HENNESSY ADVISORS INC Business Finance Contracts & Agreements
24 Contracts & Agreements
- Indenture Agreements (4 contracts)
- Loan Agreements (7)
- Purchase Agreements (1)
- Servicing Agreements (7)
- Stock Agreements (3)
- Underwriting Agreements (2)
- Form of Restricted Stock Unit Award Agreement for Directors and Advisory Committee Members (Filed With SEC on February 8, 2024)
- Form of Restricted Stock Unit Award Agreement for Employees (Filed With SEC on February 8, 2024)
- Second Amended and Restated Servicing Agreement, dated as of February28, 2022, between the registrant and Hennessy Funds Trust (on behalf ofall Hennessy Mutual Funds) (Filed With SEC on December 7, 2023)
- First Supplemental Indenture, dated as of October 20, 2021, between Hennessy Advisors, Inc. and U.S. Bank National Association, as trustee (Filed With SEC on October 20, 2021)
- Indenture, dated as of October 20, 2021, between the Company and U.S. Bank National Association, as trustee (Filed With SEC on October 20, 2021)
- Underwriting Agreement, dated October 13, 2021, between the Company and Oppenheimer & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on October 14, 2021)
- Form of First Supplemental Indenture (Filed With SEC on October 12, 2021)
- Form of Indenture (Filed With SEC on October 12, 2021)
- Form of Underwriting Agreement (Filed With SEC on October 12, 2021)
- Second Amendment to Amended and Restated Servicing Agreement, dated October 26, 2018, between the registrant and Hennessy Funds Trust (on behalf of all Funds) (Filed With SEC on November 28, 2018)
- FIRST AMENDMENT TO AMENDED AND RESTATED SERVICING AGREEMENT (Filed With SEC on November 30, 2015)
- AMENDED AND RESTATED SERVICING AGREEMENT (Filed With SEC on August 6, 2014)
- ASSET PURCHASE AGREEMENT Between HENNESSY ADVISORS, INC. and FBR FUND ADVISERS, INC. June 6, 2012 (Filed With SEC on June 8, 2012)
- SHAREHOLDER SERVICING AGREEMENT (Filed With SEC on December 9, 2011)
- SERVICING AGREEMENT (Filed With SEC on December 9, 2011)
- SCHEDULE A to the Servicing Agreement Amended March 1, 2009 Hennessy Cornerstone Growth Fund, Series II (f/k/a TheHenlopen Fund) Hennessy Select Large Value Fund Hennessy... (Filed With SEC on December 9, 2011)
- SIXTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on December 3, 2010)
- FIFTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on January 29, 2009)
- FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on January 29, 2009)
- THIRD AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on January 29, 2009)
- SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on January 29, 2009)
- FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on January 29, 2009)
- 1,822,463 Shares Common Stock (No Par Value) (Filed With SEC on September 21, 2005)
- TERM LOAN AGREEMENT HENNESSY ADVISORS, INC., AS BORROWER, U.S. BANK NATIONAL ASSOCIATION and CALIFORNIA BANK & TRUST, AS LENDERS, U.S. BANK NATIONAL ASSOCIATION, AS ADMINISTRATIVE... (Filed With SEC on September 23, 2015)
