Agency Agreements in the Capital Markets Industry

16 Contracts & Agreements
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Company
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Filed
Agency Agreement between Blackstone Private Credit Fund and DST Systems, Inc.
Agency Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2021
Agency Agreement for €750,000,000 0.950% Senior Notes Due 2030 – Moody’s Corporation and Agents
Agency Agreements
Moody's Corp
Capital Markets
NY
2019
Agency Agreement for €500,000,000 1.75% Senior Notes Due 2027 – Moody’s Corporation, Elavon Financial Services, and Wells Fargo Bank
Agency Agreements
Moody's Corp
Capital Markets
NY
2015
Amendment No. 1 to Placement Agency Agreement among TG Therapeutics, Manhattan Pharmaceuticals, OPN Capital Markets, and National Securities Corporation
Agency Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2012
Placement Agent Agreement between Citigroup Abingdon Futures Fund L.P., Citigroup Managed Futures LLC, Citigroup Global Markets Inc., and Credit Suisse Securities (USA) LLC
Agency Agreements
CERES ABINGDON L.P.
Capital Markets
NY
2011
Second Amended and Restated Agency Agreement among Bristol Energy Fund L.P., Citigroup Global Markets Inc., and Morgan Stanley Smith Barney LLC
Agency Agreements
Ceres Tactical Commodity L.P.
Capital Markets
NY
2010
Amended and Restated Agency Agreement among Tactical Diversified Futures Fund L.P., Citigroup Global Markets Inc., Morgan Stanley Smith Barney LLC, and Ceres Managed Futures LLC...
Agency Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2010
Foreign Exchange Prime Brokerage Agency Agreement between The Royal Bank of Scotland plc and Gain Capital Group, LLC (July 12, 2006)
Agency Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2009
Second Amended and Restated Agency Agreement among Orion Futures Fund L.P., Citigroup Global Markets Inc., and Morgan Stanley Smith Barney LLC
Agency Agreements
CERES ORION L.P.
Capital Markets
NY
2009
Agency Agreement for Sale of Limited Partnership Units – Tactical Diversified Futures Fund L.P. and Citigroup Global Markets Inc. & Morgan Stanley Smith Barney LLC
Agency Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2009
Issuing and Paying Agency Agreement between CME Group Inc. and JPMorgan Chase Bank, N.A.
Agency Agreements
CME Group Inc.
Capital Markets
NY
2007
Issuing and Paying Agency Agreement between Moody’s Corporation and JPMorgan Chase Bank, N.A. (September 28, 2007)
Agency Agreements
Moody's Corp
Capital Markets
NY
2007
Amended and Restated Issuing and Paying Agency Agreement between AllianceBernstein L.P. and Deutsche Bank National Trust Company (Commercial Paper Program)
Agency Agreements
ALLIANCEBERNSTEIN HOLDING L.P.
Capital Markets
NY
2006
Agency Agreement between InterUnion Financial Corporation (BMB Munai, Inc.) and Credifinance Securities Limited
Agency Agreements
Freedom Holding Corp.
Capital Markets
DE
2003
Agency Agreement between InterUnion Financial Corporation (BMB Munai, Inc.) and Credifinance Securities Limited
Agency Agreements
Freedom Holding Corp.
Capital Markets
DE
2003
General Agent Agreement between Nationwide Life Insurance Companies and Waddell & Reed, Inc.
Agency Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2001