Northern Trust Corp. Business Finance Contracts & Agreements
123 Contracts & Agreements
- Deposit Agreements (1 contract)
- Indenture Agreements (6)
- Note Agreements (11)
- Stock Agreements (86)
- Trust Agreements (5)
- Underwriting Agreements (13)
- Warrant Agreements (1)
- Form of 2024 Stock Unit Award Terms and Conditions (Filed With SEC on April 23, 2024)
- Form of 2023 Stock Unit Award Terms and Conditions (Filed With SEC on May 2, 2023)
- Amendment Number Four to The Northern Trust Company Death Benefit Plan, dated June 22, 2022 and effective May 4, 2022 (Filed With SEC on February 28, 2023)
- Sixth Supplemental Indenture, dated as of November 2, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee (Filed With SEC on November 2, 2022)
- Underwriting Agreement, dated as of October 26, 2022, among Northern Trust Corporation and Citigroup Global Markets Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Loop... (Filed With SEC on November 2, 2022)
- Fifth Supplemental Indenture, dated as of May 10, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee (Filed With SEC on May 10, 2022)
- Underwriting Agreement, dated as of May 5, 2022, among Northern Trust Corporation and Wells Fargo Securities, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, Loop Capital... (Filed With SEC on May 10, 2022)
- Form of 2022 Stock Unit Award Terms and Conditions (Filed With SEC on May 3, 2022)
- Form of 2021 Stock Unit Award Terms and Conditions (Filed With SEC on April 27, 2021)
- Amendment Number Three to The Northern Trust Company Death Benefit Plan, dated March 18, 2020 and effective May 17, 2019 (Filed With SEC on February 23, 2021)
- Amendment Number Two to The Northern Trust Company Death Benefit Plan, dated July 29, 2019 and effective May 17, 2019 (Filed With SEC on February 23, 2021)
- Amendment Number One to The Northern Trust Company Death Benefit Plan, dated July 11, 2019 and effective May 17, 2019 (Filed With SEC on February 23, 2021)
- Fourth Supplemental Indenture, dated as of May 1, 2020, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee (Filed With SEC on May 1, 2020)
- Underwriting Agreement, dated as of April 28, 2020, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC and Wells Fargo... (Filed With SEC on May 1, 2020)
- Form of 2020 Stock Unit Terms and Conditions (Filed With SEC on April 27, 2020)
- Deposit Agreement, dated as of November 5, 2019, among Northern Trust Corporation, Equiniti Trust Company, as depositary, and the holders from time to time of the depositary... (Filed With SEC on November 5, 2019)
- Form of Certificate representing Series E Non-Cumulative Perpetual Preferred Stock (Filed With SEC on November 5, 2019)
- Underwriting Agreement, dated October 29, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS Securities... (Filed With SEC on November 5, 2019)
- Third Supplemental Indenture, dated as of May 3, 2019, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee (Filed With SEC on May 3, 2019)
- Underwriting Agreement, dated as of April 30, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS... (Filed With SEC on May 3, 2019)
- Form of 2019 Stock Unit Terms and Conditions (Filed With SEC on April 29, 2019)
- Second Supplemental Indenture, dated as of August 3, 2018, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee (Filed With SEC on August 3, 2018)
- Underwriting Agreement, dated as of July 31, 2018, among Northern Trust Corporation and Barclays Capital Inc., Morgan Stanley & Co. LLC, UBS Securities LLC, and Wells Fargo... (Filed With SEC on August 3, 2018)
- Form of 2018 Stock Unit Award Terms and Conditions (Filed With SEC on May 4, 2018)
- Form of 2017 Stock Unit Award Terms and Conditions, as amended (Filed With SEC on February 27, 2018)
- Form of 2017 Stock Option Award Terms and Conditions, as amended (Filed With SEC on February 27, 2018)
- NORTHERN TRUST CORPORATION AND THE BANKOF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 3.375%Fixed-to-Floating Rate Subordinated Notes due 2032 FIRSTSUPPLEMENTAL INDENTURE... (Filed With SEC on May 8, 2017)
- NORTHERN TRUST CORPORATION INDENTURE Dated as of May 8, 2017 DEBTSECURITIES THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION Trustee CROSS-REFERENCE SHEET*... (Filed With SEC on May 8, 2017)
- NORTHERN TRUST CORPORATION (Delaware corporation) $350,000,000 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENT (Filed With SEC on May 8, 2017)
- NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2012 STOCK PLAN (Filed With SEC on May 2, 2017)
- NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK OPTIONS GRANTED PURSUANT TO THE 2012 STOCK PLAN (Filed With SEC on May 2, 2017)
- DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED... (Filed With SEC on August 8, 2016)
- NORTHERN TRUST CORPORATION (Delaware corporation) 500,000 DEPOSITARY SHARES EACH REPRESENTING A 1/100TH INTEREST IN A SHARE OF SERIES D NON-CUMULATIVE PERPETUAL PREFERRED STOCK... (Filed With SEC on August 8, 2016)
- TERMS AND CONDITIONS OF 2016 EQUITY AWARDS UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN (Filed With SEC on April 28, 2016)
- TERMS AND CONDITIONS OF 2016 EQUITY AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN (Filed With SEC on February 29, 2016)
- DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED... (Filed With SEC on August 5, 2014)
- CERTIFICATE OF DESIGNATION OF SERIES CNON-CUMULATIVE PERPETUAL PREFERRED STOCK OF NORTHERN TRUST CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of... (Filed With SEC on August 4, 2014)
- NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES C NON-CUMULATIVE PERPETUAL PREFERRED... (Filed With SEC on August 4, 2014)
- TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN (Filed With SEC on February 26, 2014)
- TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN (Filed With SEC on February 26, 2014)