LPL Financial Holdings Inc. Business Finance Contracts & Agreements
27 Contracts & Agreements
- Credit Agreements (1 contract)
- Indenture Agreements (9)
- Purchase Agreements (1)
- Repurchase Agreements (1)
- Security Agreements (1)
- Stock Agreements (6)
- Subscription Agreements (2)
- Underwriting Agreements (3)
- Waiver Agreements (3)
- Third Supplemental Indenture, dated May 20, 2024, among LPL Holdings, Inc., LPL Financial Holdings Inc., as the Guarantor, and U.S. Bank Trust Company, National Association, as... (Filed With SEC on May 20, 2024)
- Second Supplemental Indenture, dated May 20, 2024, among LPL Holdings, Inc., LPL Financial Holdings Inc., as the Guarantor, and U.S. Bank Trust Company, National Association, as... (Filed With SEC on May 20, 2024)
- Underwriting Agreement, dated May 13, 2024, among LPL Holdings, the Company, J.P. Morgan Securities LLC, Citigroup Global Markets Inc., Citizens JMP Securities, LLC, Truist... (Filed With SEC on May 14, 2024)
- First Supplemental Indenture, dated November 17, 2023, among LPL Holdings, Inc., LPL Financial Holdings Inc., as the Guarantor, and U.S. Bank Trust Company, National Association,... (Filed With SEC on November 17, 2023)
- Indenture, dated November 17, 2023, among LPL Holdings, Inc., LPL Financial Holdings Inc., as the Guarantor, and U.S. Bank Trust Company, National Association, as trustee (Filed With SEC on November 17, 2023)
- Form of Advisor Restricted Stock (Filed With SEC on August 3, 2021)
- Indenture, dated May 18, 2021, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on May 18, 2021)
- LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan (Filed With SEC on May 5, 2021)
- Indenture, dated March 15, 2021, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on March 15, 2021)
- LPL Financial Holdings Inc. 2012 Employee Stock Purchase Plan, as amended and restated, effective as of October 29, 2019 (Filed With SEC on February 23, 2021)
- BETAHost Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Refinitiv US LLC (f/k/a Thomson Financial LLC), as amended. (incorporated... (Filed With SEC on February 23, 2021)
- BETAHost Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Refinitiv US LLC (f/k/a Thomson Financial LLC), as amended (Filed With SEC on February 21, 2020)
- Indenture, dated November 12, 2019, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on November 12, 2019)
- Third Amendment, dated April 25, 2019, among LPL Financial Holdings Inc., LPL Holdings, Inc. ("LPLH"), certain subsidiaries of LPLH, as Guarantors, JP Morgan Chase Bank, N.A., as... (Filed With SEC on July 30, 2019)
- First Supplemental Indenture, dated September 21, 2017, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on September 21, 2017)
- INDENTURE Dated as of March 10, 2017 Among LPL HOLDINGS, INC., THE GUARANTORS NAMED ON THE SIGNATURE PAGES HERETO and U.S. BANK NATIONALASSOCIATION, as Trustee 5.750% SENIOR NOTES... (Filed With SEC on March 10, 2017)
- To:LPL Financial Holdings Inc. 75 State Street, 22nd FloorBoston, Massachusetts 02109-1827From:Goldman, Sachs & Co.Re:Capped Accelerated Stock BuybackRef. No:As provided in the... (Filed With SEC on November 24, 2015)
- STOCK REPURCHASE AGREEMENT (Filed With SEC on February 13, 2014)
- AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS' AGREEMENT (Filed With SEC on February 26, 2013)
- AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS' AGREEMENT (Filed With SEC on August 1, 2012)
- AMENDMENT AND WAIVER TO MANAGEMENT STOCKHOLDERS AGREEMENT (Filed With SEC on June 5, 2012)
- LPL Investment Holdings Inc. Common Stock Underwriting Agreement (Filed With SEC on May 2, 2012)
- TEN COM- as tenants in common UNIF GIFT MIN ACT- Custodian TEN ENT- as tenants by the entireties (Cust) (Minor) JT TEN- as joint tenants with right of survivorship and not as... (Filed With SEC on July 23, 2010)
- LPL Investment Holdings Inc. DIRECTOR RESTRICTED STOCK PLAN (Filed With SEC on May 7, 2010)
- LPL Investment Holdings Inc. 2008 STOCK OPTION PLAN (Filed With SEC on February 21, 2008)
- Underwriting Agreement, dated November 8, 2023, among LPL Holdings, the Company, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and U.S.... (Filed With SEC on November 9, 2023)
- ASSET PURCHASE AGREEMENT by and among NATIONALPLANNING HOLDINGS, INC., SII INVESTMENTS, INC., NATIONAL PLANNING CORPORATION, IFC HOLDINGS, INC. INVESTMENT CENTERS OF AMERICA,... (Filed With SEC on August 15, 2017)
