Piper Jaffray Companies Business Finance Contracts & Agreements

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Amended and Restated Credit Agreement, dated
Credit Agreements
Piper Jaffray Companies
2024
Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 202
Stock Agreements
Piper Jaffray Companies
2024
Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
2024
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
2024
First Amendment to Amended and Restated Credit Agreement, dated April 26, 2023, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
2023
Piper Sandler Companies Amended and Restated Mutual Fund Restricted Share Investment Plan, effective as of November 16, 2022
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Amended and Restated Loan Agreement
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2023
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2023
Ninth Amendment to Amended and Restated Loan Agreement, dated December 10, 2021, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2022
Amended and Restated Loan Agreement dated December 28, 2012, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2022
Eighth Amendment to Amended and Restated Loan Agreement, dated December 11, 2020, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2021
Credit Agreement, dated December 20, 2019, by and between Piper Sandler Companies and U.S. Bank National Association, as conformed through the first amendment, dated January 15,...
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2021
Equity Consideration Restricted Stock Agreement, dated July 9, 2019, by and between Piper Sandler Companies and Jonathan J. Doyle
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2020
Seventh Amendment to Amended and Restated Loan Agreement, dated December 13, 2019, between Piper Sandler & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2020
Credit Agreement, dated as of December 20, 2019, by and between Piper Jaffray Companies and U.S. Bank National Association
Credit Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Note Purchase Agreement, dated October 15, 2019, by and among Piper Jaffray Companies, Piper Jaffray & Co., and the Purchasers party thereto
Note Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Sixth Amendment to Amended and Restated Loan Agreement, dated December 14, 2018, between Piper Jaffray & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2019
Fifth Amendment to Amended and Restated Loan Agreement, dated December 16, 2017, between Piper Jaffray & Co. and U.S. Bank National Association
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2018
Form of Specimen Certificate for Piper Jaffray Companies Common Stock
Stock Agreements
Piper Jaffray Companies
Capital Markets
2018
First Amendment to Second Amended and Restated Indenture (Secured Commercial Paper Notes - Series I), dated September 29, 2017, between Piper Jaffray & Co. and the Bank of New...
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
First Amendment to Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of September 29, 2017, between Piper Jaffray & Co. and the Bank of New York...
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of April 30, 2015, between Piper Jaffray & Co. and the Bank of New York Mellon
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2017
SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2017
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of December 13, 2016)
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2017
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of February 16, 2016)
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
PIPER JAFFRAY COMPANIES RESTRICTED STOCK AGREEMENT (Relating to Equity Consideration under the Securities Purchase Agreement described below)
Stock Agreements
Piper Jaffray Companies
Capital Markets
DE
2016
FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Piper Jaffray Companies
Capital Markets
2016
SECURITIES PURCHASE AGREEMENT among PIPER JAFFRAY COMPANIES (Parent) PIPER JAFFRAY & CO. (Buyer) SIMMONS & COMPANY INTERNATIONAL (TexCo) SCI JV LP (Seller) SCI GP, LLC (GP Seller)...
Purchase Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant California-based employees) Name of Employee:Date of...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant) Name of Employee:Date of Award: February __,...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
DE
2015
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee SECOND AMENDED AND RESTATED INDENTURE Dated as of April 21, 2014 SECURED COMMERCIAL PAPER NOTES- SERIES III
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2014
PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (201_ Annual Grant) Name of Employee:Date of Award: Shares...
Share Agreements
Piper Jaffray Companies
Capital Markets
DE
2014
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
2014
AGREEMENT AND PLAN OF MERGER among PIPER JAFFRAY COMPANIES, (Parent) PIPER JAFFRAY & CO., (Buyer) PIPER JAFFRAY NEWCO INC., (Merger Sub) SEATTLE-NORTHWEST SECURITIES CORPORATION,...
Shareholders Agreements
Piper Jaffray Companies
Capital Markets
WA
2013
PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee INDENTURE Dated as of April 1, 2013 SECURED COMMERCIAL PAPER NOTES - SERIES III
Indenture Agreements
Piper Jaffray Companies
Capital Markets
NY
2013
AGREEMENT OF PURCHASE AND SALE among PIPER JAFFRAY ASSET MANAGEMENT INC., PIPER JAFFRAY COMPANIES, FIDUCIARY ASSET MANAGEMENT LLC, THE WILEY ANGELL FAMILY TRUST and WILEY D....
Purchase Agreements
Piper Jaffray Companies
Capital Markets
MN
2013
AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
Piper Jaffray Companies
Capital Markets
MN
2013
PIPERJAFFRAY COMPANIES $125,000,000 VARIABLE RATE SENIOR NOTES, CLASS A ANDCLASS B NOTE PURCHASE AGREEMENT Dated November 30, 2012 TABLE OF CONTENTS
Note Agreements
Piper Jaffray Companies
Capital Markets
DE
2012