NATIONAL HOLDINGS CORP Business Finance Contracts & Agreements

44 Contracts & Agreements
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Promissory Note of Winslow Evans & Crocker, Inc., dated as of April 15, 2020
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NV
2020
Promissory Note of National Securities Corporation, dated as of April 10, 2020
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NV
2020
Stock Purchase Agreement, dated as of February 7, 2020, by and among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2020
Amendment No. 1 to Stock Purchase Agreement, dated as of October 11, 2019, by and among Daniel Santanello, Robert Maloney and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2019
Stock Purchase Agreement, dated as of August 26, 2019, by and among the Sellers named therein, Daniel Santanello, Robert Maloney and National Holdings Corporation
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2019
Amended and Restated Warrant Agreement by and among National Holdings Corporation, Computershare Inc. and Computershare Trust Company, N.A., dated December 13, 2016, and amended...
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2018
Asset Purchase Agreement by and among National Holdings Corporation and The Williams Financial Group, Inc. WFG Investments, Inc. WFG Advisors, LP WFG Strategic Alliance, Inc....
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2017
WARRANT AGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2016
TO NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE STOCK OPTION AGREEMENT
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2015
NATIONAL HOLDINGS CORPORATION NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
DE
2015
SUPPLEMENTAL RELEASE
Release Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2014
WARRANT EXCHANGE AGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
CONVERSION AND EXCHANGE AGREEMENT
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
CONVERSION AND EXCHANGE AGREEMENT
Exchange Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
NATIONAL HOLDINGS CORPORTATION SECURITIES PURCHASE AGREEMENT DATED AS OF January24, 2013 with respect to SALE OF COMMON STOCK SECURITIES PURCHASE AGREEMENT
Stock Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2013
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE COMMON STOCK
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
6% CONVERTIBLE SUBORDINATED PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
6% CONVERTIBLE SUBORDINATED PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2012
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
NATIONAL HOLDINGS CORPORATION FORM OF WARRANT Warrant No. ______Dated: February 4, 2011
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
NATIONAL HOLDINGS CORPORATION FORM OF WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2011
NATIONALHOLDINGS CORPORATION COMMONSTOCK PURCHASE WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
NATIONALHOLDINGS CORPORATION COMMONSTOCK PURCHASE WARRANT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
AMENDMENT NO. 2 TOSECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
AMENDMENT NO. 1 TOSECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
NATIONALHOLDINGS CORPORATION LIMITEDRECOURSE CONVERTIBLE PROMISSORY NOTE $500,000.00 (Principal Amount) April 8, 2009
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2009
FORBEARANCEAND WARRANT MODIFICATIONAGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
FORBEARANCEAND WARRANT MODIFICATIONAGREEMENT
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2009
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 468,750 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
10% SENIOR SUBORDINATED CONVERTIBLE PROMISSORY NOTE
Note Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
NATIONAL HOLDINGS CORPORATION WARRANT TO PURCHASE 375,000 SHARES OF COMMON STOCK, PAR VALUE $0.02 PER SHARE
Warrant Agreements
NATIONAL HOLDINGS CORP
Capital Markets
NY
2008
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
NATIONAL HOLDINGS CORP
Capital Markets
2007