SWK Holdings Corp Business Finance Contracts & Agreements
63 Contracts & Agreements
- Credit Agreements (4 contracts)
- Escrow Agreements (1)
- Financing Agreements (5)
- Funding Agreements (2)
- Indenture Agreements (5)
- Loan Agreements (14)
- Purchase Agreements (8)
- Registration Rights Agreements (4)
- Stock Agreements (4)
- Subscription Agreements (1)
- Trust Agreements (2)
- Underwriting Agreements (3)
- Warrant Agreements (10)
- SECONDAMENDMENT TO CREDIT AGREEMENT (Filed With SEC on March 20, 2024)
- Exclusive Option and Asset Purchase Agreement, by and between Enteris Biopharma, Inc., SWK Holdings Corporation and AptarGroup, Inc., dated March 13, 2024 (Filed With SEC on March 19, 2024)
- First Amendment to Credit Agreement, dated October 10, 2023, by and among the Company, SWK Funding LLC, the financial institutions party thereto and First Horizon Bank as a Lender... (Filed With SEC on October 13, 2023)
- First Supplemental Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee (Filed With SEC on October 3, 2023)
- Indenture dated as of October 3, 2023, between SWK Holdings Corporation and Wilmington Trust, National Association, as trustee (Filed With SEC on October 3, 2023)
- Underwriting Agreement, dated September 28, 2023, between SWK Holdings Corporation and B. Riley Securities, Inc., as representative of the several underwriters named therein (Filed With SEC on October 3, 2023)
- Form of First Supplemental Indenture (Filed With SEC on September 28, 2023)
- Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (Filed With SEC on September 28, 2023)
- Form of First Supplemental Indenture (Filed With SEC on September 26, 2023)
- Form of Indenture (Filed With SEC on September 26, 2023)
- Form of Underwriting Agreement, by and between SWK Holdings Corporation and B. Riley Securities, Inc., as Representative of the several underwriters (Filed With SEC on September 26, 2023)
- Credit Agreement dated June 28, 2023 by and among the Company, SWK Funding LLC, the Lenders party thereto and First Horizon Bank as a Lender and Agent (Filed With SEC on June 30, 2023)
- First Amendment to Loan and Security Agreement dated August 26, 2019 by and among SWK Holdings Corporation and Cadence Bank, N.A (Filed With SEC on March 31, 2023)
- Fourth Amendment to Loan and Security Agreement, dated September 26, 2022, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on September 28, 2022)
- Amendment No. 3 to the Rights Agreement, dated as of March 31, 2022, by and between SWK Holdings Corporation and Computershare Trust Company, N.A (Filed With SEC on April 1, 2022)
- Third Amendment to Loan and Security Agreement, dated September 27, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on October 1, 2021)
- Second Amendment to Loan and Security Agreement, dated June 29, 2021, by and among SWK Holdings Corporation, SWK Funding LLC and Cadence Bank, N.A (Filed With SEC on June 29, 2021)
- Amendment No. 2 to Rights Agreement, effective as of February 23, 2021 by and between SWK Holdings Corporation and Computershare Trust Company, N.A (Filed With SEC on February 24, 2021)
- Loan and Security Agreement between SWK Holdings Corporation and SWK Funding LLC as Borrowers, Certain Financial Institutions as Lenders, and State Bank and Trust Company as... (Filed With SEC on July 2, 2018)
- Royalty Agreement dated December 13, 2016, among SWK Funding LLC and Opiant Pharmaceuticals, Inc (Filed With SEC on March 29, 2018)
- PURCHASE AND SALE AGREEMENT FOR DISTRESSEDTRADES ______________ TRANSACTION SPECIFIC TERMS (Filed With SEC on July 1, 2016)
- CREDIT AGREEMENT among SBTHOLDINGS, INC., as Borrower, SWK FUNDING LLC, as Agent, Sole Lead Arranger and Sole Bookrunner, and the financial institutions party heretofrom time to... (Filed With SEC on May 26, 2016)
- Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______][__], 2014 (THE... (Filed With SEC on September 5, 2014)
- STANDBY PURCHASE AGREEMENT (Filed With SEC on September 5, 2014)
- SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014 (Filed With SEC on August 21, 2014)
- SECURITIES PURCHASE AGREEMENT between CARLSON CAPITAL, L.P., as the Investor and SWK HOLDINGS CORPORATION, as the Company Dated as of August 18, 2014 (Filed With SEC on August 19, 2014)
- SUBSCRIPTION AGENT AGREEMENT (Filed With SEC on April 23, 2014)
- RoyaltyPurchase Agreement Byand Among InSite Vision Incorporated and SWK Funding LLC and BessRoyalty, L.P. Datedas of April 2, 2013 (Filed With SEC on April 1, 2014)
- Incorporated under the laws of the Stateof Delaware THE TERMS AND CONDITIONS OF THE RIGHTS OFFERINGARE SET FORTH IN THE COMPANY’S PROSPECTUS DATED [_______] [__] 2014 (THE... (Filed With SEC on February 13, 2014)
- FORM OF STANDBY PURCHASE AGREEMENT (Filed With SEC on February 13, 2014)
- PURCHASE AGREEMENT (Filed With SEC on May 15, 2012)
- Form of Restricted Stock Agreement (Filed With SEC on November 9, 2010)
- Escrow Agreement, dated December 23, 2009, between Kana Software Inc., Kay Technology Corp., Inc. and US Bank National Association (Filed With SEC on March 31, 2010)
- AMENDMENT TO STOCK PURCHASE WARRANTS (Filed With SEC on October 27, 2009)
- ASSET PURCHASE AGREEMENT (Filed With SEC on October 27, 2009)
- LOAN AGREEMENT Dated as of July 30, 2009 (Filed With SEC on August 14, 2009)
- LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on August 14, 2009)
- LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 28, 2009)
- LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 15, 2009)
- SECOND AMENDED AND RESTATED LOAN AND SECURITY MODIFICATION AGREEMENT (Filed With SEC on May 15, 2009)
