LPL Financial Holdings Inc. Business Finance Contracts & Agreements

68 Contracts & Agreements
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LPL Financial Holdings Inc. Performance Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2025
Eighth Supplemental Indenture for 5.750% Senior Notes due 2035 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
Seventh Supplemental Indenture for 5.150% Senior Notes due 2030 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
Sixth Supplemental Indenture for 4.900% Senior Notes due 2028 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
LPL Holdings, Inc. $1.5 Billion Senior Notes Underwriting Agreement with Morgan Stanley, Citigroup, Citizens JMP, Truist, and U.S. Bancorp (April 2025)
Underwriting Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
Underwriting Agreement between LPL Financial Holdings Inc. and Morgan Stanley & Co. LLC (March 31, 2025)
Underwriting Agreements
LPL Financial Holdings Inc.
Capital Markets
CA
2025
Equity Purchase Agreement among LPL Holdings, Inc., Gratitude Holdings, Inc., Odd Couple, Inc., and CFN Holding Company, LLC (March 28, 2025)
Purchase Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2025
Fifth Supplemental Indenture for 5.650% Senior Notes due 2035 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
Fourth Supplemental Indenture for 5.200% Senior Notes due 2030 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
LPL Holdings, Inc. $1.25 Billion Senior Notes Underwriting Agreement with Multiple Underwriters (2025)
Underwriting Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2025
Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934 (LPL Financial Holdings Inc.)
Stock Agreements
LPL Financial Holdings Inc.
Capital Markets
2025
Third Supplemental Indenture for 6.000% Senior Notes due 2034 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2024
Second Supplemental Indenture for 5.700% Senior Notes due 2027 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2024
LPL Holdings, Inc. $1 Billion Senior Notes Underwriting Agreement with J.P. Morgan, Citigroup, Citizens JMP, Truist, and U.S. Bancorp (May 2024)
Underwriting Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2024
Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934 by LPL Financial Holdings Inc.
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2024
First Supplemental Indenture for 6.750% Senior Notes due 2028 among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A.
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2023
Indenture Agreement among LPL Holdings, Inc., LPL Financial Holdings Inc., and U.S. Bank Trust Company, N.A. dated November 17, 2023
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2023
LPL Holdings, Inc. $750,000,000 6.750% Senior Notes Due 2028 Underwriting Agreement with Citigroup, J.P. Morgan, Morgan Stanley, and U.S. Bancorp
Underwriting Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2023
Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934 by LPL Financial Holdings Inc.
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2023
LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan Restricted Stock Unit Award Agreement
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Advisor Restricted Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. 2021 Restricted Stock Unit Award Agreement for Financial Advisors
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Advisor Restricted Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
LPL Financial Holdings Inc. Employee Restricted Stock Unit Award Agreement under 2021 Omnibus Equity Incentive Plan
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2021
Indenture Agreement for 4.375% Senior Notes Due 2031 among LPL Holdings, Inc., Guarantors, and U.S. Bank National Association
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2021
LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan
Stock Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2021
Indenture Agreement for 4.000% Senior Notes Due 2029 among LPL Holdings, Inc., Guarantors, and U.S. Bank National Association
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2021
LPL Financial Holdings Inc. 2012 Employee Stock Purchase Plan (Amended and Restated as of October 29, 2019)
Stock Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2021
Description of Common Stock Registered Under Section 12 of the Securities Exchange Act of 1934 by LPL Financial Holdings Inc.
Equity Distribution Agreements
LPL Financial Holdings Inc.
Capital Markets
2020
Indenture Agreement for 4.625% Senior Notes Due 2027 among LPL Holdings, Inc., Guarantors, and U.S. Bank National Association
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2019
Third Amendment to Amended and Restated Credit Agreement among LPL Holdings, Inc., LPL Financial Holdings Inc., Subsidiary Guarantors, and JPMorgan Chase Bank, N.A.
Modification Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2019
First Supplemental Indenture to 5.750% Senior Notes Due 2025 between LPL Holdings, Inc., Guarantors, and U.S. Bank National Association
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2017
Asset Purchase Agreement among National Planning Holdings, Inc., SII Investments, Inc., National Planning Corporation, IFC Holdings, Inc., Investment Centers of America, Inc., LPL...
Purchase Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
Amendment Agreement to Amended and Restated Credit Agreement among LPL Holdings, Inc., LPL Financial Holdings Inc., and JPMorgan Chase Bank, N.A.
Credit Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2017
Indenture for 5.750% Senior Notes Due 2025 among LPL Holdings, Inc., Guarantors, and U.S. Bank National Association
Indenture Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2017
LPL Financial Holdings Inc. Employee Stock Option Award Agreement under 2010 Omnibus Equity Incentive Plan
Warrant Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2017
Master Confirmation Agreement for Capped Accelerated Stock Buyback between Goldman, Sachs & Co. and LPL Financial Holdings Inc.
Purchase Agreements
LPL Financial Holdings Inc.
Capital Markets
DE
2015
Second Amendment, Extension and Incremental Assumption Agreement among LPL Holdings, Inc., LPL Financial Holdings Inc., Subsidiary Guarantors, and Lenders (October 1, 2014)
Credit Agreements
LPL Financial Holdings Inc.
Capital Markets
NY
2014
First Amendment to Stockholders’ Agreement between LPL Financial Holdings Inc. and TPG Partners IV, L.P.
Shareholders Agreements
LPL Financial Holdings Inc.
Capital Markets
2014
First Amendment to Master Subscription Agreement between Thomson Reuters BETA Systems and LPL Financial LLC
Modification Agreements
LPL Financial Holdings Inc.
Capital Markets
2014