HENNESSY ADVISORS INC Business Finance Contracts & Agreements

24 Contracts & Agreements
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Form of Restricted Stock Unit Award Agreement for Directors and Advisory Committee Members
Stock Agreements
HENNESSY ADVISORS INC
Capital Markets
2024
Form of Restricted Stock Unit Award Agreement for Employees
Stock Agreements
HENNESSY ADVISORS INC
Capital Markets
2024
Second Amended and Restated Servicing Agreement, dated as of February28, 2022, between the registrant and Hennessy Funds Trust (on behalf ofall Hennessy Mutual Funds)
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
First Supplemental Indenture, dated as of October 20, 2021, between Hennessy Advisors, Inc. and U.S. Bank National Association, as trustee
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
2021
Indenture, dated as of October 20, 2021, between the Company and U.S. Bank National Association, as trustee
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
NY
2021
Underwriting Agreement, dated October 13, 2021, between the Company and Oppenheimer & Co. Inc., as representative of the several underwriters named therein
Underwriting Agreements
HENNESSY ADVISORS INC
Capital Markets
WI
2021
Form of First Supplemental Indenture
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
2021
Form of Indenture
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
NY
2021
Form of Underwriting Agreement
Underwriting Agreements
HENNESSY ADVISORS INC
Capital Markets
WI
2021
Second Amendment to Amended and Restated Servicing Agreement, dated October 26, 2018, between the registrant and Hennessy Funds Trust (on behalf of all Funds)
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2018
FIRST AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2015
TERM LOAN AGREEMENT HENNESSY ADVISORS, INC., AS BORROWER, U.S. BANK NATIONAL ASSOCIATION and CALIFORNIA BANK & TRUST, AS LENDERS, U.S. BANK NATIONAL ASSOCIATION, AS ADMINISTRATIVE...
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
CA
2015
AMENDED AND RESTATED SERVICING AGREEMENT
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2014
ASSET PURCHASE AGREEMENT Between HENNESSY ADVISORS, INC. and FBR FUND ADVISERS, INC. June 6, 2012
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2012
SHAREHOLDER SERVICING AGREEMENT
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
SERVICING AGREEMENT
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
SCHEDULE A to the Servicing Agreement Amended March 1, 2009 Hennessy Cornerstone Growth Fund, Series II (f/k/a TheHenlopen Fund) Hennessy Select Large Value Fund Hennessy...
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
2010
FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
1,822,463 Shares Common Stock (No Par Value)
Stock Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2005