WisdomTree Investments, Inc. Business Finance Contracts & Agreements

33 Contracts & Agreements
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WisdomTree, Inc. 3.25% Convertible Senior Notes Due 2029 (Form of Note)
Note Agreements
WisdomTree Investments, Inc.
Capital Markets
2024
Amendment No. 5 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2024
Amendment No. 3 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2024
Restricted Stock Agreement under the WisdomTree Investments, Inc. 2022 Equity Plan for US Executive Officers
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2024
Sale, Purchase and Assignment Deed Relating to Gold Receivables among WisdomTree, ETFS Capital, World Gold Council, and Others (May 10, 2023)
Assignment Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Amendment No. 2 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
Investor Rights Agreement between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited dated May 10, 2023
Investor Rights Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Amendment No. 1 to Stockholder Rights Agreement between WisdomTree, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
WisdomTree, Inc. Performance-Based Restricted Stock Unit Award Agreement for UK Executive Officers (2023)
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2023
Performance-Based Restricted Stock Unit Award Agreement between WisdomTree, Inc. and Employee under 2022 Equity Plan
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
WisdomTree, Inc. 5.75% Convertible Senior Notes Due 2028 (Form of Note)
Note Agreements
WisdomTree Investments, Inc.
Capital Markets
2023
Restricted Stock Unit Award Agreement (Deferred) for Non-Employee Directors under the WisdomTree Investments, Inc. 2022 Equity Plan
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
2022
Restricted Stock Agreement for Non-Employee Directors under WisdomTree Investments, Inc. 2022 Equity Plan
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2022
Amendment No. 1 to Stockholder Rights Agreement between WisdomTree Investments, Inc. and Continental Stock Transfer & Trust Company
Shareholders Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2022
WisdomTree Investments, Inc. 3.25% Convertible Senior Notes Due 2026 (Form of Note)
Note Agreements
WisdomTree Investments, Inc.
Capital Markets
2021
Restricted Stock Agreement under the WisdomTree Investments, Inc. 2016 Equity Plan (US Executive Officers)
Equity Distribution Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2019
Investor Rights Agreement between WisdomTree Investments, Inc., ETF Securities Limited, and Existing Holders (April 11, 2018)
Investor Rights Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2018
Amendment to Relocation Agreement and Restricted Stock Agreements between WisdomTree Asset Management, Inc. and David J. Abner
Modification Agreements
WisdomTree Investments, Inc.
Capital Markets
2018
Underwriting Agreement among WisdomTree Investments, Inc., Selling Stockholders, and Underwriters (Merrill Lynch, Barclays, Citigroup)
Underwriting Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2012
Underwriting Agreement for Sale of Common Stock by WisdomTree Investments, Inc. and Selling Stockholders to Underwriters (Merrill Lynch, Morgan Stanley, et al.)
Underwriting Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2012
Escrow Agreement among The Kiplinger Washington Editors, Inc., Individual Investor Group, Inc., and First Union National Bank (July 11, 2001)
Escrow Agreements
WisdomTree Investments, Inc.
Capital Markets
2001
Escrow Agreement among The Kiplinger Washington Editors, Inc., Individual Investor Group, Inc., and Riggs Bank N.A.
Escrow Agreements
WisdomTree Investments, Inc.
Capital Markets
2001
Indenture Agreement for 3.25% Convertible Senior Notes due 2029 between WisdomTree, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2024
Stock Repurchase Agreement between WisdomTree, Inc. and ETFS Capital Limited dated August 5, 2024
Repurchase Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2024
Stock Repurchase Agreement between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited dated November 20, 2023
Repurchase Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Restricted Stock Agreement under the WisdomTree Investments, Inc. 2022 Equity Plan (WTAM Executive Officers)
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Indenture Agreement for 5.75% Convertible Senior Notes due 2028 between WisdomTree, Inc. and U.S. Bank Trust Company, N.A.
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2023
Indenture for 3.25% Convertible Senior Notes due 2026 between WisdomTree Investments, Inc. and U.S. Bank National Association
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2021
Indenture for 4.25% Convertible Senior Notes due 2023 between WisdomTree Investments, Inc. and U.S. Bank National Association
Indenture Agreements
WisdomTree Investments, Inc.
Capital Markets
DE
2020
Share Sale Agreement between ETF Securities Limited and WisdomTree International Holdings Ltd. Relating to Electra Target Holdco Limited
Purchase Agreements
WisdomTree Investments, Inc.
Capital Markets
2018
Restricted Stock Agreement for Non-Employee Directors under WisdomTree Investments, Inc. 2016 Equity Plan
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2017
Restricted Stock Agreement under the WisdomTree Investments, Inc. 2016 Equity Plan for US Executive Officers
Stock Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2017
Asset Purchase Agreement between Individual Investor Group, Inc. and The Kiplinger Washington Editors, Inc.
Purchase Agreements
WisdomTree Investments, Inc.
Capital Markets
2001