GAMCO INVESTORS, INC. ET AL Business Finance Contracts & Agreements

27 Contracts & Agreements
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Indenture Agreement for $54,040,000 2-Year Puttable Subordinated Notes due 2023 between GAMCO Investors, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2021
Description of GAMCO Investors, Inc. Class A Common Stock Registered under Section 12 of the Exchange Act
Stock Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
2020
Escrow Agreement among GAMCO Investors, Inc., GGCP, Inc., Cascade Investment, L.L.C., and JPMorgan Chase Bank, N.A. dated August 15, 2016
Escrow Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
DE
2016
Registration Rights Agreement between Cascade Investment, L.L.C. and GAMCO Investors, Inc. dated August 15, 2016
Registration Rights Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2016
Note Purchase Agreement among Cascade Investment, L.L.C., GAMCO Investors, Inc., Mario J. Gabelli, and GGCP, Inc. dated August 15, 2016
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2016
Irrevocable Standby Letter of Credit Agreement No. 1 between GAMCO Investors, Inc. and GGCP, Inc.
Credit Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
2016
Convertible Promissory Note between GAMCO Investors, Inc. and Cascade Investment, L.L.C. dated August 15, 2016
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2016
$35,000,000 Floating Rate Promissory Note between GAMCO Investors, Inc. and GGCP, Inc. (Due December 28, 2016)
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2016
$250,000,000 Promissory Note between GAMCO Investors, Inc. and Associated Capital Group, Inc. dated November 30, 2015
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2015
Third Supplemental Indenture between GAMCO Investors, Inc. and The Bank of New York Mellon (November 22, 2013)
Indenture Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2013
First Supplemental Indenture between GAMCO Investors, Inc. and Computershare Trust Company, N.A. (November 22, 2013)
Indenture Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
DE
2013
Second Supplemental Indenture between GAMCO Investors, Inc. and The Bank of New York Mellon, dated May 31, 2011
Indenture Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2011
Underwriting Agreement for 5.875% Senior Notes Due 2021 between GAMCO Investors, Inc. and Underwriters
Underwriting Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2011
Indenture Agreement for $100,000,000 0% Subordinated Debentures due 2015 between GAMCO Investors, Inc. and Computershare Trust Company, N.A.
Indenture Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2011
First Amendment to Note Purchase Agreement among Cascade Investment, GAMCO Investors, Mario J. Gabelli, and GGCP, Inc.
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2010
Sixth Amendment to Note Purchase Agreement among Cascade Investment, L.L.C., GAMCO Investors, Inc., and Gabelli Stockholders
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2010
Escrow Agreement among GAMCO Investors Inc., Cascade Investment, L.L.C., and JPMorgan Chase Bank, N.A. dated October 2, 2008
Escrow Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
WA
2008
First Amendment to Registration Rights Agreement between GAMCO Investors, Inc. and Cascade Investment, L.L.C.
Registration Rights Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
WA
2008
Convertible Promissory Note between GAMCO Investors, Inc. and Cascade Investment, L.L.C. dated October 2, 2008
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2008
Note Purchase Agreement between Cascade Investment, L.L.C. and GAMCO Investors, Inc. (October 2, 2008)
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
WA
2008
Registration Rights Agreement between GAMCO Investors, Inc. and Frederick J. Mancheski and David M. Perlmutter (May 31, 2006)
Registration Rights Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2006
Exchange and Standstill Agreement between GAMCO Investors, Inc. and Frederick J. Mancheski
Exchange Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2006
Convertible Promissory Note between Gabelli Asset Management Inc. and Cascade Investment LLC dated August 14, 2001
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2004
Second Amendment to Note Purchase Agreement among Cascade Investment LLC, Gabelli Asset Management Inc., and Related Parties
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
2004
Gabelli Asset Management Inc. $100,000,000 5.50% Senior Notes Due 2013 (Global Note)
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
2003
Convertible Promissory Note between Gabelli Asset Management Inc. and Cascade Investment LLC dated August 14, 2001
Note Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
NY
2003
First Amendment to Note Purchase Agreement between Cascade Investment LLC and Gabelli Asset Management Inc.
Modification Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
2003