Hercules Capital, Inc. Business Finance Contracts & Agreements
65 Contracts & Agreements
- Credit Agreements (2 contracts)
- Debenture Agreements (1)
- Equity Distribution Agreements (3)
- Funding Agreements (6)
- Indenture Agreements (7)
- Loan Agreements (28)
- Note Agreements (8)
- Purchase Agreements (1)
- Stock Agreements (4)
- Trust Agreements (1)
- Underwriting Agreements (4)
- Form of Equity Distribution Agreement (Filed With SEC on December 12, 2024)
- Underwriting Agreement, dated August 7, 2023, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC as... (Filed With SEC on August 10, 2023)
- Form of Equity Distribution Agreement (Filed With SEC on May 5, 2023)
- Second Amendment to Loan and Security Agreement, dated as of June 10, 2022, among Hercules Funding IV LLC, the lenders from time to time party thereto, MUFG Union Bank, N.A., as... (Filed With SEC on June 15, 2022)
- Second Amendment to Revolving Credit Agreement, dated as of June 14, 2022, among Hercules Capital, Inc., the lenders party thereto and Sumitomo Mitsui Banking Corporation, as... (Filed With SEC on June 15, 2022)
- Form of Equity Distribution Agreement (Filed With SEC on May 9, 2022)
- Custodial Agreement by and between Hercules Capital, Inc. and State Street Bank and Trust Company, dated as of November 9, 2021 (Filed With SEC on February 22, 2022)
- Eighth Supplemental Indenture, dated as of January 20, 2022, between the Registrant and U.S. Bank National Association (Filed With SEC on January 21, 2022)
- Underwriting Agreement, dated as of January 14, 2022, by and among Hercules Capital, Inc. and Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc., as representatives... (Filed With SEC on January 18, 2022)
- Revolving Credit Agreement, dated as of November 9, 2021, among Hercules Capital, Inc., the lenders and issuing banks from time to time party thereto and Sumitomo Mitsui Banking... (Filed With SEC on November 10, 2021)
- Seventh Supplemental Indenture, dated as of September 16, 2021 between the Registrant and U.S. Bank National Association (Filed With SEC on September 16, 2021)
- Underwriting Agreement, dated as of September 13, 2021, by and among Hercules Capital, Inc. and Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc., as representatives... (Filed With SEC on September 15, 2021)
- First Supplement to the Note Purchase Agreement, dated as of November 2, 2020, by and among Hercules Capital, Inc. and the Additional Purchasers party thereto (Filed With SEC on November 4, 2020)
- Loan and Security Agreement, dated February 20, 2020 by and among Hercules Funding IV LLC, as borrower, MUFG Union Bank, N.A., as the administrative agent, lender and swingline... (Filed With SEC on February 20, 2020)
- Note Purchase Agreement, dated February 5, 2020, by and among Hercules Capital, Inc. and the Purchasers party thereto (Filed With SEC on February 6, 2020)
- Note Purchase Agreement, dated July 16, 2019, by and among Hercules Capital, Inc. and the Purchasers party thereto (Filed With SEC on July 16, 2019)
- Eighth Amendment to Amended and Restated Loan and Security Agreement, dated as of July 2, 2019, by and among Hercules Funding II LLC, as borrower, Wells Fargo Capital Finance, LLC... (Filed With SEC on July 3, 2019)
- First Amendment to the Loan and Security Agreement, dated as of June 28, 2019, by and among Hercules Funding IV LLC, as borrower, MUFG Union Bank, N.A., as the arranger and... (Filed With SEC on July 3, 2019)
- Underwriting Agreement, dated June 12, 2019, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, Wells Fargo Securities, LLC and Keefe, Bruyette & Woods, Inc., as... (Filed With SEC on June 18, 2019)
- Form of Nonstatutory Stock Option Award Agreement (Filed With SEC on January 31, 2019)
- Form of Restricted Stock Award Agreement (Director Plan) (Filed With SEC on January 31, 2019)
- Form of Restricted Stock Unit Award Agreement (Filed With SEC on January 31, 2019)
- Indenture, dated as of January 22, 2019, between Hercules Capital Funding Trust 2019-1, as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on January 22, 2019)
- Amended and Restated Trust Agreement, dated as of January 22, 2019, between Hercules Capital Funding 2019-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Filed With SEC on January 22, 2019)
- Seventh Amendment to the Amended and Restated Loan and Security Agreement, dated as of January 11, 2019, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital... (Filed With SEC on January 17, 2019)
- Administration Agreement, dated November 1, 2018, by and among Hercules Capital, Inc., as Administrator, Hercules Capital Funding Trust 2018-1, as Issuer, Wilmington Trust... (Filed With SEC on November 2, 2018)
- Note Purchase Agreement, dated as of October 25, 2018, by and among Hercules Capital, Inc., as Originator and Servicer, Hercules Capital Funding 2018-1 LLC, as Trust Depositor,... (Filed With SEC on November 2, 2018)
- Sale and Contribution Agreement, dated as of November 1, 2018, between Hercules Capital, Inc., as Seller, and Hercules Capital Funding 2018-1 LLC, as Trust Depositor (Filed With SEC on November 2, 2018)
- Amended and Restated Trust Agreement, dated as of November 1, 2018, between Hercules Capital Funding 2018-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Filed With SEC on November 2, 2018)
- Indenture, dated as of November 1, 2018, between Hercules Capital Funding Trust 2018-1, as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on November 2, 2018)
- Sixth Amendment to the Amended and Restated Loan and Security Agreement, dated as of October 26, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital... (Filed With SEC on November 1, 2018)
- Fifth Amendment to the Amended and Restated Loan and Security Agreement, dated as of July 31, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital Finance,... (Filed With SEC on November 1, 2018)
- Second Amendment to the Loan and Security Agreement, dated as of May 25, 2018, by and among Hercules Funding III, LLC, as borrower, MUFG Union Bank, N.A., as the arranger and... (Filed With SEC on June 1, 2018)
- Asset Purchase Agreement, dated as of November 1, 2017 by and between Ares Capital Corporation, a Maryland corporation and, together with each Seller Designee permitted pursuant... (Filed With SEC on November 2, 2017)
- FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on April 7, 2017)
- HERCULES CAPITAL, INC. AND U.S. BANK NATIONALASSOCIATION, as Trustee INDENTURE Dated as ofJanuary 25, 2017 4.375% Convertible Senior Notes due 2022 TABLE OF CONTENTS (Filed With SEC on January 25, 2017)
- FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on July 19, 2016)
- LOAN AND SECURITYAGREEMENT by and among HERCULES FUNDING III, LLC asBorrower, THE LENDERS THAT ARE SIGNATORIES HERETO as the Lenders, and MUFG UNION BANK, N.A. as theArranger and... (Filed With SEC on May 10, 2016)
- THIRDAMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on April 11, 2016)
- SECONDAMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on March 8, 2016)
