COWEN INC. Business Finance Contracts & Agreements
33 Contracts & Agreements
- Credit Agreements (4 contracts)
- Exchange Agreements (2)
- Indenture Agreements (4)
- Investor Rights Agreements (1)
- Loan Agreements (1)
- Modification Agreements (2)
- Note Agreements (4)
- Purchase Agreements (2)
- Registration Rights Agreements (1)
- Stock Agreements (9)
- Underwriting Agreements (3)
- Form of Restricted Stock Unit and Deferred Cash Award Agreement (Filed With SEC on May 2, 2022)
- Form of Restricted Stock Unit and Deferred Cash Award Agreement (Filed With SEC on March 3, 2021)
- Form of Restricted Stock Unit and Deferred Cash Award (Filed With SEC on March 4, 2020)
- Credit Agreement dated December 2, 2019 (Filed With SEC on December 4, 2019)
- Form of Note Purchase Agreement, including the form of Note attached thereto (Filed With SEC on April 29, 2019)
- PURCHASE AGREEMENT by and among THE SELLERS SIGNATORY HERETO, THE BENEFICIAL OWNERS SIGNATORY HERETO, THE SELLER REPRESENTATIVES SIGNATORY HERETO, COWEN INTERNATIONAL LIMITED,... (Filed With SEC on November 21, 2018)
- Third Supplemental Indenture, dated June 11, 2018, by and between Cowen Inc. and The Bank of New York Mellon (Filed With SEC on June 11, 2018)
- Underwriting Agreement, dated as of June 6, 2018, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several... (Filed With SEC on June 11, 2018)
- Indenture, dated as of December 14, 2017, between Cowen Inc. and The Bank of New York Mellon (Filed With SEC on December 14, 2017)
- Second Supplemental Indenture, dated as of December 8, 2017, by and between Cowen Inc. and The Bank of New York Mellon, as Trustee (Filed With SEC on December 8, 2017)
- Underwriting Agreement, dated as of December 5, 2017, by and between Cowen Inc. and with Morgan Stanley & Co. LLC and UBS Securities LLC, as representatives of the several... (Filed With SEC on December 8, 2017)
- MODIFICATION AGREEMENT (Filed With SEC on November 24, 2017)
- AMENDMENT NO. 1 TO STOCK PURCHASE AGREEMENT (Filed With SEC on August 3, 2017)
- SECURITIES PURCHASE AGREEMENT by and among CONVERGEX HOLDINGS, LLC, CONVERGEX GROUP, LLC, GTCR CONVERGEX HOLDINGS LLC, COWEN CV ACQUISITION LLC and COWEN GROUP, INC. APRIL 2, 2017... (Filed With SEC on April 6, 2017)
- TERM LOAN AGREEMENT dated as of [], 2017 among [COWEN GROUP, INC.], as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and [], as Administrative Agent TABLE OF CONTENTS (Filed With SEC on March 30, 2017)
- INVESTOR RIGHTS AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS Article I DEFINITIONS (Filed With SEC on March 30, 2017)
- STOCK PURCHASE AGREEMENT by and between SHANGHAI HUAXIN GROUP (HONGKONG) LIMITED and COWEN GROUP, INC. March 29, 2017 TABLE OF CONTENTS (Filed With SEC on March 30, 2017)
- FIRST AMENDMENT TO REVOLVING CREDIT AGREEMENT (Filed With SEC on August 1, 2016)
- FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee 8.25% Senior Notes due 2021 Dated as of October 10, 2014... (Filed With SEC on October 10, 2014)
- Cowen Group, Inc. $55,000,000 8.25% Senior Notes due 2021 Underwriting Agreement (Filed With SEC on October 6, 2014)
- FIRST SUPPLEMENTAL INDENTURE by and between COWEN GROUP, INC. as Issuer, and THE BANK OF NEW YORK MELLON as Trustee $130,000,000 3.00% Cash Convertible Senior Notes due 2019... (Filed With SEC on May 8, 2014)
- [FORM OF FACE OF NOTE] (Filed With SEC on March 11, 2014)
- COWEN GROUP, INC. AND THE BANK OF NEW YORK MELLON, as Trustee INDENTURE Dated as of March 10, 2014 3.00% Cash Convertible Senior Notes due 2019 (Filed With SEC on March 11, 2014)
- FORM OF STOCK APPRECIATION RIGHT AGREEMENT (Filed With SEC on May 8, 2013)
- FORM OF STOCK APPRECIATION RIGHT AGREEMENT (Filed With SEC on March 7, 2013)
- RESTRICTED STOCK UNIT AND DEFERRED CASH AWARD AGREEMENT (Filed With SEC on March 9, 2012)
- MODIFICATION AGREEMENT (Filed With SEC on May 14, 2010)
- COWEN GROUP, INC. (a Delaware corporation) Sharesof Class A Common Stock* PURCHASE AGREEMENT (Filed With SEC on December 14, 2009)
- SECURED REVOLVING CREDIT AGREEMENT by and among LEXINGTONPARK PARENT CORP. (to be renamed COWEN GROUP, INC.) Borrower and BAYERISCHE HYPO-UND VEREINSBANK AG, NEW YORK BRANCH... (Filed With SEC on November 5, 2009)
- LEXINGTONPARK PARENT CORP. REGISTRATION RIGHTS AGREEMENT (Filed With SEC on November 5, 2009)
- ASSET EXCHANGE AGREEMENT (Filed With SEC on June 5, 2009)
- TRANSACTION AGREEMENT and AGREEMENT AND PLAN OFMERGER, by and among COWEN GROUP, INC., LEXINGTONPARK PARENT CORP., LEXINGTON MERGER CORP., PARK EXCHANGE LLC, and RAMIUS LLC DATED... (Filed With SEC on June 5, 2009)
- REVOLVING CREDIT AGREEMENT dated as of August 3, 2015 among COWEN FINANCE HOLDINGS LLC, COWEN STRUCTURED HOLDINGS LLC, RCG LV PEARL, LLC and RAMIUS LLC, as Borrowers THE LENDERS... (Filed With SEC on August 4, 2015)
