Great Elm Capital Group, Inc. Business Finance Contracts & Agreements

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Amendment No. 1 to the Stockholders Rights Agreement between the Company and Computershare Trust Company, N.A
Trust Agreements
Great Elm Capital Group, Inc.
Capital Markets
2020
Certificate of Designation of Series A Preferred Stock of the Company
Stock Agreements
Great Elm Capital Group, Inc.
Capital Markets
2020
Form of Securities Purchase Agreement
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Form of Registration Rights Agreement
Registration Rights Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Form of 5.0% Convertible Senior PIK Notes due 2030
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2020
Amended and restated form of the Registrants common stock certificate
Stock Agreements
Great Elm Capital Group, Inc.
Capital Markets
2018
Contract of Purchase and Sale, dated March 6, 2018, between Great Elm FM Holdings, Inc. and IT Fort Myers Holdings, LLC
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2018
Share Registration Agreement, dated September 18, 2017, by and between the registrant and Northern Right Capital Management, L.P
Share Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017
Warrant, dated September 18, 2017, issued by the registrant to Northern Right Capital Management, L.P
Warrant Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017
Share Registration Agreement, dated September 18, 2017, by and between the registrant and MAST Capital Management, LLC
Share Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017
Warrant, dated September 18, 2017, issued by the registrant to MAST Capital Management, LLC
Warrant Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017
Amended and Restated Senior Secured Note, dated September 18, 2017, made by GECC GP Corp in favor of MAST Capital Management, LLC
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2017
SENIOR SECURED NOTE
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
ASSET PURCHASE AGREEMENT
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2016
AMENDED AND RESTATED BACKSTOP INVESTMENT AGREEMENT DATED AS OF OCTOBER 13, 2016 BY AND AMONG GREAT ELM CAPITAL GROUP, INC. AND THE INVESTORS NAMED HEREIN
Investment Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
BACKSTOP INVESTMENT AGREEMENT DATED AS OF SEPTEMBER 13, 2016 BY AND AMONG GREAT ELM CAPITAL GROUP, INC. AND THE INVESTORS NAMED HEREIN
Investment Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
2016
SECOND SUPPLEMENTAL INDENTURE, by and among UNWIRED PLANET,INC., as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee Dated as ofApril 6, 2016 SECOND...
Indenture Agreements
Great Elm Capital Group, Inc.
Capital Markets
2016
FORBEARANCE AGREEMENT
Forbearance Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2016
PURCHASE AND SALE AGREEMENT by and between OPTIS UP HOLDINGS, LLC and UNWIRED PLANET, INC. dated as of 6APRIL 2016 PURCHASE AND SALE AGREEMENT
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
TX
2016
FIRSTSUPPLEMENTAL INDENTURE, by and among UNWIRED PLANET, INC., asIssuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee Dated as ofDecember 23, 2015 FIRST...
Indenture Agreements
Great Elm Capital Group, Inc.
Capital Markets
2015
Exhibit A UNWIRED PLANET, INC. CONFIDENTIAL INFORMATION AND INVENTION ASSIGNMENT AGREEMENT (CIIA Agreement)
Assignment Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2015
REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
Great Elm Capital Group, Inc.
Capital Markets
2013
PURCHASE AGREEMENT
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2013
SECURITIES PURCHASE AGREEMENT
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
NY
2013
FORM OF NOTE UNWIRED PLANET, INC.
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
2013
UNWIRED PLANET, INC., as Issuer, Senior Secured Notes due 2018 INDENTURE Datedas of June 28, 2013 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee TABLE OF CONTENTS
Note Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2013
RELEASE OF CLAIMS
Release Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2012
AMENDMENT NO. 10 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
AMENDMENT NO. 9 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
AMENDMENT NO. 8 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
AMENDMENT NO. 7 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
ASSET PURCHASE AND SALE AGREEMENT BY AND BETWEEN OPENWAVE SYSTEMS INC. and OM 1, INC. April 15, 2012 Table of Contents
Purchase Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2012
AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2012
AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2011
AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT AND LIMITED WAIVER
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
DE
2011
LIMITED WAIVER TO LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
2011
LOAN AND SECURITY AGREEMENT
Loan Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2009
RESIGNATION AGREEMENT AND GENERAL RELEASE OF CLAIMS
Release Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2008