (1)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (1)
- Placement Agency Agreement by and between the Company and the Placement Agent dated May 23, 2023 (ValueSetters Inc., Filed With SEC on May 25, 2023)
- Transfer Agency and Service Agreement, dated October 3, 2022, between Hercules Capital, Inc. and Computershare Trust Company, N.A. and Computershare Inc (Hercules Capital, Inc., Filed With SEC on November 2, 2022)
- Agency Agreement between the Company and DST Systems, Inc., dated October 5, 2020 (Blackstone Private Credit Fund, Filed With SEC on March 5, 2021)
- Transfer Agency and Service Agreement Among Each of the BlackRock Business Development Companies and Computershare Trust Company, N.A. and Computershare Inc (BlackRock Capital Investment Corp, Filed With SEC on March 3, 2021)
- Agency Agreement, dated November 25, 2019, between the Company, Wells Fargo Bank, National Association, as trustee, Elavon Financial Services Limited, UK Branch as paying agent... (Moody's Corp, Filed With SEC on November 25, 2019)
- Placement Agency Agreement dated May 31, 2018 (Greenpro Capital Corp., Filed With SEC on June 6, 2018)
- Form of Placement Agency Agreement (Greenpro Capital Corp., Filed With SEC on October 4, 2017)
- Transfer Agency Agreement by and among the Registrant, the General Partner and UMBFS (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on September 11, 2017)
- CERES MANANGED FUTURES LLC UMB FUND SERVICES, INC. TRANSFER AGENCY AGREEMENT (CERES ORION L.P., Filed With SEC on August 23, 2017)
- AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENT (NATIONAL HOLDINGS CORP, Filed With SEC on January 6, 2012)
- SECOND AMENDED AND RESTATED AGENCY AGREEMENT BRISTOL ENERGY FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST July 29, 2010 (Ceres Tactical Commodity L.P., Filed With SEC on August 3, 2010)
- AMENDED AND RESTATED AGENCY AGREEMENT TACTICAL DIVERSIFIED FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST July 29, 2010 (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on August 3, 2010)
- SECOND AMENDED AND RESTATED AGENCY AGREEMENT ORION FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST (CERES ORION L.P., Filed With SEC on November 16, 2009)
- AGENCY AGREEMENT TACTICAL DIVERSIFIED FUTURES FUND L.P. (A NEW YORK LIMITED PARTNERSHIP) UNITS OF LIMITED PARTNERSHIP INTEREST (CERES TACTICAL SYSTEMATIC L.P., Filed With SEC on November 16, 2009)
- ISSUING AND PAYING AGENCY AGREEMENT (CME Group Inc., Filed With SEC on November 8, 2007)
- ISSUING AND PAYING AGENCY AGREEMENT (Moody's Corp, Filed With SEC on November 2, 2007)
- Transfer Agency Agreement (U S GLOBAL INVESTORS INC, Filed With SEC on September 12, 2007)
- ISSUING AND PAYING AGENCY AGREEMENT (CME Group Inc., Filed With SEC on August 20, 2007)
- PLEDGEAND COLLATERAL AGENCY AGREEMENT made by INTERACTIVEBROKERS GROUP LLC andcertain of its Subsidiaries in favorof JPMORGANCHASE BANK, N.A., as Collateral Agent Dated asof May... (Interactive Brokers, Filed With SEC on November 27, 2006)
- TRANSFER AGENCY AND SERVICE AGREEMENT between T. ROWE PRICE SERVICES, INC. and THE T. ROWE PRICE FUNDS (T. Rowe Price Group, Filed With SEC on April 26, 2005)
