SWK Holdings Corp Business Finance Contracts & Agreements

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Purchase and Sale Agreement between SWK Holdings Corporation, SWK Funding LLC, Soleus Credit GP I, LLC, and SCOF SPV I, LP dated March 19, 2025
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2025
Third Amendment to Credit Agreement among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2025
Second Amendment to Credit Agreement among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2025
Fourth Amendment to Credit Agreement and Waiver among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Second Amendment to Credit Agreement among SWK Holdings Corporation, SWK Funding LLC, and First Horizon Bank
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2024
Exclusive Option and Asset Purchase Agreement between Enteris Biopharma, SWK Holdings, and AptarGroup
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
2024
First Amendment to Credit Agreement among SWK Holdings Corporation, SWK Funding LLC, First Horizon Bank, and Lenders
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
First Supplemental Indenture to 9.00% Senior Notes Due 2027 between SWK Holdings Corporation and Wilmington Trust, N.A.
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Indenture Agreement between SWK Holdings Corporation and Wilmington Trust, National Association (October 3, 2023)
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
SWK Holdings Corporation 9.00% Senior Notes Due 2027 Underwriting Agreement with B. Riley Securities, Inc.
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
First Supplemental Indenture to Indenture for SWK Holdings Corporation [__]% Senior Notes due 2027 with Wilmington Trust, N.A. as Trustee
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
SWK Holdings Corporation Senior Notes Due 2027 Underwriting Agreement with B. Riley Securities, Inc.
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
First Supplemental Indenture to Indenture for Senior Notes due 2028 between SWK Holdings Corporation and Wilmington Trust, N.A.
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Indenture Agreement between SWK Holdings Corporation and Wilmington Trust, National Association (2023)
Indenture Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
SWK Holdings Corporation Senior Notes Due 2028 Underwriting Agreement with B. Riley Securities, Inc.
Underwriting Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2023
Credit Agreement among SWK Holdings Corporation, SWK Funding LLC, Lenders, and First Horizon Bank (June 28, 2023)
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
First Amendment to Loan and Security Agreement among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank, N.A., and Lenders
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2023
Amendment No. 2 to Stockholders Agreement by and among SWK Holdings Corporation, Double Black Diamond Offshore Ltd., and Black Diamond Offshore Ltd.
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2023
Description of Capital Stock and Stockholders’ Agreement with Carlson Capital
Stock Agreements
SWK Holdings Corp
Diversified Financial Services
2023
Fifth Amendment to Loan and Security Agreement and Waiver among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank, and Lenders
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2022
Fourth Amendment to Loan and Security Agreement among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank (as Agent), and Lenders
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2022
Amendment No. 1 to Stockholders’ Agreement by and among SWK Holdings Corporation, Double Black Diamond Offshore Ltd., and Black Diamond Offshore Ltd.
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2022
Amendment No. 3 to Rights Agreement between SWK Holdings Corporation and Computershare Trust Company, N.A.
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2022
Third Amendment to Loan and Security Agreement among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank, N.A., and Lenders
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2021
Second Amendment to Loan and Security Agreement among SWK Holdings Corporation, SWK Funding LLC, Cadence Bank, N.A., and Lenders
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
GA
2021
Description of Capital Stock and Rights Agreement of [Company Name] under Section 12 of the Exchange Act
Equity Distribution Agreements
SWK Holdings Corp
Diversified Financial Services
2021
Amendment No. 2 to Rights Agreement between SWK Holdings Corporation and Computershare Trust Company, N.A.
Modification Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2021
Description of Capital Stock and Rights Agreement of [Company Name] under Section 12 of the Exchange Act
Equity Distribution Agreements
SWK Holdings Corp
Diversified Financial Services
2020
Loan and Security Agreement among SWK Holdings Corporation, SWK Funding LLC, Certain Lenders, and State Bank and Trust Company (June 29, 2018)
Loan Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2018
Purchase and Sale Agreement between Opiant Pharmaceuticals, Inc. and SWK Funding LLC (December 13, 2016)
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2018
Securities Transfer Agreement between SWK Funding, LLC, SWK Holdings Corporation, and Sindex SSI Lending, LLC (June 24, 2016)
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2016
Purchase and Sale Agreement for Distressed Loans between SWK Funding, LLC and Sindex SSI Lending, LLC
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
2016
Credit Agreement among SBT Holdings, Inc., SWK Funding LLC, and Lenders dated May 20, 2016
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2016
SWK Holdings Corporation Non-Transferable Subscription Rights Certificate (2014)
Subscription Agreements
SWK Holdings Corp
Diversified Financial Services
2014
Standby Purchase Agreement between SWK Holdings Corporation and Double Black Diamond, L.P.
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Securities Purchase Agreement between Carlson Capital, L.P. and SWK Holdings Corporation (August 18, 2014)
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Credit Agreement among Response Genetics, Inc., SWK Funding LLC, and Lenders (July 30, 2014)
Credit Agreements
SWK Holdings Corp
Diversified Financial Services
NY
2014
Stockholders’ Agreement among Double Black Diamond Offshore Ltd., Black Diamond Offshore Ltd., and SWK Holdings Corporation (August 18, 2014)
Shareholders Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Securities Purchase Agreement between Carlson Capital, L.P. and SWK Holdings Corporation dated August 18, 2014
Purchase Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014
Amendment No. 1 to Second Amended and Restated Rights Agreement between SWK Holdings Corporation and Computershare Trust Company, N.A.
Registration Rights Agreements
SWK Holdings Corp
Diversified Financial Services
DE
2014