Manning & Napier, Inc. Business Finance Contracts & Agreements

38 Contracts & Agreements
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Filed
Form of Joinder Agreement
Joinder Agreements
Manning & Napier, Inc.
Capital Markets
NY
2022
Substitution and Assumption Agreement and Release
Release Agreements
Manning & Napier, Inc.
Capital Markets
NY
2022
Form of Share Redemption and Exchange Agreement between Manning & Napier Capital Company, LLC and unitholders of Manning & Napier Capital Company, LLC, dated June 30, 2021
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement by and among Manning & Napier, Inc., Manning & Napier Group, LLC and Manning & Napier Capital Company, LLC, dated June 30, 2021
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement between M&N Group Holdings, LLC and MNA Advisors, Inc., dated June 30, 2021
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Share Redemption and Exchange Agreement by and among Manning & Napier, Inc., M&N Group Holdings, LLC and Manning & Napier Group, LLC, dated June 30, 2021
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Form of Restricted Stock Award Agreement, as amended January 13, 2021, under the Manning
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2021
Rights Agreement between Manning & Napier, Inc. and American Stock Transfer & Trust Company, LLC, including Form of Right Certificate as Exhibit A
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2020
Form of Restricted Stock Award Agreement, as amended February 1, 2020, under the Manning & Napier, Inc. 2011 Equity Compensation Plan
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2020
Purchase Agreement, dated June 28, 2019, by and between Manning & Napier Group, LLC, Manning Partners, LLC and Perspective Partners, LLC
Purchase Agreements
Manning & Napier, Inc.
Capital Markets
NY
2019
Performance-Vesting Stock Option Agreement, dated January 30, 2019, by and between Manning & Napier, Inc., and Marc Mayer
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2019
Time-Vesting Stock Option Agreement, dated January 30, 2019, by and between Manning & Napier, Inc., and Marc Mayer
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2019
Restricted Stock Unit Award Agreement, dated January 30, 2019, by and between Manning & Napier, Inc., and Marc Mayer
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2019
Form of Restricted Stock Award Agreement, as amended December 1, 2018, under the Manning & Napier, Inc. 2011 Equity Compensation Plan
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2019
Form of Restricted Stock Award Agreement under the Manning & Napier, Inc. 2011 Equity Compensation Plan
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2018
FIRST AMENDMENT TO CREDIT AGREEMENT
Credit Agreements
Manning & Napier, Inc.
Capital Markets
NY
2016
GUARANTY
Guaranty Agreements
Manning & Napier, Inc.
Capital Markets
NY
2015
$100,000,000 CREDIT AGREEMENT dated as of April 23, 2015, by and among MANNING & NAPIER, INC., as the Managing Member, MANNING & NAPIER GROUP, LLC, and MANNING & NAPIER ADVISORS,...
Credit Agreements
Manning & Napier, Inc.
Capital Markets
NY
2015
AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
2015
MANNING & NAPIER, INC. 2011 EQUITY COMPENSATION PLAN RESTRICTED STOCK AWARD AGREEMENT
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2015
SECOND AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
2013
FIRST AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
2013
DAILY ADJUSTING LIBOR REVOLVING LINE NOTE New York
Note Agreements
Manning & Napier, Inc.
Capital Markets
NY
2013
PURCHASE AGREEMENT
Purchase Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
PURCHASE AGREEMENT
Purchase Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF M&N ALTERNATIVE OPPORTUNITIES, INC. Dated November 23, 2011 TABLE OF CONTENTS
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF MNA ADVISORS, INC. Dated November 23, 2011 TABLE OF CONTENTS
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
EXCHANGE AGREEMENT
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2012
FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
MANNING & NAPIER, INC. (a Delaware corporation) 12,500,000 Shares of Class A Common Stock UNDERWRITING AGREEMENT
Underwriting Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
PURCHASE AGREEMENT
Purchase Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
PURCHASE AGREEMENT
Purchase Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS
Shareholders Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
MANNING & NAPIER, INC. 2011 EQUITY COMPENSATION PLAN STOCK OPTION AGREEMENT
Stock Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011
EXCHANGE AGREEMENT
Exchange Agreements
Manning & Napier, Inc.
Capital Markets
NY
2011