KCAP Financial, Inc. Business Finance Contracts & Agreements

25 Contracts & Agreements
Browse by Subcategory
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Fee Waiver Agreement by and between Portman Ridge Finance Corporation and Sierra Crest Investment Management LLC, dated as of January 29, 2025
Waiver Agreements
KCAP Financial, Inc.
Capital Markets
2025
Loan and Security Agreement Conformed Through the Second Amendment dated as of July 23, 2024 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2024
Loan and Security Agreement Conformed Through the First Amendment dated as of April 29, 2022 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2022
Registration Rights Agreement, dated as of June 23, 2021, by and among the Company and the Purchasers (as defined therein)
Registration Rights Agreements
KCAP Financial, Inc.
Capital Markets
NY
2021
Registration Rights Agreement, dated as of April 30, 2021, by and among the Company and the Purchasers (as defined therein)
Registration Rights Agreements
KCAP Financial, Inc.
Capital Markets
NY
2021
Third Supplemental Indenture, dated as of April 30, 2021, relating to the 4.875% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
KCAP Financial, Inc.
Capital Markets
2021
Loan and Security Agreement dated as of December 18, 2019 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
NY
2019
Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2019
Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2019
Stock Purchase and Transaction Agreement, dated December 14, 2018, by and between KCAP Financial, Inc. and BC Partners Advisors L.P
Stock Agreements
KCAP Financial, Inc.
Capital Markets
DE
2018
Loan and Security Agreement, dated as of March 1, 2018, by and among KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to the Agreement from time to time...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
GA
2018
FIRST SUPPLEMENTAL INDENTURE dated as of December 8, 2014 among KCAP SENIOR FUNDING I, LLC, as Issuer and U.S. Bank National Association, as Trustee to the Indenture, dated as of...
Funding Agreements
KCAP Financial, Inc.
Capital Markets
2014
KCAP SENIOR FUNDING I, LLC SUBORDINATED NOTES DUE 2024 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between KCAP SENIOR FUNDING I, LLC Issuer and KCAP SENIOR FUNDING I HOLDINGS,...
Note Agreements
KCAP Financial, Inc.
Capital Markets
NY
2014
KCAP Financial, Inc. EXECUTIVE Restricted Stock Award Agreement
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2014
KCAP Financial, Inc. Employee Restricted Stock Award Agreement
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2014
MASTER LOAN SALE AGREEMENT among KCAP FINANCIAL, INC., as the Originator, KCAP SENIOR FUNDING I HOLDINGS, LLC, as the Depositor and KCAP SENIOR FUNDING I, LLC, as the Issuer Dated...
Loan Agreements
KCAP Financial, Inc.
Capital Markets
DE
2013
NOTE PURCHASE AGREEMENT
Note Agreements
KCAP Financial, Inc.
Capital Markets
2012
ESCROW AGREEMENT BETWEEN COMMODORE HOLDINGS, L.L.C., HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, LLC THE SELLERS’ REPRESENTATIVE NAMED HEREIN AND THE BANK OF NEW YORK MELLON...
Escrow Agreements
KCAP Financial, Inc.
Capital Markets
NY
2012
PURCHASE AND SALE AGREEMENT BY AND AMONG KOHLBERG CAPITAL CORPORATION CommodoreHoldings, L.L.C. TrimaranAdvisors, L.L.C. HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, L.L.C....
Purchase Agreements
KCAP Financial, Inc.
Capital Markets
DE
2012
Kohlberg Capital Corporation Restricted Stock Award Agreement
Stock Agreements
KCAP Financial, Inc.
Capital Markets
2008
THIRD AMENDMENT TO LOAN FUNDING AND SERVICING AGREEMENT
Loan Agreements
KCAP Financial, Inc.
Capital Markets
2008
U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT
Loan Agreements
KCAP Financial, Inc.
Capital Markets
MN
2007
by andbetween KOHLBERG CAPITAL FUNDING LLC I, as the Buyer and KOHLBERG CAPITAL CORPORATION, as the Seller
Funding Agreements
KCAP Financial, Inc.
Capital Markets
DE
2007
U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT by and among
Loan Agreements
KCAP Financial, Inc.
Capital Markets
MN
2007
MASTER PAR/NEAR PAR PARTICIPATION AGREEMENT
Participation Agreements
KCAP Financial, Inc.
Capital Markets
NY
2006