NATIONAL HOLDINGS CORP Business Finance Contracts & Agreements

Promissory Note of Winslow Evans & Crocker, Inc., dated as of April 15, 2020 (Filed With SEC on April 29, 2020)

Promissory Note of National Securities Corporation, dated as of April 10, 2020 (Filed With SEC on April 29, 2020)

Stock Purchase Agreement, dated as of February 7, 2020, by and among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope and National Holdings Corporation (Filed With SEC on February 13, 2020)

Amendment No. 1 to Stock Purchase Agreement, dated as of October 11, 2019, by and among Daniel Santanello, Robert Maloney and National Holdings Corporation (Filed With SEC on October 17, 2019)

Stock Purchase Agreement, dated as of August 26, 2019, by and among the Sellers named therein, Daniel Santanello, Robert Maloney and National Holdings Corporation (Filed With SEC on August 29, 2019)

Amended and Restated Warrant Agreement by and among National Holdings Corporation, Computershare Inc. and Computershare Trust Company, N.A., dated December 13, 2016, and amended... (Filed With SEC on March 16, 2018)

Asset Purchase Agreement by and among National Holdings Corporation and The Williams Financial Group, Inc. WFG Investments, Inc. WFG Advisors, LP WFG Strategic Alliance, Inc.... (Filed With SEC on March 13, 2017)

WARRANT AGREEMENT (Filed With SEC on December 20, 2016)

TO NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE STOCK OPTION AGREEMENT (Filed With SEC on May 13, 2015)

NATIONAL HOLDINGS CORPORATION NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE (Filed With SEC on May 13, 2015)

SUPPLEMENTAL RELEASE (Filed With SEC on December 30, 2014)

WARRANT EXCHANGE AGREEMENT (Filed With SEC on January 25, 2013)

CONVERSION AND EXCHANGE AGREEMENT (Filed With SEC on January 25, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 25, 2013)

NATIONAL HOLDINGS CORPORTATION SECURITIES PURCHASE AGREEMENT DATED AS OF January24, 2013 with respect to SALE OF COMMON STOCK SECURITIES PURCHASE AGREEMENT (Filed With SEC on January 25, 2013)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 4, 2012)

NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE COMMON STOCK (Filed With SEC on April 4, 2012)

6% CONVERTIBLE SUBORDINATED PROMISSORY NOTE (Filed With SEC on April 4, 2012)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 14, 2011)

NATIONAL HOLDINGS CORPORATION FORM OF WARRANT Warrant No. ______Dated: February 4, 2011 (Filed With SEC on February 14, 2011)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on January 5, 2011)

NATIONAL HOLDINGS CORPORATION FORM OF WARRANT (Filed With SEC on January 5, 2011)

NATIONALHOLDINGS CORPORATION COMMONSTOCK PURCHASE WARRANT (Filed With SEC on December 29, 2009)

AMENDMENT NO. 2 TOSECURITIES PURCHASE AGREEMENT (Filed With SEC on May 15, 2009)

AMENDMENT NO. 1 TOSECURITIES PURCHASE AGREEMENT (Filed With SEC on May 15, 2009)

NATIONALHOLDINGS CORPORATION LIMITEDRECOURSE CONVERTIBLE PROMISSORY NOTE $500,000.00 (Principal Amount) April 8, 2009 (Filed With SEC on May 15, 2009)

FORBEARANCEAND WARRANT MODIFICATIONAGREEMENT (Filed With SEC on March 2, 2009)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 2, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 2, 2008)

10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on July 2, 2008)

NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 468,750 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE (Filed With SEC on July 2, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 2, 2008)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 2, 2008)

10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on April 2, 2008)

NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 375,000 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE (Filed With SEC on April 2, 2008)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 23, 2007)

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NATIONAL HOLDINGS CORP Business Finance Contracts & Agreements