COWEN INC. Business Finance Contracts & Agreements

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Form of Restricted Stock Unit and Deferred Cash Award Agreement
Stock Agreements
COWEN INC.
Capital Markets
NY
2022
Form of Restricted Stock Unit and Deferred Cash Award Agreement
Stock Agreements
COWEN INC.
Capital Markets
NY
2021
Form of Restricted Stock Unit and Deferred Cash Award
Stock Agreements
COWEN INC.
Capital Markets
NY
2020
Credit Agreement dated December 2, 2019
Credit Agreements
COWEN INC.
Capital Markets
DE
2019
Form of Note Purchase Agreement, including the form of Note attached thereto
Note Agreements
COWEN INC.
Capital Markets
DE
2019
PURCHASE AGREEMENT by and among THE SELLERS SIGNATORY HERETO, THE BENEFICIAL OWNERS SIGNATORY HERETO, THE SELLER REPRESENTATIVES SIGNATORY HERETO, COWEN INTERNATIONAL LIMITED,...
Purchase Agreements
COWEN INC.
Capital Markets
NY
2018
Third Supplemental Indenture, dated June 11, 2018, by and between Cowen Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2018
Underwriting Agreement, dated as of June 6, 2018, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several...
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2018
Indenture, dated as of December 14, 2017, between Cowen Inc. and The Bank of New York Mellon
Indenture Agreements
COWEN INC.
Capital Markets
NY
2017
Second Supplemental Indenture, dated as of December 8, 2017, by and between Cowen Inc. and The Bank of New York Mellon, as Trustee
Indenture Agreements
COWEN INC.
Capital Markets
NY
2017
Underwriting Agreement, dated as of December 5, 2017, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several...
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2017
MODIFICATION AGREEMENT
Modification Agreements
COWEN INC.
Capital Markets
NY
2017
AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2017
SECURITIES PURCHASE AGREEMENT by and among CONVERGEX HOLDINGS, LLC, CONVERGEX GROUP, LLC, GTCR CONVERGEX HOLDINGS LLC, COWEN CV ACQUISITION LLC and COWEN GROUP, INC. APRIL 2, 2017...
Purchase Agreements
COWEN INC.
Capital Markets
DE
2017
TERM LOAN AGREEMENT dated as of [], 2017 among [COWEN GROUP, INC.], as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and [], as Administrative Agent TABLE OF CONTENTS
Loan Agreements
COWEN INC.
Capital Markets
DE
2017
INVESTOR RIGHTS AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS Article I DEFINITIONS
Investor Rights Agreements
COWEN INC.
Capital Markets
DE
2017
STOCK PURCHASE AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS
Stock Agreements
COWEN INC.
Capital Markets
DE
2017
FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT
Credit Agreements
COWEN INC.
Capital Markets
NY
2016
REVOLVING CREDIT AGREEMENT dated as of August 3, 2015 among COWEN FINANCE HOLDINGS LLC, COWEN STRUCTURED HOLDINGS LLC, RCG LV PEARL, LLC and RAMIUS LLC, as Borrowers THE LENDERS...
Credit Agreements
COWEN INC.
Capital Markets
DE
2015
FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee 8.25% Senior Notes due 2021 Dated as of October 10, 2014...
Note Agreements
COWEN INC.
Capital Markets
NY
2014
Cowen Group, Inc. $55,000,000 8.25% Senior Notes due 2021 Underwriting Agreement
Underwriting Agreements
COWEN INC.
Capital Markets
NY
2014
FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee $130,000,000 3.00% Cash Convertible Senior Notes due 2019...
Note Agreements
COWEN INC.
Capital Markets
NY
2014
[FORM OF FACE OF NOTE]
Note Agreements
COWEN INC.
Capital Markets
DE
2014
COWEN GROUP, INC. AND THE BANK OF NEW YORK MELLON, as Trustee INDENTURE Dated as of March 10, 2014 3.00% Cash Convertible Senior Notes due 2019
Indenture Agreements
COWEN INC.
Capital Markets
DE
2014
FORM OF STOCK APPRECIATION RIGHT AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2013
FORM OF STOCK APPRECIATION RIGHT AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2013
RESTRICTED STOCK UNIT AND DEFERRED CASH AWARD AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2012
MODIFICATION AGREEMENT
Modification Agreements
COWEN INC.
Capital Markets
NY
2010
COWEN GROUP, INC. (a Delaware corporation) Sharesof Class A Common Stock* PURCHASE AGREEMENT
Stock Agreements
COWEN INC.
Capital Markets
NY
2009
SECURED REVOLVING CREDIT AGREEMENT by and among LEXINGTONPARK PARENT CORP. (to be renamed COWEN GROUP, INC.) Borrower and BAYERISCHE HYPO-UND VEREINSBANK AG, NEW YORK BRANCH...
Credit Agreements
COWEN INC.
Capital Markets
NY
2009
LEXINGTONPARK PARENT CORP. REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreements
COWEN INC.
Capital Markets
NY
2009
ASSET EXCHANGE AGREEMENT
Exchange Agreements
COWEN INC.
Capital Markets
DE
2009
TRANSACTION AGREEMENT and AGREEMENT AND PLAN OFMERGER, by and among COWEN GROUP, INC., LEXINGTONPARK PARENT CORP., LEXINGTON MERGER CORP., PARK EXCHANGE LLC, and RAMIUS LLC DATED...
Exchange Agreements
COWEN INC.
Capital Markets
DE
2009