Northern Trust Corp. Business Finance Contracts & Agreements

123 Contracts & Agreements
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Form of 2024 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2024
Form of 2023 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2023
Amendment Number Four to The Northern Trust Company Death Benefit Plan, dated June 22, 2022 and effective May 4, 2022
Trust Agreements
Northern Trust Corp.
Capital Markets
2023
Sixth Supplemental Indenture, dated as of November 2, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Underwriting Agreement, dated as of October 26, 2022, among Northern Trust Corporation and Citigroup Global Markets Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Loop...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Fifth Supplemental Indenture, dated as of May 10, 2022, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Underwriting Agreement, dated as of May 5, 2022, among Northern Trust Corporation and Wells Fargo Securities, LLC, Barclays Capital Inc., Goldman Sachs & Co. LLC, Loop Capital...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2022
Form of 2022 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2022
Form of 2021 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2021
Amendment Number Three to The Northern Trust Company Death Benefit Plan, dated March 18, 2020 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number Two to The Northern Trust Company Death Benefit Plan, dated July 29, 2019 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Amendment Number One to The Northern Trust Company Death Benefit Plan, dated July 11, 2019 and effective May 17, 2019
Trust Agreements
Northern Trust Corp.
Capital Markets
2021
Fourth Supplemental Indenture, dated as of May 1, 2020, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Underwriting Agreement, dated as of April 28, 2020, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC and Wells Fargo...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2020
Form of 2020 Stock Unit Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2020
Deposit Agreement, dated as of November 5, 2019, among Northern Trust Corporation, Equiniti Trust Company, as depositary, and the holders from time to time of the depositary...
Deposit Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Form of Certificate representing Series E Non-Cumulative Perpetual Preferred Stock
Stock Agreements
Northern Trust Corp.
Capital Markets
2019
Underwriting Agreement, dated October 29, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, BofA Securities, Inc., J.P. Morgan Securities LLC, UBS Securities...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Third Supplemental Indenture, dated as of May 3, 2019, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Underwriting Agreement, dated as of April 30, 2019, among Northern Trust Corporation and Morgan Stanley & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2019
Form of 2019 Stock Unit Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2019
Second Supplemental Indenture, dated as of August 3, 2018, between Northern Trust Corporation and The Bank of New York Mellon Trust Company, National Association, as trustee
Indenture Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Underwriting Agreement, dated as of July 31, 2018, among Northern Trust Corporation and Barclays Capital Inc., Morgan Stanley & Co. LLC, UBS Securities LLC, and Wells Fargo...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2018
Form of 2018 Stock Unit Award Terms and Conditions
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2017 Stock Unit Award Terms and Conditions, as amended
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
Form of 2017 Stock Option Award Terms and Conditions, as amended
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2018
NORTHERN TRUST CORPORATION AND THE BANKOF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee 3.375%Fixed-to-Floating Rate Subordinated Notes due 2032 FIRSTSUPPLEMENTAL INDENTURE...
Note Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION INDENTURE Dated as of May 8, 2017 DEBTSECURITIES THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION Trustee CROSS-REFERENCE SHEET*...
Trust Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION (Delaware corporation) $350,000,000 3.375% Fixed-to-Floating Rate Subordinated Notes due 2032 UNDERWRITING AGREEMENT
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK UNITS GRANTED PURSUANT TO THE 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2017
NORTHERN TRUST CORPORATION TERMS AND CONDITIONS RELATING TO STOCK OPTIONS GRANTED PURSUANT TO THE 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2017
DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
NORTHERN TRUST CORPORATION (Delaware corporation) 500,000 DEPOSITARY SHARES EACH REPRESENTING A 1/100TH INTEREST IN A SHARE OF SERIES D NON-CUMULATIVE PERPETUAL PREFERRED STOCK...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2016
TERMS AND CONDITIONS OF 2016 EQUITY AWARDS UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
TERMS AND CONDITIONS OF 2016 EQUITY AWARD UNDER THE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2016
DEPOSIT AGREEMENT among Northern Trust Corporation, asthe Company Wells Fargo Bank, N.A. as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED...
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
CERTIFICATE OF DESIGNATION OF SERIES CNON-CUMULATIVE PERPETUAL PREFERRED STOCK OF NORTHERN TRUST CORPORATION Pursuant to Section 151 of the General Corporation Law of the State of...
Stock Agreements
Northern Trust Corp.
Capital Markets
2014
NORTHERN TRUST CORPORATION (Delaware corporation) 16,000,000 DEPOSITARY SHARES EACH REPRESENTING A 1/1,000TH INTEREST IN A SHARE OF SERIES C NON-CUMULATIVE PERPETUAL PREFERRED...
Underwriting Agreements
Northern Trust Corp.
Capital Markets
NY
2014
TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014
TERMS AND CONDITIONS STOCK UNIT AWARD UNDERTHE NORTHERN TRUST CORPORATION 2012 STOCK PLAN
Stock Agreements
Northern Trust Corp.
Capital Markets
DE
2014