GWG Holdings, Inc. Underwriting Agreements

6 Contracts & Agreements
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Soliciting Dealer Agreement between GWG Holdings, Inc. and Emerson Equity, LLC for L Bonds Offering
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2020
Dealer Manager Agreement between GWG Holdings, Inc. and Emerson Equity, LLC (May 5, 2020)
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2020
Dealer Manager Agreement between GWG Holdings, Inc. and Emerson Equity, LLC for Series 2 Redeemable Preferred Stock Offering
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
2017
Managing Broker-Dealer Agreement between GWG Holdings, Inc. and Emerson Equity LLC (August 31, 2015)
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
DE
2015
GWG Holdings, Inc. Underwriting Agreement with Newport Coast Securities, Inc. for 1,250,000 Shares of Common Stock
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
NY
2014
GWG Holdings, Inc. Underwriting Agreement with Newport Coast Securities, Inc. for 1,250,000 Shares of Common Stock
Underwriting Agreements
GWG Holdings, Inc.
Diversified Financial Services
NY
2014