Legg Mason Inc Business Finance Contracts & Agreements

94 Contracts & Agreements
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Legg Mason, Inc. 2017 Equity Incentive Plan Restricted Stock Unit Award Agreement
Equity Distribution Agreements
Legg Mason Inc
Capital Markets
NY
2018
Share Repurchase Agreement between Shanda Asset Management Investment Limited and Legg Mason, Inc. dated December 22, 2017
Repurchase Agreements
Legg Mason Inc
Capital Markets
NY
2017
Legg Mason, Inc. 1996 Equity Incentive Plan Restricted Stock Unit Award Agreement (2017)
Equity Distribution Agreements
Legg Mason Inc
Capital Markets
NY
2017
Fourth Amendment and Waiver to Credit Agreement among Legg Mason, Inc., Citibank, N.A., and Lenders (June 2, 2017)
Modification Agreements
Legg Mason Inc
Capital Markets
NY
2017
Third Amendment to Credit Agreement among Legg Mason, Inc., Citibank, N.A., and Lenders (March 31, 2017)
Credit Agreements
Legg Mason Inc
Capital Markets
NY
2017
First Amendment to Investor Rights and Standstill Agreement between Legg Mason, Inc. and Shanda Asset Management Investment Limited
Investor Rights Agreements
Legg Mason Inc
Capital Markets
NY
2017
Second Amendment to Credit Agreement dated December 29, 2015 by and among Legg Mason, Inc., Citibank, N.A., and Lenders
Credit Agreements
Legg Mason Inc
Capital Markets
NY
2016
Legg Mason, Inc. 5.45% Junior Subordinated Note Due 2056 (Global Security)
Note Agreements
Legg Mason Inc
Capital Markets
2016
Second Supplemental Indenture for $500,000,000 5.45% Junior Subordinated Notes due 2056 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2016
Legg Mason, Inc. 5.45% Junior Subordinated Notes due 2056 Underwriting Agreement with Morgan Stanley, Merrill Lynch, Citigroup, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Legg Mason Inc
Capital Markets
MD
2016
First Amendment to Credit Agreement among Legg Mason, Inc., Lenders, and Citibank, N.A. (March 31, 2016)
Credit Agreements
Legg Mason Inc
Capital Markets
2016
Legg Mason, Inc. 4.750% Senior Note Due 2026 (Global Note)
Note Agreements
Legg Mason Inc
Capital Markets
NY
2016
Fourth Supplemental Indenture to Indenture Dated January 22, 2014 for $450,000,000 4.750% Senior Notes due 2026 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2016
Legg Mason, Inc. $450,000,000 4.750% Senior Notes Due 2026 Underwriting Agreement with Citigroup Global Markets Inc. and J.P. Morgan Securities LLC
Underwriting Agreements
Legg Mason Inc
Capital Markets
NY
2016
Legg Mason, Inc. 6.375% Junior Subordinated Note Due 2056 (Global Security)
Note Agreements
Legg Mason Inc
Capital Markets
2016
First Supplemental Indenture to Indenture for $250,000,000 6.375% Junior Subordinated Notes due 2056 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2016
Legg Mason, Inc. 6.375% Junior Subordinated Notes due 2056 Underwriting Agreement with Morgan Stanley, Merrill Lynch, Citigroup, J.P. Morgan, and Wells Fargo
Underwriting Agreements
Legg Mason Inc
Capital Markets
MD
2016
Legg Mason, Inc. 1996 Equity Incentive Plan Non-Qualified Stock Option Agreement (May 15, 2015)
Warrant Agreements
Legg Mason Inc
Capital Markets
2015
Legg Mason, Inc. 5.625% Senior Note Due 2044 (Global Note)
Note Agreements
Legg Mason Inc
Capital Markets
NY
2014
Legg Mason, Inc. 3.950% Senior Note Due 2024 (Global Note)
Note Agreements
Legg Mason Inc
Capital Markets
NY
2014
Legg Mason, Inc. 2.700% Senior Note Due 2019 (Global Note)
Note Agreements
Legg Mason Inc
Capital Markets
NY
2014
Third Supplemental Indenture to Indenture Dated January 22, 2014 for $250,000,000 3.950% Senior Notes due 2024 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2014
Second Supplemental Indenture for $250,000,000 2.700% Senior Notes due 2019 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2014
Underwriting Agreement for Legg Mason, Inc. Senior Notes (2019, 2024, 2044) with Citigroup and J.P. Morgan
Underwriting Agreements
Legg Mason Inc
Capital Markets
MD
2014
Legg Mason, Inc. 5.625% Senior Note Due 2044 (Global Note)
Note Agreements
Legg Mason Inc
Capital Markets
NY
2014
First Supplemental Indenture to Indenture for $400,000,000 5.625% Senior Notes due 2044 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2014
Legg Mason, Inc. 5.625% Senior Notes Due 2044 Underwriting Agreement with J.P. Morgan Securities LLC and Citigroup Global Markets Inc.
Underwriting Agreements
Legg Mason Inc
Capital Markets
MD
2014
Amended and Restated Standstill Agreement between Kohlberg Kravis Roberts & Co. L.P. and Legg Mason, Inc.
Waiver Agreements
Legg Mason Inc
Capital Markets
NY
2012
Warrant Agreement between Legg Mason, Inc. and American Stock Transfer & Trust Company, LLC (May 23, 2012)
Warrant Agreements
Legg Mason Inc
Capital Markets
NY
2012
Registration Rights Agreement between Legg Mason, Inc. and KKR I-L Limited (May 23, 2012)
Registration Rights Agreements
Legg Mason Inc
Capital Markets
NY
2012
Note Exchange Agreement among Legg Mason, Inc., KKR I-L Limited, Citibank, N.A., Credit Suisse International, HSBC Bank USA, and Kohlberg Kravis Roberts & Co. L.P. (May 16, 2012)
Exchange Agreements
Legg Mason Inc
Capital Markets
NY
2012
Legg Mason, Inc. 5.50% Senior Notes due 2019 Registration Rights Agreement with Citigroup Global Markets Inc. and Morgan Stanley & Co. LLC
Registration Rights Agreements
Legg Mason Inc
Capital Markets
NY
2012
First Supplemental Indenture to Indenture for $650,000,000 5.50% Senior Notes due 2019 between Legg Mason, Inc. and The Bank of New York Mellon
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2012
Indenture Agreement between Legg Mason, Inc. and The Bank of New York Mellon (May 21, 2012)
Indenture Agreements
Legg Mason Inc
Capital Markets
NY
2012
Amended and Restated Five-Year Revolving Credit Agreement among Legg Mason, Inc., Lenders, and Citibank, N.A.
Credit Agreements
Legg Mason Inc
Capital Markets
MD
2011
Legg Mason, Inc. 1996 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
Legg Mason Inc
Capital Markets
2011
Legg Mason, Inc. 1996 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
Legg Mason Inc
Capital Markets
2010
Amended and Restated 5-Year Revolving Credit Agreement
Credit Agreements
Legg Mason Inc
Capital Markets
2010
Amendment Agreement between Unspecified Parties
Modification Agreements
Legg Mason Inc
Capital Markets
2010
Amended and Restated 5-Year Revolving Credit Agreement among Legg Mason, Inc., Citibank, N.A., and Lenders
Credit Agreements
Legg Mason Inc
Capital Markets
MD
2010