Stock Agreements in the Capital Markets Industry
1,063 Contracts & Agreements
- AFFILIATED MANAGERS GROUP, INC. (10 contracts)
- ALLIANCEBERNSTEIN HOLDING L.P. (4)
- ALTIMAR ACQUISITION CORP. (3)
- Ameriprise Financial (14)
- Apollo Global Management LLC (3)
- APOLLO INVESTMENT CORP (1)
- Ares Management Corp (5)
- Artisan Partners Asset Management Inc. (4)
- Ascendant Digital Acquisition Corp. (6)
- Ashford Inc. (2)
- AssetMark Financial Holdings, Inc. (3)
- B. Riley Financial, Inc. (4)
- Bain Capital Specialty Finance, Inc. (1)
- Barings BDC, Inc. (4)
- BC Partners Lending Corp (1)
- BGC Partners, Inc. (16)
- BlackRock (6)
- BlackRock Capital Investment Corp (1)
- BlackRock TCP Capital Corp. (1)
- Blackstone / GSO Secured Lending Fund (2)
- Blackstone Group L.P. (3)
- Blackstone Private Credit Fund (4)
- Blackstone Private Equity Strategies Fund L.P. (1)
- Blucora, Inc. (12)
- Bridge Investment Group Holdings Inc. (1)
- BrightSphere Investment Group Inc. (5)
- Capital Financial Holdings, Inc (3)
- CAPITAL SOUTHWEST CORP (16)
- Capitala Finance Corp. (1)
- Carlyle Group L.P. (7)
- Cboe Global Markets (24)
- Charles Schwab Corporation (9)
- CION Investment Corp (2)
- CM Finance Inc (3)
- CME Group Inc. (15)
- Cohen & Co Inc. (14)
- COHEN & STEERS INC (3)
- Coinbase Global, Inc. (3)
- CONCIERGE TECHNOLOGIES INC (3)
- ContextLogic Inc. (5)
- COWEN INC. (6)
- Crescent Capital BDC, Inc. (5)
- Donnelley Financial Solutions, Inc. (3)
- E*Trade (12)
- Eaton Vance Corp (8)
- ENDI Corp. (1)
- ENTERPRISE DIVERSIFIED, INC. (6)
- Evercore (14)
- FactSet Research Systems Inc (4)
- Federated Investors (6)
- FIDUS INVESTMENT Corp (2)
- FinTech Acquisition Corp. IV (4)
- Focus Financial Partners Inc. (2)
- Franklin Resources (8)
- Freedom Holding Corp. (15)
- FS KKR Capital Corp (3)
- GAIN Capital Holdings, Inc. (4)
- GAMCO INVESTORS, INC. ET AL (1)
- GCM Grosvenor Inc. (1)
- GLADSTONE CAPITAL CORP (3)
- GLADSTONE INVESTMENT CORPORATION (2)
- GlassBridge Enterprises, Inc. (19)
- Goldman Sachs (43)
- Goldman Sachs Middle Market Lending Corp. II (1)
- GOLUB CAPITAL BDC, Inc. (3)
- Great Elm Capital Corp. (3)
- Great Elm Capital Group, Inc. (17)
- Greenhill & Co., Inc. (2)
- Greenpro Capital Corp. (3)
- GSV Capital Corp. (1)
- Hamilton Lane INC (3)
- HENNESSY ADVISORS INC (4)
- Hercules Capital, Inc. (4)
- Heritage Global Inc. (15)
- Horizon Technology Finance Corp (1)
- HOULIHAN LOKEY, INC. (1)
- Interactive Brokers (10)
- Intercontinental Exchange (2)
- INTL FCStone Inc. (5)
- Invesco Ltd. (14)
- Investment Technology Group, Inc. (53)
- Janus Henderson Group plc (2)
- KCAP Financial, Inc. (7)
- KKR & Co. Inc. (3)
- Kyto Technology & Life Science, Inc. (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (20)
- Lazard Ltd (16)
- Legg Mason Inc (6)
- LPL Financial Holdings Inc. (6)
- Manning & Napier, Inc. (9)
- MarketAxess Holdings Inc (8)
- MONROE CAPITAL Corp (6)
- Moody's Corp (4)
- Morgan Stanley (23)
- Morgan Stanley Direct Lending Fund (1)
- Morningstar, Inc. (10)
- MSCI Inc (19)
- Nasdaq, Inc. (40)
- NATIONAL HOLDINGS CORP (5)
- New Mountain Finance Corp (2)
- NewHold Investment Corp. II (5)
- Newtek Business Services Corp. (5)
- Northern Trust Corp. (82)
- Oaktree Specialty Lending Corp (4)
- Oaktree Strategic Income Corp (2)
- Och-Ziff Capital Management Group LLC (3)
- OFS Capital Corp (1)
- Owl Rock Capital Corp (6)
- Oxford Square Capital Corp. (1)
- P10, Inc. (3)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (1)
- Piper Jaffray Companies (23)
- PRINCETON CAPITAL CORP (2)
- PROSPECT CAPITAL CORP (4)
- Pzena Investment Management, Inc. (2)
- RAND CAPITAL CORP (2)
- Raymond James Financial Inc. (17)
- Robinhood Markets, Inc. (5)
- Runway Growth Credit Fund Inc. (1)
- S&P Global, Inc. (15)
- SAFEGUARD SCIENTIFICS INC (18)
- SEI Investments Corp (4)
- Solar Capital Ltd. (1)
- Solar Senior Capital Ltd. (2)
- State Street Corp. (9)
- T. Rowe Price Group (4)
- TCG BDC, INC. (5)
- TD AMERITRADE HOLDING CORP (19)
- The Bank of New York Mellon Corp. (6)
- TPG Specialty Lending, Inc. (5)
- Tradeweb Markets Inc. (3)
- Trinity Capital Inc. (3)
- U S GLOBAL INVESTORS INC (2)
- ValueSetters Inc. (5)
- Victory Capital Holdings, Inc. (1)
- Virtu Financial, Inc. (3)
- Virtus Investment Partners, Inc. (5)
- VPC Impact Acquisition Holdings (2)
- Waddell & Reed Financial, Inc. (31)
- WisdomTree Investments, Inc. (7)
- Wright Investors Service Holdings, Inc. (4)
Recent Contracts
Category
Company
Industry
Jur.
Filed
Stock Agreements
Capital Markets
2025
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Stock Agreements
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Cboe Global Markets, Inc. Restricted Stock Unit Award Agreement for Employees (3-Year Cliff Vesting)
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