E*Trade Business Finance Contracts & Agreements

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Deposit Agreement among E*TRADE Financial Corporation, The Bank of New York Mellon, and Holders of Depositary Receipts (2017)
Deposit Agreements
E*Trade
Capital Markets
NY
2017
Second Supplemental Indenture to Indenture for 3.800% Senior Notes due 2027 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2017
First Supplemental Indenture to Indenture for 2.950% Senior Notes due 2022 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2017
$345,000,000 364-Day Credit Agreement among E*TRADE CLEARING LLC, Lenders, and JPMorgan Chase Bank, N.A. (June 26, 2015)
Credit Agreements
E*Trade
Capital Markets
NY
2015
Third Supplemental Indenture to Senior Indenture for 4.625% Senior Notes due 2023 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation Performance Units Grant Notice and Agreement (2015-2016)
Equity Distribution Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation Restricted Stock Units Agreement (Executive Form)
Equity Distribution Agreements
E*Trade
Capital Markets
NY
2015
Second Supplemental Indenture to Senior Indenture for 5.375% Senior Notes due 2022 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2014
First Supplemental Indenture to Senior Indenture for E*TRADE Financial Corporation 6% and 6.375% Senior Notes (2017 & 2019)
Indenture Agreements
E*Trade
Capital Markets
NY
2012
Third Supplemental Indenture to Indenture for Class A and B Senior Convertible Debentures due 2019 among E*TRADE Financial Corporation, Guaranteeing Subsidiaries, and The Bank of...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
Security Agreement among E*TRADE Financial Corporation, Subsidiary Grantors, and The Bank of New York Mellon as Collateral Trustee (June 15, 2011)
Security Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE Financial Corporation $150,000,000 Common Stock Distribution Agreement with Sandler O’Neill & Partners, L.P.
Equity Distribution Agreements
E*Trade
Capital Markets
NY
2009
Fourth Supplemental Indenture among Moon-Eagle Merger Sub II, LLC, Moon-Eagle Co-Obligor, Inc., E*TRADE Financial Corporation, and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2020
Description of Common Stock of E*TRADE Financial Corporation
Stock Agreements
E*Trade
Capital Markets
2020
Third Supplemental Indenture to Indenture for 4.500% Senior Notes due 2028 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2018
E*TRADE Financial Corporation 4.500% Senior Notes Due 2028 Underwriting Agreement with Credit Suisse, J.P. Morgan, Merrill Lynch, and Wells Fargo
Underwriting Agreements
E*Trade
Capital Markets
NY
2018
E*TRADE Financial Corporation Series B Preferred Stock Global Security Certificate
Stock Agreements
E*Trade
Capital Markets
2017
E*TRADE Financial Corporation Underwriting Agreement for 300,000 Depositary Shares (Preferred Stock, Series B)
Underwriting Agreements
E*Trade
Capital Markets
NY
2017
Indenture Agreement between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A. dated August 24, 2017
Indenture Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE Financial Corporation Senior Notes Underwriting Agreement with Credit Suisse, J.P. Morgan, Merrill Lynch, and Wells Fargo (2017)
Underwriting Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE Financial Corporation Series A Preferred Stock Global Security Certificate
Stock Agreements
E*Trade
Capital Markets
2016
E*TRADE Financial Corporation Underwriting Agreement for 400,000 Shares of Preferred Stock (2016)
Underwriting Agreements
E*Trade
Capital Markets
NY
2016
$400,000,000 364-Day Credit Agreement among E*TRADE Clearing LLC, Lenders, and JPMorgan Chase Bank, N.A. (June 24, 2016)
Credit Agreements
E*Trade
Capital Markets
NY
2016
E*TRADE Financial Corporation Restricted Stock Agreement under 2015 Omnibus Incentive Plan
Stock Agreements
E*Trade
Capital Markets
NY
2016
Amendment No. 1 to Credit Agreement among E*TRADE Financial Corporation, JPMorgan Chase Bank, N.A., and Lenders
Credit Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation 4.625% Senior Notes Due 2023 Underwriting Agreement with Morgan Stanley & Co. LLC
Underwriting Agreements
E*Trade
Capital Markets
NY
2015
Credit Agreement among E*TRADE Financial Corporation, Lenders, JPMorgan Chase Bank, and Morgan Stanley Senior Funding (November 10, 2014)
Credit Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation 5.375% Senior Notes Due 2022 Underwriting Agreement with J.P. Morgan Securities LLC and Others
Underwriting Agreements
E*Trade
Capital Markets
NY
2014
Global Amendment to E*TRADE Agreements between Broadridge and E*TRADE Financial Corporation
Modification Agreements
E*Trade
Capital Markets
2014
E*TRADE Financial Corporation Underwriting Agreement with Citadel Equity Fund Ltd. and Citigroup Global Markets Inc. (March 2013)
Underwriting Agreements
E*Trade
Capital Markets
NY
2013
Senior Indenture between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A. dated November 14, 2012
Indenture Agreements
E*Trade
Capital Markets
NY
2012
Underwriting Agreement for E*TRADE Financial Corporation 6% Senior Notes Due 2017 and 6.375% Senior Notes Due 2019
Underwriting Agreements
E*Trade
Capital Markets
NY
2012
Fourth Supplemental Indenture to 12.5% Springing Lien Notes Due 2017 among E*TRADE Financial Corporation, Guaranteeing Subsidiaries, and The Bank of New York Mellon
Indenture Agreements
E*Trade
Capital Markets
NY
2011
Second Supplemental Indenture to 7.875% Notes Due 2015 among E*TRADE Financial Corporation, Guaranteeing Subsidiaries, and The Bank of New York Mellon
Indenture Agreements
E*Trade
Capital Markets
NY
2011
First Supplemental Indenture to 6.75% Notes Due 2016 among E*TRADE Financial Corporation, Guaranteeing Subsidiaries, and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2011
Indenture Agreement for 6.75% Senior Notes Due 2016 between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A.
Indenture Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE Financial Corporation and J.P. Morgan Securities LLC Underwriting Agreement for $435 Million 6.75% Senior Notes Due 2016
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
Underwriting Agreement among E*TRADE Financial Corporation, Citadel Equity Fund Ltd., and Morgan Stanley & Co. Incorporated (April 25, 2011)
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
Underwriting Agreement among E*TRADE Financial Corporation, Citadel Equity Fund Ltd., and Goldman, Sachs & Co. (February 23, 2011)
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
Fourth Amendment to Rights Agreement between E*TRADE Financial Corporation and American Stock Transfer & Trust Company
Modification Agreements
E*Trade
Capital Markets
NY
2009