HENNESSY ADVISORS INC Business Finance Contracts & Agreements

25 Contracts & Agreements
Browse by Subcategory
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
First Amendment to Sub-Advisory Agreement between Hennessy Advisors, Inc. and Stance Capital, LLC
Modification Agreements
HENNESSY ADVISORS INC
Capital Markets
2023
Description of Hennessy Advisors, Inc. Common Stock and 4.875% Notes Due 2026
Note Agreements
HENNESSY ADVISORS INC
Capital Markets
NY
2021
First Supplemental Indenture between Hennessy Advisors, Inc. and U.S. Bank National Association (Trustee) – 4.875% Notes Due 2026
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
2021
Indenture Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association dated October 20, 2021
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
NY
2021
Underwriting Agreement for $35,000,000 4.875% Notes Due 2026 between Hennessy Advisors, Inc. and Oppenheimer & Co. Inc.
Underwriting Agreements
HENNESSY ADVISORS INC
Capital Markets
WI
2021
First Supplemental Indenture between Hennessy Advisors, Inc. and U.S. Bank National Association, Trustee, Dated October 2021
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
2021
Indenture Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association, as Trustee (2021)
Indenture Agreements
HENNESSY ADVISORS INC
Capital Markets
NY
2021
Underwriting Agreement for Hennessy Advisors, Inc. Notes Due 2026 with Oppenheimer & Co. Inc.
Underwriting Agreements
HENNESSY ADVISORS INC
Capital Markets
WI
2021
Description of Hennessy Advisors, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Stock Agreements
HENNESSY ADVISORS INC
Capital Markets
2020
Description of Hennessy Advisors, Inc. Common Stock Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
HENNESSY ADVISORS INC
Capital Markets
2019
Transaction Agreement between Hennessy Advisors, Inc. and BP Capital Fund Advisors, LLC (July 10, 2018)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2018
Transaction Agreement among Hennessy Advisors, Inc., Rainier Investment Management, LLC, and Manning & Napier Group, LLC (May 10, 2017)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2017
Transaction Agreement Between Hennessy Advisors, Inc. and Westport Advisers, LLC (May 2, 2016)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
CT
2016
Term Loan Agreement among Hennessy Advisors, Inc., U.S. Bank National Association, and California Bank & Trust (2015)
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
CA
2015
Asset Purchase Agreement between Hennessy Advisors, Inc. and FBR Fund Advisers, Inc. (June 6, 2012)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
DE
2012
SCHEDULE A to the Servicing Agreement Amended March 1, 2009 Hennessy Cornerstone Growth Fund, Series II (f/k/a TheHenlopen Fund) Hennessy Select Large Value Fund Hennessy...
Servicing Agreements
HENNESSY ADVISORS INC
Capital Markets
2011
Sixth Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
2010
Fifth Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
Fourth Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
Third Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
Second Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
First Amendment to Amended and Restated Loan Agreement between Hennessy Advisors, Inc. and U.S. Bank National Association
Loan Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2009
Asset Purchase Agreement between Hennessy Advisors, Inc. and Voyageur Asset Management Inc. (Tamarack Large Cap Growth Fund)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
MN
2008
Asset Purchase Agreement between Hennessy Advisors, Inc. and Voyageur Asset Management Inc. (Tamarack Value Fund)
Purchase Agreements
HENNESSY ADVISORS INC
Capital Markets
MN
2008
Underwriting Agreement among Hennessy Advisors, Inc., Selling Shareholders, and A.G. Edwards & Sons, Inc. (as Representative of Underwriters)
Underwriting Agreements
HENNESSY ADVISORS INC
Capital Markets
MO
2005