Great Elm Capital Group, Inc. Business Finance Contracts & Agreements
51 Contracts & Agreements
- Assignment Agreements (1 contract)
- Forbearance Agreements (1)
- Indenture Agreements (2)
- Investment Agreements (2)
- Loan Agreements (9)
- Note Agreements (6)
- Purchase Agreements (8)
- Registration Rights Agreements (3)
- Release Agreements (2)
- Share Agreements (2)
- Stock Agreements (12)
- Trust Agreements (1)
- Warrant Agreements (2)
- Amendment No. 1 to the Stockholders Rights Agreement between the Company and Computershare Trust Company, N.A (Filed With SEC on December 29, 2020)
- Certificate of Designation of Series A Preferred Stock of the Company (Filed With SEC on December 29, 2020)
- Form of Securities Purchase Agreement (Filed With SEC on March 2, 2020)
- Form of Registration Rights Agreement (Filed With SEC on March 2, 2020)
- Form of 5.0% Convertible Senior PIK Notes due 2030 (Filed With SEC on March 2, 2020)
- Amended and restated form of the Registrants common stock certificate (Filed With SEC on May 15, 2018)
- Contract of Purchase and Sale, dated March 6, 2018, between Great Elm FM Holdings, Inc. and IT Fort Myers Holdings, LLC (Filed With SEC on March 6, 2018)
- Share Registration Agreement, dated September 18, 2017, by and between the registrant and Northern Right Capital Management, L.P (Filed With SEC on September 20, 2017)
- Warrant, dated September 18, 2017, issued by the registrant to Northern Right Capital Management, L.P (Filed With SEC on September 20, 2017)
- Share Registration Agreement, dated September 18, 2017, by and between the registrant and MAST Capital Management, LLC (Filed With SEC on September 20, 2017)
- Warrant, dated September 18, 2017, issued by the registrant to MAST Capital Management, LLC (Filed With SEC on September 20, 2017)
- Amended and Restated Senior Secured Note, dated September 18, 2017, made by GECC GP Corp in favor of MAST Capital Management, LLC (Filed With SEC on September 20, 2017)
- SENIOR SECURED NOTE (Filed With SEC on November 9, 2016)
- ASSET PURCHASE AGREEMENT (Filed With SEC on November 9, 2016)
- AMENDED AND RESTATED BACKSTOP INVESTMENT AGREEMENT DATED AS OF OCTOBER 13, 2016 BY AND AMONG GREAT ELM CAPITAL GROUP, INC. AND THE INVESTORS NAMED HEREIN (Filed With SEC on October 14, 2016)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on September 14, 2016)
- BACKSTOP INVESTMENT AGREEMENT DATED AS OF SEPTEMBER 13, 2016 BY AND AMONG GREAT ELM CAPITAL GROUP, INC. AND THE INVESTORS NAMED HEREIN (Filed With SEC on September 14, 2016)
- FIRST AMENDMENT TO PURCHASE AND SALE AGREEMENT (Filed With SEC on May 25, 2016)
- SECOND SUPPLEMENTAL INDENTURE, by and among UNWIRED PLANET,INC., as Issuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee Dated as ofApril 6, 2016 SECOND... (Filed With SEC on April 7, 2016)
- FORBEARANCE AGREEMENT (Filed With SEC on April 7, 2016)
- PURCHASE AND SALE AGREEMENT by and between OPTIS UP HOLDINGS, LLC and UNWIRED PLANET, INC. dated as of 6APRIL 2016 PURCHASE AND SALE AGREEMENT (Filed With SEC on April 7, 2016)
- FIRSTSUPPLEMENTAL INDENTURE, by and among UNWIRED PLANET, INC., asIssuer and WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee Dated as ofDecember 23, 2015 FIRST... (Filed With SEC on December 29, 2015)
- Exhibit A UNWIRED PLANET, INC. CONFIDENTIAL INFORMATION AND INVENTION ASSIGNMENT AGREEMENT (CIIA Agreement) (Filed With SEC on November 9, 2015)
- REGISTRATION RIGHTS AGREEMENT (Filed With SEC on July 2, 2013)
- PURCHASE AGREEMENT (Filed With SEC on July 2, 2013)
- SECURITIES PURCHASE AGREEMENT (Filed With SEC on July 2, 2013)
- FORM OF NOTE UNWIRED PLANET, INC. (Filed With SEC on July 2, 2013)
- UNWIRED PLANET, INC., as Issuer, Senior Secured Notes due 2018 INDENTURE Datedas of June 28, 2013 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Indenture Trustee TABLE OF CONTENTS (Filed With SEC on July 2, 2013)
- RELEASE OF CLAIMS (Filed With SEC on November 9, 2012)
- AMENDMENT NO. 10 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 10, 2012)
- AMENDMENT NO. 9 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 10, 2012)
- AMENDMENT NO. 8 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 10, 2012)
- AMENDMENT NO. 7 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 10, 2012)
- ASSET PURCHASE AND SALE AGREEMENT BY AND BETWEEN OPENWAVE SYSTEMS INC. and OM 1, INC. April 15, 2012 Table of Contents (Filed With SEC on April 16, 2012)
- AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 8, 2012)
- AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT (Filed With SEC on November 7, 2011)
- AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT AND LIMITED WAIVER (Filed With SEC on May 6, 2011)
- LIMITED WAIVER TO LOAN AND SECURITY AGREEMENT (Filed With SEC on February 8, 2011)
- LOAN AND SECURITY AGREEMENT (Filed With SEC on January 28, 2009)
- RESIGNATION AGREEMENT AND GENERAL RELEASE OF CLAIMS (Filed With SEC on July 31, 2008)
