Waddell & Reed Financial, Inc. Business Finance Contracts & Agreements
57 Contracts & Agreements
- Credit Agreements (2 contracts)
- Indenture Agreements (1)
- Investment Agreements (6)
- Participation Agreements (1)
- Registration Rights Agreements (1)
- Release Agreements (2)
- Servicing Agreements (3)
- Shareholders Agreements (1)
- Stock Agreements (38)
- Underwriting Agreements (2)
- Credit Agreement, dated October 20, 2020, by and among Waddell & Reed Financial, Inc., the lenders party thereto, Bank of America, N.A., as Administrative Agent for the lenders... (Filed With SEC on October 21, 2020)
- Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 21, 2020)
- Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on February 22, 2019)
- Form of Restricted Stock Unit Award Agreement for awards pursuant to the Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Filed With SEC on November 2, 2018)
- Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc., as filed on February 16, 2018 with the Secretary of the State of... (Filed With SEC on February 23, 2018)
- Certificate of Elimination of Series B Junior Participating Preferred Stock of Waddell & Reed Financial, Inc (Filed With SEC on February 20, 2018)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 24, 2017)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 24, 2017)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 26, 2016)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 26, 2016)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 26, 2016)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 26, 2016)
- RELEASE OF ALL CLAIMS (Filed With SEC on June 19, 2014)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 2, 2012)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on November 2, 2012)
- WADDELL & REED FINANCIAL, INC. 1998 NON-EMPLOYEE DIRECTOR STOCK AWARD PLAN As Amended and Restated (Filed With SEC on November 2, 2012)
- WADDELL & REED FINANCIAL, INC. 1998 EXECUTIVE STOCK AWARD PLAN As Amended and Restated (Filed With SEC on November 2, 2012)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 29, 2012)
- UNDERWRITING AGREEMENT (Filed With SEC on February 26, 2010)
- SHAREHOLDER SERVICINGAGREEMENT (Filed With SEC on February 26, 2010)
- SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on February 26, 2010)
- SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on February 26, 2010)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 26, 2010)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on April 29, 2009)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on April 29, 2009)
- WADDELL & REED FINANCIAL, INC. AND COMPUTERSHARE TRUST COMPANY, N.A., as Rights Agent RIGHTS AGREEMENT dated as of April 8, 2009 (Filed With SEC on April 10, 2009)
- CERTIFICATE OF DESIGNATION,PREFERENCES AND RIGHTS OF SERIES B JUNIOR PARTICIPATING PREFERRED STOCK of WADDELL & REEDFINANCIAL, INC. Pursuant to Section 151 of the... (Filed With SEC on April 10, 2009)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 27, 2009)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 27, 2009)
- FIRSTAMENDMENT TO THE WADDELL & REED FINANCIAL, INC. NON-QUALIFIED STOCK OPTION GRANT AGREEMENT (Filed With SEC on February 29, 2008)
- AMENDMENTTO PRINCIPAL UNDERWRITING AGREEMENT (Filed With SEC on February 29, 2008)
- SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on February 29, 2008)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 29, 2008)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 29, 2008)
- INVESTMENTMANAGEMENT AGREEMENT (Filed With SEC on February 29, 2008)
- Target Funds Participation Agreement (Excludes Products Sold Through W&R DistributionSystem) (Filed With SEC on February 29, 2008)
- WADDELL & REEDFINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)
- WADDELL & REED FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on October 23, 2007)
