E*Trade Business Finance Contracts & Agreements

67 Contracts & Agreements
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Description of Common Stock
Stock Agreements
E*Trade
Capital Markets
2020
Third Supplemental Indenture, dated as of June 20, 2018, between E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A., as trustee
Indenture Agreements
E*Trade
Capital Markets
NY
2018
Underwriting Agreement dated June 11, 2018 between E*TRADE Financial Corporation and Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner...
Underwriting Agreements
E*Trade
Capital Markets
NY
2018
Deposit Agreement among the Company, The Bank of New York Mellon and the holders from time to time of the depositary receipts described therein
Deposit Agreements
E*Trade
Capital Markets
NY
2017
Form of Certificate representing the Series B Preferred Stock
Stock Agreements
E*Trade
Capital Markets
2017
Underwriting Agreement dated November 27, 2017 between the Company and Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC and Wells Fargo Securities, LLC, as...
Underwriting Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 3.800% Senior Notes due 2027 SecondSupplemental Indenture Dated as of August 24, 2017 to Indenture...
Indenture Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 2.950% Senior Notes due 2022 FirstSupplemental Indenture Dated as of August 24, 2017 to Indenture...
Indenture Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE Financial Corporation as Issuer and The Bank of New York Mellon Trust Company, N.A. as Trustee Indenture Dated as of August 24, 2017 TABLE OF CONTENTS
Indenture Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE FINANCIAL CORPORATION 2.950% Senior Notes due 2022 3.800% Senior Notes due 2027 UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2017
E*TRADE FINANCIAL CORPORATION FIXED-TO-FLOATING RATE NON-CUMULATIVE PERPETUAL PREFERRED STOCK, SERIES A (GLOBAL SECURITY)
Stock Agreements
E*Trade
Capital Markets
2016
E*TRADE FINANCIAL CORPORATION 400,000 Shares of Preferred Stock ($0.01 par value per share, liquidation preference $1,000 per share) UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2016
$400,000,000 364-DAY CREDIT AGREEMENT dated as of June 24, 2016, among E*TRADE CLEARING LLC, as Borrower, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as...
Credit Agreements
E*Trade
Capital Markets
NY
2016
E*TRADE FINANCIAL CORPORATION DEFERRED RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
E*Trade
Capital Markets
NY
2016
E*TRADE FINANCIAL CORPORATION RESTRICTED STOCK AGREEMENT
Stock Agreements
E*Trade
Capital Markets
NY
2016
$345,000,000 364-DAY CREDIT AGREEMENT dated as of June 26, 2015, among E*TRADE CLEARING LLC, as Borrower, The Lenders Party Hereto, and JPMORGAN CHASE BANK, N.A., as...
Credit Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 4.625% Senior Notes due 2023 ThirdSupplemental Indenture Dated as of March 5, 2015 to Senior...
Indenture Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE FINANCIAL CORPORATION 4.625% Senior Notes due 2023 UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE FINANCIAL CORPORATION RESTRICTED STOCK UNITS AGREEMENT
Stock Agreements
E*Trade
Capital Markets
NY
2015
_____________________________________________________________________________________________ CREDIT AGREEMENT dated as of November 10, 2014, among E*TRADE FINANCIAL CORPORATION,...
Credit Agreements
E*Trade
Capital Markets
NY
2015
E*TRADE Financial Corporation and The Bank of NewYork Mellon Trust Company, N.A. 5.375% Senior Notes due 2022 SecondSupplemental Indenture Dated as of November 17, 2014 to Senior...
Indenture Agreements
E*Trade
Capital Markets
NY
2014
E*TRADE FINANCIAL CORPORATION 5. 375% Senior Notes due 2022 UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2014
E*TRADE FINANCIAL CORPORATION 27,394,448 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2013
E*TRADE Financial Corporation and The Bank of New York Mellon Trust Company, N.A. 6% Senior Notes due 2017 6.375% Senior Notes due 2019 FirstSupplemental Indenture Dated as of...
Indenture Agreements
E*Trade
Capital Markets
NY
2012
E*TRADE FINANCIAL CORPORATION 6% Senior Notes due 2017 6.375% Senior Notes due 2019 UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2012
THIRD SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
FOURTH SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
SECOND SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon, as...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
FIRST SUPPLEMENTAL INDENTURE dated as of June 15, 2011, among E*TRADEFinancial Corporation and The Guaranteeing Subsidiaries Party Hereto and The Bank of New York Mellon Trust...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
SECURITY AGREEMENT dated as of June 15, 2011 among E*TRADE FINANCIAL CORPORATION, THE SUBSIDIARY GRANTORS PARTY HERETO and THE BANK OF NEW YORK MELLON, as Collateral Trustee TABLE...
Security Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE Financial Corporation as Issuer and The Bank of New York Mellon Trust Company, N.A. as Trustee Indenture Dated as of May 19, 2011 6 3/4% Senior Notes Due 2016 TABLE OF...
Indenture Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE FINANCIAL CORPORATION 435,000,000% Senior Notes due 2016 UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE FINANCIAL CORPORATION 27,500,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
E*TRADE FINANCIAL CORPORATION 23,950,000 Shares of Common Stock ($0.01 par value per share) UNDERWRITING AGREEMENT
Underwriting Agreements
E*Trade
Capital Markets
NY
2011
E*TRADEFINANCIAL CORPORATION $150,000,000 CommonStock ($0.01par value per share) DISTRIBUTIONAGREEMENT
Share Agreements
E*Trade
Capital Markets
NY
2009
E*TRADEFINANCIAL CORPORATION, asIssuer and THEBANK OF NEW YORK MELLON, asTrustee THIRDSUPPLEMENTAL INDENTURE Datedas of July 9, 2009 12.5%Springing Lien Notes due 2017
Indenture Agreements
E*Trade
Capital Markets
NY
2009
AMENDMENTNO. 1 TO EXCHANGE AGREEMENT
Exchange Agreements
E*Trade
Capital Markets
NY
2009
Exhibit1.1 E*TRADEFINANCIAL CORPORATION 435,000,000Shares of CommonStock ($0.01par value per share) UNDERWRITINGAGREEMENT
Share Agreements
E*Trade
Capital Markets
NY
2009
EXCHANGE AGREEMENT
Exchange Agreements
E*Trade
Capital Markets
DE
2009
E*TRADE FINANCIAL CORPORATION $150,000,000 Common Stock ($0.01 par value per share)
Stock Agreements
E*Trade
Capital Markets
NY
2009