KCAP Financial, Inc. Business Finance Contracts & Agreements

34 Contracts & Agreements
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Fee Waiver Agreement between Sierra Crest Investment Management LLC and Portman Ridge Finance Corporation
Waiver Agreements
KCAP Financial, Inc.
Capital Markets
DE
2025
Second Amendment to Loan and Security Agreement among Great Lakes Portman Ridge Funding LLC, JPMorgan Chase Bank, and Others
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2024
Description of Portman Ridge Finance Corporation’s Registered Common Stock
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2024
First Amendment to Loan and Security Agreement among Great Lakes Portman Ridge Funding LLC, JPMorgan Chase Bank, and Others
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2022
Description of Portman Ridge Finance Corporation’s Registered Common Stock
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2022
Portman Ridge Finance Corporation Registration Rights Agreement with Purchasers of 4.875% Notes Due 2026
Registration Rights Agreements
KCAP Financial, Inc.
Capital Markets
NY
2021
Portman Ridge Finance Corporation Registration Rights Agreement with Note Purchasers (April 2021)
Registration Rights Agreements
KCAP Financial, Inc.
Capital Markets
NY
2021
Third Supplemental Indenture between Portman Ridge Finance Corporation and U.S. Bank National Association (April 30, 2021)
Indenture Agreements
KCAP Financial, Inc.
Capital Markets
2021
Description of Portman Ridge Finance Corporation’s Registered Common Stock
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2021
Description of Portman Ridge Finance Corporation’s Registered Common Stock
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2020
Loan and Security Agreement among Great Lakes Portman Ridge Funding LLC, JPMorgan Chase Bank, and Others, dated December 18, 2019
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2019
Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2019
Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2019
Stock Purchase and Transaction Agreement between KCAP Financial, Inc. and BC Partners Advisors L.P. (December 14, 2018)
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
DE
2018
Loan and Security Agreement among KCAP Funding I, LLC, KCAP Financial, Inc., and Lenders (March 1, 2018)
Loan Agreements
KCAP Financial, Inc.
Capital Markets
GA
2018
First Supplemental Indenture to KCAP Senior Funding I, LLC Indenture (December 8, 2014)
Indenture Agreements
KCAP Financial, Inc.
Capital Markets
2014
Subordinated Note Purchase Agreement between KCAP Senior Funding I, LLC and KCAP Senior Funding I Holdings, LLC (December 8, 2014)
Note Agreements
KCAP Financial, Inc.
Capital Markets
NY
2014
Upsize Purchase Agreement for Senior Secured Floating Rate Notes between KCAP Senior Funding I, LLC and Guggenheim Securities, LLC (2014)
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
NY
2014
KCAP Financial, Inc. Executive Restricted Stock Award Agreement (2014)
Equity Distribution Agreements
KCAP Financial, Inc.
Capital Markets
2014
Master Loan Sale Agreement among KCAP Financial, Inc., KCAP Senior Funding I Holdings, LLC, and KCAP Senior Funding I, LLC (June 18, 2013)
Loan Agreements
KCAP Financial, Inc.
Capital Markets
DE
2013
KCAP Senior Funding I, LLC Note Purchase Agreement with Guggenheim Securities, LLC (June 16, 2013)
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
NY
2013
Amendment to Employment Agreement between KCAP Financial, Inc. and Daniel Gilligan
Modification Agreements
KCAP Financial, Inc.
Capital Markets
2013
Amendment to Employment Agreement between KCAP Financial, Inc. and Edward Gilpin (April 22, 2013)
Modification Agreements
KCAP Financial, Inc.
Capital Markets
2013
Note Purchase Agreement among Kohlberg Capital Corporation, Credit Suisse AG, KCAP Funding, and The Bank of New York Mellon Trust Company (Feb. 24, 2012)
Note Agreements
KCAP Financial, Inc.
Capital Markets
2012
Escrow Agreement among Commodore Holdings, LLC, HBK Caravelle, LLC, Trimaran Fund Management, LLC, Sellers’ Representative, and The Bank of New York Mellon dated February 29,...
Escrow Agreements
KCAP Financial, Inc.
Capital Markets
NY
2012
Purchase and Sale Agreement among Kohlberg Capital Corporation, Commodore Holdings, L.L.C., Trimaran Advisors, L.L.C., HBK Caravelle, L.L.C., Trimaran Fund Management, L.L.C., Jay...
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
DE
2012
Indenture for 8.75% Convertible Senior Notes due 2016 between Kohlberg Capital Corporation and U.S. Bank National Association
Indenture Agreements
KCAP Financial, Inc.
Capital Markets
DE
2011
Forbearance and Settlement Agreement among Kohlberg Capital Funding LLC I, Kohlberg Capital Corporation, BMO Capital Markets Corp., and Lenders (September 20, 2010)
Forbearance Agreements
KCAP Financial, Inc.
Capital Markets
NY
2010
Kohlberg Capital Corporation Restricted Stock Award Agreement with Grantee
Equity Distribution Agreements
KCAP Financial, Inc.
Capital Markets
2008
Third Amendment to Loan Funding and Servicing Agreement among Kohlberg Capital Funding LLC I, Kohlberg Capital Corporation, and Lenders
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2008
Loan Funding and Servicing Agreement among Kohlberg Capital Funding LLC I, Kohlberg Capital Corporation, Lenders, Agents, and U.S. Bank
Loan Agreements
KCAP Financial, Inc.
Capital Markets
MN
2007
Purchase and Sale Agreement between Kohlberg Capital Corporation and Kohlberg Capital Funding LLC I (February 14, 2007)
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
DE
2007
Loan Funding and Servicing Agreement among Kohlberg Capital Funding LLC I, Kohlberg Capital Corporation, Lenders, Agents, and U.S. Bank
Loan Agreements
KCAP Financial, Inc.
Capital Markets
MN
2007
Master Par/Near Par Participation Agreement between Katonah X CLO Ltd. and Kohlberg Capital Corporation
Participation Agreements
KCAP Financial, Inc.
Capital Markets
NY
2006