Horizon Technology Finance Corp Business Finance Contracts & Agreements

67 Contracts & Agreements
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Amendment No. 1 to Sale and Servicing Agreement among Horizon Funding II, LLC, Horizon Technology Finance Corporation, and U.S. Bank Entities
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
2025
Amended and Restated Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (May 23, 2025)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
2025
First Supplemental Indenture between Horizon Funding II, LLC and U.S. Bank Trust Company, N.A. (May 2025)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2025
Fifth Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A.
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Amendment No. 6 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (March 31, 2025)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Description of Securities Registered Under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2025
Horizon Technology Finance Corporation 7.125% Convertible Note Purchase Agreement (2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (June 21, 2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2024
Indenture Agreement among Horizon Funding II, LLC, U.S. Bank Trust Company, and U.S. Bank National Association (June 21, 2024)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2024
Amendment No. 2 to Second Amended and Restated Sale and Servicing Agreement by and among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Amendment No. 2 to Second Amended and Restated Loan and Security Agreement by and among Horizon Credit II LLC, MUFG Bank, Ltd., Mitsubishi HC Capital America, Inc., and KeyBank...
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Fourth Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (May 7, 2024)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Fourth Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and Initial Purchasers (May 6, 2024)
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Amendment No. 5 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
Description of Securities Registered Under Section 12 – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2024
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley Securities, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Investment Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC (Effective June 30, 2023)
Investment Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement among Horizon Credit II LLC, Horizon Technology Finance Corporation, Horizon Technology Finance...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 1 to Second Amended and Restated Loan and Security Agreement by and among Horizon Credit II LLC, MUFG Bank, Ltd., Mitsubishi HC Capital America, Inc., and KeyBank...
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Underwriting Agreement between Horizon Technology Finance Corporation and Morgan Stanley & Co. LLC (May 30, 2023)
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2023
Third Supplemental Indenture to Asset Backed Notes Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (May 24, 2023)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Third Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and New York Life Entities, dated May 24, 2023
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amendment No. 4 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Description of Securities Registered Under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Stock Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2023
Amended and Restated Trust Agreement between Horizon Funding 2022-1 LLC and Wilmington Trust, National Association (Owner Trustee)
Trust Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Sale and Servicing Agreement among Horizon Funding Trust 2022-1, Horizon Funding 2022-1 LLC, Horizon Technology Finance Corporation, and U.S. Bank Entities (November 9, 2022)
Servicing Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Sale and Contribution Agreement between Horizon Technology Finance Corporation and Horizon Funding 2022-1 LLC (November 9, 2022)
Contribution Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Indenture Agreement among Horizon Funding Trust 2022-1, U.S. Bank Trust Company, and U.S. Bank National Association (November 9, 2022)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
DE
2022
Note Purchase Agreement between Horizon Funding Trust 2022-1 and KeyBanc Capital Markets Inc. for $100,000,000 Asset Backed Notes
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Fourth Supplemental Indenture for 6.25% Notes due 2027 between Horizon Technology Finance Corporation and U.S. Bank Trust Company, N.A.
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2022
Underwriting Agreement for $50,000,000 6.25% Notes due 2027 between Horizon Technology Finance Corporation and Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2022
Underwriting Agreement between Horizon Technology Finance Corporation and Morgan Stanley & Co. LLC (March 9, 2022)
Underwriting Agreements
Horizon Technology Finance Corp
Capital Markets
CT
2022
Description of Securities Registered under Section 12 of the Exchange Act – Horizon Technology Finance Corporation
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Second Supplemental Indenture between Horizon Funding I, LLC and U.S. Bank Trust Company, N.A. (February 25, 2022)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Second Amended and Restated Note Funding Agreement between Horizon Funding I, LLC and New York Life Entities
Note Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
Amendment No. 3 to Sale and Servicing Agreement among Horizon Funding I, LLC, Horizon Secured Loan Fund I LLC, Horizon Technology Finance Corporation, and U.S. Bank Trust Company
Modification Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2022
At Market Issuance Sales Agreement between Horizon Technology Finance Corporation and Goldman Sachs & Co. LLC and B. Riley FBR, Inc.
Equity Distribution Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2021
Second Amended and Restated Loan and Security Agreement among Horizon Credit II LLC, KeyBank National Association, and Lenders (June 22, 2021)
Loan Agreements
Horizon Technology Finance Corp
Capital Markets
NY
2021
Third Supplemental Indenture for 4.875% Notes due 2026 between Horizon Technology Finance Corporation and U.S. Bank National Association
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2021