Stifel Financial Corp Business Finance Contracts & Agreements

47 Contracts & Agreements
Browse by Subcategory
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2025
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2024
Credit Agreement among Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., and Bank of America, N.A. (September 27, 2023)
Credit Agreements
Stifel Financial Corp
Capital Markets
MO
2023
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2022
Stifel Financial Corp. Underwriting Agreement for 12,000,000 Depositary Shares of 4.50% Non-Cumulative Preferred Stock, Series D
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2021
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2021
Sixth Supplemental Indenture to Indenture Dated January 23, 2012 for 4.000% Senior Notes Due 2030 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2020
Underwriting Agreement for $400,000,000 4.000% Senior Notes due 2030 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Stifel Financial Corp. Underwriting Agreement for 8,000,000 Depositary Shares of 6.125% Non-Cumulative Preferred Stock, Series C
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Deposit Agreement dated February 28, 2019
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2019
Underwriting Agreement dated February 21, 2019
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2019
Stifel Financial Corp 2017 Restricted Stock Award Agreement with Participant
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
DE
2017
Fifth Supplemental Indenture to Indenture Dated January 23, 2012 for 5.20% Senior Notes Due 2047 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2017
Underwriting Agreement for $200,000,000 5.20% Senior Notes due 2047 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2017
Deposit Agreement between Stifel Financial Corp. and Computershare Trust Company, N.A. and Computershare Inc. (July 15, 2016)
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2016
Underwriting Agreement for 6,000,000 Depositary Shares of 6.25% Non-Cumulative Preferred Stock, Series A, by Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
Underwriting Agreement for $200,000,000 4.25% Senior Notes due 2024 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
Fourth Supplemental Indenture to Indenture Dated January 23, 2012 for 3.50% Senior Notes Due 2020 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2015
Underwriting Agreement for $300,000,000 3.50% Senior Notes due 2020 between Stifel Financial Corp. and Underwriters led by Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2015
Third Supplemental Indenture to Indenture for 4.25% Senior Notes Due 2024 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2014
Stifel Financial Corp. $300,000,000 4.25% Senior Notes Due 2024 Underwriting Agreement with Merrill Lynch and Keefe, Bruyette & Woods
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2014
Second Supplemental Indenture to Indenture for 5.375% Senior Notes Due 2022 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Underwriting Agreement for $150,000,000 5.375% Senior Notes due 2022 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
First Supplemental Indenture to Indenture for 6.70% Senior Notes Due 2022 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Indenture Agreement between Stifel Financial Corp. and U.S. Bank National Association (2012)
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Underwriting Agreement for $175,000,000 6.70% Senior Notes due 2022 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
Stifel Financial Corp. Common Stock Purchase Agreement with Underwriters (September 9, 2009)
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Amendment No. 3 to Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Stifel Financial Corp. ATM Equity Offering Sales Agreement with Merrill Lynch and Stifel Nicolaus (June 3, 2009)
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Amendment No. 1 to Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated (March 23, 2009)
Purchase Agreements
Stifel Financial Corp
Capital Markets
MO
2009
Stifel Financial Corp. and The Western and Southern Life Insurance Company Purchase Agreement with Underwriters for 1,700,000 Shares of Common Stock
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2008
Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company for Stifel Financial Capital Trust IV Preferred Securities
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (Stifel Financial Capital Trust IV)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Junior Subordinated Indenture between Stifel Financial Corp. and Wilmington Trust Company (June 28, 2007)
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2007
Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company for Stifel Financial Capital Trust III Preferred Securities
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (March 30, 2007)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Junior Subordinated Indenture between Stifel Financial Corp. and Wilmington Trust Company (March 30, 2007)
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2007
Registration Rights Agreement between BankAtlantic Bancorp, Inc. and Stifel Financial Corp. (February 28, 2007)
Registration Rights Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Stifel Financial Corp. Subscription Agreement for Common Stock Purchase
Subscription Agreements
Stifel Financial Corp
Capital Markets
MO
2006