GAIN Capital Holdings, Inc. Business Finance Contracts & Agreements

23 Contracts & Agreements
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Supplemental Indenture
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2020
Fourth Waiver and Amendment to the Credit Agreement, dated as of August 8, 2019, between GAIN Capital Holdings, Inc. as Borrower and Barclays Bank PLC, Sterling National Bank,...
Credit Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2019
Form of Employee Restricted Stock Unit Grant (Time Based)
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
Form of Executive Restricted Stock Unit Grant (Time Based)
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
Form of CEO Restricted Stock Unit Grant (Time Based)
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NJ
2018
Asset Purchase Agreement, dated as of May 29, 2018, between 360tGTX Inc. and GAIN Capital Holdings, Inc
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2018
GAINCAPITAL HOLDINGS, INC. AS ISSUER 5.00%CONVERTIBLE SENIOR NOTES DUE 2022 _____________________ INDENTURE DATEDAS OF AUGUST 22, 2017 _____________________ THEBANK OF NEW YORK...
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
CREDIT AGREEMENT dated as of August 2, 2017 between GAIN CAPITAL HOLDINGS, INC., as Borrower The LENDERS Party Hereto, and BARCLAYS BANK PLC, as Administrative Agent, Collateral...
Credit Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
ASSET PURCHASE AGREEMENT dated as of February 7, 2017 between GAIN CAPITAL GROUP, LLC, and FOREX CAPITAL MARKETS L.L.C. ASSET PURCHASE AGREEMENT
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2017
ASSET PURCHASE AGREEMENT dated as of July 10, 2014 among GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and FOREXSTER LIMITED TABLE OF CONTENTS
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
ASSET PURCHASE AGREEMENT dated as of July 10, 2014 between GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and VALAQUENTA INTELLECTUAL PROPERTIES LIMITED TABLE OF CONTENTS
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), TOP THIRD AG MARKETING LLC (COMPANY), GLOBAL ASSET ADVISORS, LLC (GAA), and MARK GOLD,...
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), GLOBAL ASSET ADVISORS, LLC (COMPANY), LUCKY GOOD DOG, L.L.C. and GLENN A. SWANSON...
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2014
GAIN CAPITAL HOLDINGS, INC. AS ISSUER 4.125% CONVERTIBLE SENIOR NOTES DUE 2018 INDENTURE DATED AS OF NOVEMBER 27, 2013 THE BANK OF NEW YORK MELLON AS TRUSTEE TABLE OF CONTENTS
Indenture Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2013
LOAN AND SECURITY AGREEMENT
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2013
AMENDED AND RESTATED STOCK PURCHASE AGREEMENT dated as of September 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the...
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
STOCK PURCHASE AGREEMENT dated as of April 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the purchase and sale of 100% of...
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
MI
2013
RIGHTS AGREEMENT dated as of April 9, 2013 between GAINCAPITAL HOLDINGS, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent TABLE OF CONTENTS
Registration Rights Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2013
STOCK PURCHASE AGREEMENT between OPTIONSXPRESS HOLDINGS, INC. and GAIN CAPITAL GROUP, LLC dated as of June 27, 2012 TABLE OF CONTENTS
Stock Agreements
GAIN Capital Holdings, Inc.
Capital Markets
DE
2012
FIRST AMENDMENT TO UNCONDITIONAL GUARANTY
Guaranty Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2011
AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2011
ASSET PURCHASE AGREEMENT
Purchase Agreements
GAIN Capital Holdings, Inc.
Capital Markets
NY
2011
SEVENTH LOAN MODIFICATION AGREEMENT
Loan Agreements
GAIN Capital Holdings, Inc.
Capital Markets
2011